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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/16/20 Collaborative Inv Series Trust 485APOS 8:1.2M Quality EDGAR So… LLC/FA → Rareview Dynamic Fixed Income ETF ⇒ RDFI → Rareview Tax Advantaged Income ETF ⇒ RTAI |
Document/Exhibit Description Pages Size
1: 485APOS Post-Effective Amendment of a Form N-1 or N-1A HTML 588K
Registration
2: EX-99.(D)(XV) Management Agreement HTML 44K
3: EX-99.(E)(IX) Underwriting Agreement HTML 10K
4: EX-99.(G)(GIX) Custody Agreement HTML 14K
5: EX-99.(H)(XXIX) Operating Expense Limitation Agreemen HTML 14K
6: EX-99.(H)(XXX) Transfer Agent Agreement HTML 16K
7: EX-99.(I) Legal Opinion and Consent HTML 13K
8: EX-99.(P)(XII) Code of Ethics HTML 10K
Collaborative Investment Series Trust 485APOS
Exhibit 99.(e)(ix)
SECOND AMENDMENT TO
ETF DISTRIBUTION AGREEMENT
This second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of April 30, 2019 by and between Collaborative Investment Series Trust (the “Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of September 9, 2020 (the “Effective Date”).
WHEREAS, the Trust and Foreside (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the addition of three new Funds; and
WHEREAS, Section 8(b) of the Agreement requires that all amendments and modifications to the Agreement be in writing and executed by the Parties.
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
| 1. | Capitalized terms not otherwise defined herein shall have the meanings set forth in Agreement. |
| 2. | Exhibit A of the Agreement is hereby deleted in its entirety and replaced by the Exhibit A attached hereto reflecting the addition of three new Funds: Trend Aggregation Conservative ETF, Rareview Dynamic Fixed Income ETF, and Rareview Tax Advantaged Income ETF. |
| 3. | Except as expressly amended hereby, all of the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein. |
| 4. | This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
| COLLABORATIVE INVESTMENT | FORESIDE FUND SERVICES, LLC SERIES TRUST | |||
| By: |  |
By: |  | |
| Gregory Skidmore, President | Mark A. Fairbanks, Vice President | |||
EXHIBIT A
Funds
Tactical Income ETF
Trend Aggregation US ETF
Trend Aggregation ESG ETF
Trend Aggregation Managed Futures Strategy ETF
Trend Aggregation Dividend Stock ETF
Trend Aggregation Aggressive Growth ETF
Trend Aggregation Conservative ETF
Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF
C:
| This ‘485APOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 10/16/20 | |||
| 9/9/20 | 497 | |||
| 4/30/19 | ||||
| List all Filings | ||||