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Ascent Solar Technologies, Inc. – ‘10-Q’ for 9/30/11 – ‘EX-3.1’

On:  Thursday, 11/10/11, at 4:00pm ET   ·   For:  9/30/11   ·   Accession #:  1350102-11-17   ·   File #:  1-32919

Previous ‘10-Q’:  ‘10-Q’ on 8/15/11 for 6/30/11   ·   Next:  ‘10-Q’ on 5/10/12 for 3/31/12   ·   Latest:  ‘10-Q’ on 11/14/23 for 9/30/23   ·   39 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

11/10/11  Ascent Solar Technologies, Inc.   10-Q        9/30/11   42:4M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    514K 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     15K 
 3: EX-10.5     Material Contract                                   HTML    103K 
 4: EX-31.1     Section 302 CEO Certification                       HTML     19K 
 5: EX-31.2     Section 302 CFO Certification                       HTML     19K 
 6: EX-32.1     Section 906 CEO Certification                       HTML     16K 
 7: EX-32.2     Section 906 CFO Certification                       HTML     16K 
17: R1          Document and Entity Information                     HTML     30K 
40: R2          Condensed Balance Sheets                            HTML    158K 
14: R3          Condensed Balance Sheets (Parenthetical)            HTML     38K 
15: R4          Condensed Statements of Operations                  HTML     91K 
34: R5          Condensed Statements of Stockholders' Equity and    HTML    172K 
                Comprehensive Income (Loss)                                      
27: R6          Condensed Statements of Stockholders' Equity and    HTML     54K 
                Comprehensive Income (Loss) (Parenthetical)                      
37: R7          Condensed Statements of Cash Flows                  HTML    185K 
22: R8          Organization                                        HTML     24K 
28: R9          Basis of Presentation                               HTML     19K 
30: R10         Summary of Significant Accounting Policies          HTML     22K 
32: R11         Liquidity and Continued Operations                  HTML     22K 
19: R12         Restricted Cash                                     HTML     16K 
26: R13         Fair Value Measurements                             HTML     57K 
23: R14         Investments                                         HTML     47K 
25: R15         Trade Receivables                                   HTML     31K 
38: R16         Property, Plant and Equipment                       HTML     49K 
21: R17         Impairment                                          HTML     17K 
31: R18         Inventories                                         HTML     29K 
24: R19         Deposits on Manufacturing Equipment                 HTML     16K 
39: R20         Debt                                                HTML     26K 
33: R21         Derivative Financial Instruments                    HTML     30K 
35: R22         Stockholders' Equity                                HTML     55K 
16: R23         Equity Plans and Share-Based Compensation           HTML     71K 
36: R24         Related Party Transactions                          HTML     24K 
20: R25         Commitments and Contingencies                       HTML     23K 
18: R26         Retirement Plan                                     HTML     26K 
41: XML         IDEA XML File -- Filing Summary                      XML     56K 
42: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS    389K 
 8: EX-101.INS  XBRL Instance -- asti-20110930                       XML    734K 
10: EX-101.CAL  XBRL Calculations -- asti-20110930_cal               XML    132K 
11: EX-101.DEF  XBRL Definitions -- asti-20110930_def                XML    262K 
12: EX-101.LAB  XBRL Labels -- asti-20110930_lab                     XML    697K 
13: EX-101.PRE  XBRL Presentations -- asti-20110930_pre              XML    343K 
 9: EX-101.SCH  XBRL Schema -- asti-20110930                         XSD     80K 
29: ZIP         XBRL Zipped Folder -- 0001350102-11-000017-xbrl      Zip    103K 


‘EX-3.1’   —   Articles of Incorporation/Organization or Bylaws


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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  ASTI-3.1  


Exhibit 3.1

CERTIFICATE OF AMENDMENT TO THE
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
OF
ASCENT SOLAR TECHNOLOGIES, INC.



Ascent Solar Technologies, Inc., a Delaware corporation, hereby certifies as follows:
FIRST:  The first sentence of Article 4 of the Amended and Restated Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on October 26, 2005, is hereby amended and restated in its entirety to read as follows:
“The total number of shares of all classes of stock that the Corporation shall have authority to issue is one hundred twenty five million (125,000,000) shares of common stock, having a par value of $0.0001 per share, and twenty-five million (25,000,000) shares of preferred stock, having a par value of $0.0001 per share.”
SECOND:  The foregoing amendment has been duly adopted by the Board of Directors and the stockholders of the Corporation in accordance with the provisions of Section 242 of the Delaware General Corporation Law.
IN WITNESS WHEREOF, the undersigned has executed this Certificate of Amendment as of the 28th day of October, 2011.
ASCENT SOLAR TECHNOLOGIES, INC.


