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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 1/11/24 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 320017 |
| Issuer Name: LISATA THERAPEUTICS, INC. |
| Issuer Trading Symbol: LSTA |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1334549 |
| | Owner Name: Mazzo David J |
| Reporting Owner Address: |
| | Owner Street 1: C/O LISATA THERAPEUTICS, INC. |
| | Owner Street 2: 110 ALLEN ROAD, 2ND FLOOR |
| | Owner City: BASKING RIDGE |
| | Owner State: NJ |
| | Owner ZIP Code: 07920 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Executive Officer |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 1/11/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,026 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 2.99 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 174,766 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: Shares withheld as payment of a tax liability on vesting of restricted stock. |
| Footnote - F2: Includes 107,183 unvested restricted stock. |
| Remarks: |
| Owner Signature: |
| Signature Name: James Nisco, Attorney-in-Fact for David J. Mazzo |
| Signature Date: 1/12/24 |
