|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/13/21 Gabelli Multimedia Trust Inc. POS EX 7/13/21 7:1.2M Quality EDGAR So… LLC/FA |
Document/Exhibit Description Pages Size
1: POS EX Post-Effective Amendment of a Registration HTML 86K
Statement - Additional Exhibits
2: EX-99.(D)(II) Form of Notice of Guaranteed Delivery HTML 15K
3: EX-99.(D)(III) Form of Subscription Certificate HTML 6K
4: EX-99.(K)(IV) Form of Information Agent Agreement HTML 13K
5: EX-99.(K)(V) Form of Subscription Agent Agreement HTML 143K
6: EX-99.(L)(II) Opinion and Consent of Venable LLP HTML 17K
7: EX-99.(N)(II) Powers of Attorney HTML 8K
THE GABELLI MULTIMEDIA TRUST IN POS-EX
Exhibit 99(d)(ii)
Notice of Guaranteed Delivery
For Payment for Common Stock
The Gabelli Global Multimedia Trust
Subscribed for Via Primary Subscription
and the Over-Subscription Privilege
As set forth in the Prospectus Supplement for this rights offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription for all shares of the Fund’s common stock (the “Shares”) subscribed for via the Primary Subscription and the Over-Subscription Privilege. Such form may be delivered by first class mail, express mail or overnight courier or sent by facsimile to the Subscription Agent.
THE SUBSCRIPTION AGENT IS:
| BY MAIL: |
BY EXPRESS MAIL OR OVERNIGHT COURIER: |
BY facsimile: |
|
Computershare Trust Company, N.A. Corporate Actions Voluntary Offer P.O. Box 43011 |
Computershare Trust Company, N.A. Corporate Actions Voluntary Offer 250 Royall Street Suite V |
(617) 360-6810 |
DELIVERY OF THIS INSTRUMENT TO AN ADDRESS, OR TRANSMISSION OF INSTRUCTIONS VIA A TELECOPY FACSIMILE NUMBER, OTHER THAN AS SET FORTH ABOVE, DOES NOT CONSTITUTE A VALID DELIVERY.
Telephone number to confirm receipt: (781) 575-2332.
The New York Stock Exchange member firm or bank or trust company which completes this form must communicate this guarantee and the number of Shares subscribed for in connection with this guarantee (separately disclosed as to the Primary Subscription and the Over-Subscription Privilege) to the Subscription Agent and must deliver prior to 5:00 p.m. Eastern Time, on the Expiration Date of August 25, 2021, (a) this Notice of Guaranteed Delivery, to the Subscription Agent, guaranteeing delivery of all subscribed Shares; (b) a properly completed and signed copy of the Subscription Certificate; and (c) payment of the full Subscription Price for the Shares subscribed for. Failure to do so will result in a forfeiture of the Rights.
GUARANTEE
The undersigned, a member firm of the New York Stock Exchange or a bank or trust company having an office or correspondent in the United States, guarantees delivery to the Subscription Agent by no later than 5:00 p.m. Eastern time on August 25, 2021, unless extended, of payment of the full Subscription Price for Shares subscribed for on Primary Subscription and for any additional Shares subscribed for pursuant to the Over-Subscription Privilege in the manner described on the other side of this form.
(continue on other side)
C:
BROKER ASSIGNED CONTROL # _______________________________________
THE GABELLI GLOBAL MULTIMEDIA TRUST
| 1. Primary Subscription | Number of Rights to be exercised | Number of Primary Shares requested for which you are guaranteeing delivery of Rights and Payment | Payment to be made in connection with Primary Shares |
| Rights __________ |
Shares __________ (Rights/3) |
$________________ | |
| 2. Over-Subscription | Number of Over-Subscription Shares requested for which you are guaranteeing payment | Payment to be made in connection with Over-Subscription Shares | |
| Shares __________ | $________________ | ||
| 3. Totals | Total Number of Rights to be Delivered | Total Number of Shares to be Delivered | |
| Rights __________ | Shares __________ |
$________________ Total Payment |
Method of delivery (circle one)
A. Through DTC.
B. Direct to Computershare Trust Company, N.A., as Subscription Agent.
Please reference below the registration of the Rights to be delivered.
PLEASE ASSIGN A UNIQUE CONTROL NUMBER FOR EACH GUARANTEE SUBMITTED. This number needs to be referenced on any direct delivery of Rights or any delivery through DTC.
| Name of Firm | |||
| Authorized Signature | |||
| DTC Participant Number | Title | ||
| Address | Name (Please Type or Print) | ||
| Zip Code | Phone Number | ||
| Contact Name | Date | ||
C:
| This ‘POS EX’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 8/25/21 | ||||
| Filed on / Effective on: | 7/13/21 | 424B3 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/15/24 Gabelli Multimedia Trust Inc. N-2/A 13:1.5M Qes, LLC/FA 2/21/24 Gabelli Multimedia Trust Inc. N-2 8:1M Empire Filings/FA |