By:    /s/ Gary Gatchell    
Gary Gatchell
Chief Financial Officer and Secretary




Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:11/10/11None on these Dates
For Period end:9/30/11
10/26/05
 List all Filings 


39 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/09/24  Ascent Solar Technologies, Inc.   S-1/A                 88:9.2M                                   Edgar Tech & Bus… Inc/FA
 4/05/24  Ascent Solar Technologies, Inc.   S-1/A                 90:9.2M                                   Edgar Tech & Bus… Inc/FA
 3/29/24  Ascent Solar Technologies, Inc.   S-8         3/29/24    4:86K                                    Edgar Tech & Bus… Inc/FA
 2/23/24  Ascent Solar Technologies, Inc.   S-1/A                 94:10M                                    Edgar Tech & Bus… Inc/FA
 2/21/24  Ascent Solar Technologies, Inc.   10-K       12/31/23   94:11M                                    Donnelley … Solutions/FA
 2/14/24  Ascent Solar Technologies, Inc.   S-1                    3:1.9M                                   Edgar Tech & Bus… Inc/FA
11/14/23  Ascent Solar Technologies, Inc.   10-Q        9/30/23   77:8.8M                                   Donnelley … Solutions/FA
 9/27/23  Ascent Solar Technologies, Inc.   S-1/A                 97:10M                                    Edgar Tech & Bus… Inc/FA
 9/25/23  Ascent Solar Technologies, Inc.   S-1/A                104:11M                                    Edgar Tech & Bus… Inc/FA
 9/18/23  Ascent Solar Technologies, Inc.   S-1/A                104:11M                                    Edgar Tech & Bus… Inc/FA
 9/13/23  Ascent Solar Technologies, Inc.   S-1/A                 99:10M                                    Edgar Tech & Bus… Inc/FA
 8/25/23  Ascent Solar Technologies, Inc.   S-1                    3:417K                                   Edgar Tech & Bus… Inc/FA
 8/09/23  Ascent Solar Technologies, Inc.   10-Q        6/30/23   74:9M                                     Donnelley … Solutions/FA
 5/15/23  Ascent Solar Technologies, Inc.   10-Q        3/31/23   67:6.9M                                   Donnelley … Solutions/FA
 3/10/23  Ascent Solar Technologies, Inc.   10-K       12/31/22   88:11M                                    Donnelley … Solutions/FA
11/10/22  Ascent Solar Technologies, Inc.   10-Q        9/30/22   68:6.1M                                   ActiveDisclosure/FA
11/03/22  Ascent Solar Technologies, Inc.   S-3/A                  4:638K                                   ActiveDisclosure/FA
10/21/22  Ascent Solar Technologies, Inc.   S-3                    5:1.2M                                   ActiveDisclosure/FA
10/18/22  Ascent Solar Technologies, Inc.   S-3        10/17/22    4:500K                                   ActiveDisclosure/FA
 8/17/22  Ascent Solar Technologies, Inc.   424B3                  1:1.5M                                   ActiveDisclosure/FA
 8/12/22  Ascent Solar Technologies, Inc.   10-Q        6/30/22   63:5.7M                                   ActiveDisclosure/FA
 5/20/22  Ascent Solar Technologies, Inc.   424B3       5/19/22    1:1.3M                                   ActiveDisclosure/FA
 5/12/22  Ascent Solar Technologies, Inc.   10-Q        3/31/22   62:4.9M                                   ActiveDisclosure/FA
 4/05/22  Ascent Solar Technologies, Inc.   424B3                  1:2.4M                                   ActiveDisclosure/FA
 3/29/22  Ascent Solar Technologies, Inc.   S-1/A                 85:10M                                    ActiveDisclosure/FA
 3/15/22  Ascent Solar Technologies, Inc.   S-1/A                 93:11M                                    ActiveDisclosure/FA
 3/14/22  Ascent Solar Technologies, Inc.   10-K       12/31/21   97:12M                                    ActiveDisclosure/FA
 2/11/22  Ascent Solar Technologies, Inc.   S-1/A                107:17M                                    ActiveDisclosure/FA
 2/02/22  Ascent Solar Technologies, Inc.   S-1                  103:16M                                    Donnelley … Solutions/FA
11/17/21  Ascent Solar Technologies, Inc.   424B3                  1:1.4M                                   ActiveDisclosure/FA
11/10/21  Ascent Solar Technologies, Inc.   10-Q        9/30/21   64:6M                                     ActiveDisclosure/FA
 9/28/21  Ascent Solar Technologies, Inc.   S-1         9/27/21  102:16M                                    ActiveDisclosure/FA
 8/09/21  Ascent Solar Technologies, Inc.   10-Q        6/30/21   63:4.9M                                   ActiveDisclosure/FA
 5/24/21  Ascent Solar Technologies, Inc.   10-Q        3/31/21   79:7.9M                                   ActiveDisclosure/FA
 5/14/21  Ascent Solar Technologies, Inc.   10-K       12/31/20  103:13M                                    ActiveDisclosure/FA
 4/09/21  Ascent Solar Technologies, Inc.   10-Q        9/30/20   78:11M                                    ActiveDisclosure/FA
 3/18/21  Ascent Solar Technologies, Inc.   10-Q        6/30/20   77:11M                                    ActiveDisclosure/FA
 3/05/21  Ascent Solar Technologies, Inc.   10-Q        3/31/20   74:10M                                    ActiveDisclosure/FA
 1/29/21  Ascent Solar Technologies, Inc.   10-K       12/31/19   95:16M                                    ActiveDisclosure/FA
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Filing Submission 0001350102-11-000017   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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