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As Of Filer Filing For·On·As Docs:Size 8/12/20 Cullen/Frost Bankers, Inc. S-3ASR 8/12/20 11:2.8M |
Document/Exhibit Description Pages Size 1: S-3ASR Automatic Shelf Registration Statement by a HTML 113K Well-Known Issuer 2: EX-4.4 Exhibit 4.4 - Form of Certificate Representing HTML 20K Cullen/Frost Bankers, Inc. Common 3: EX-4.5 Exhibit 4.5 - Form of Senior Debt Securities HTML 372K Indenture Between Cullen/Frost Bank 4: EX-4.6 Exhibit 4.6 - Subordinated Debt Securities HTML 398K Indenture, Dated as of February 15, 2 5: EX-4.7 Exhibit 4.7 - First Supplemental Indenture, Dated HTML 64K as of March 17, 2017 6: EX-5.1 Exhibit 5.1 - Opinion of Sullivan & Cromwell LLP HTML 19K 7: EX-5.2 Exhibit 5.2 - Opinion of James L. Waters HTML 21K 8: EX-23.1 Exhibit 23.1 - Consent of Independent Registered HTML 8K Public Accounting Firm 9: EX-24.1 Power of Attorney -- exhibit241-powerofattorney HTML 18K 10: EX-25.1 Exhibit 25.1 - Form T-1 Bnym - Form of Senior Debt HTML 44K Securities 11: EX-25.2 Exhibit 25.2 - Form T-1 Bnym - Subordinated Debt HTML 44K Securities
Exhibit |
Texas | 74-1751768 | |
(State or other jurisdiction | (I.R.S.
Employer | |
of incorporation or organization) | Identification No.) | |
111 W. Houston Street | ||
(Address
of principal executive offices) | (Zip code) |
Superintendent of Banks of the State of New York | ||
Federal Reserve Bank of New York | ||
Federal Deposit Insurance Corporation | ||
New York Clearing House Association |
1. | - | A copy of the Organization Certificate of The Bank of New York Mellon (formerly The Bank of New York (formerly Irving Trust Company)) as now in effect, which contains the authority to commence business and a grant of powers to exercise corporate trust powers. (Exhibit 1 to Amendment No. 1 to Form T-1 filed with Registration Statement No. 33-6215,
Exhibits 1a and 1b to Form T-1 filed with Registration Statement No. 33-21672, Exhibit 1 to Form T-1 filed with Registration Statement No. 33-29637, Exhibit 1 to Form T-1 filed with Registration Statement No. 333-121195 and Exhibit 1 to Form T-1 filed with Registration Statement No. 333-152735.) | ||
4. | - | A
copy of the existing By-laws of the Trustee. (Exhibit 4 to Form T-1 with Registration Statement No. 333-207042.) | ||
6. | - | The consent of the Trustee
required by Section 321(b) of the Act. (Exhibit 6 to Form T-1 filed with Registration Statement No. 333-188382.) | ||
7. | - | A copy of the latest report of condition of the Trustee published pursuant to law or to the requirements of its
supervising or examining authority. |
BANK
OF NEW YORK MELLON | ||
By: | /s/ Rita Duggan | |
Name: Rita Duggan | ||
Title:
Vice President |
ASSETS | Dollar amounts in thousands | ||
Cash
and balances due from depository institutions: | |||
Noninterest-bearing balances and currency and coin | 3,962,000 | ||
Interest-bearing balances | 129,364,000 | ||
Securities: | |||
Held-to-maturity securities | 43,910,000 | ||
Available-for-sale
securities | 106,742,000 | ||
Equity securities with readily determinable fair values not held for trading | 63,000 | ||
Federal funds sold and securities purchased under agreements to resell: | |||
Federal funds sold in domestic offices | 0 | ||
Securities
purchased under agreements to resell | 14,823,000 | ||
Loans and lease financing receivables: | |||
Loans and leases held for sale | 0 | ||
Loans and leases held for investment | 27,370,000 | ||
LESS: Allowance
for loan and lease losses | 272,000 | ||
Loans and leases held for investment, net of allowance | 27,098,000 | ||
Trading assets | 5,353,000 | ||
Premises and fixed assets (including capitalized leases) | 3,058,000 | ||
Other
real estate owned | 2,000 | ||
Investments in unconsolidated subsidiaries and associated companies | 1,683,000 | ||
Direct and indirect investments in real estate ventures | 0 | ||
Intangible assets: | 6,967,000 | ||
Other
assets | 14,936,000 | ||
Total assets | 357,961,000 |
LIABILITIES | |||
Deposits: | |||
In
domestic offices | 191,267,000 | ||
Noninterest-bearing | 75,420,000 | ||
Interest-bearing | 115,847,000 | ||
In foreign offices, Edge and Agreement subsidiaries, and IBFs | 117,087,000 | ||
Noninterest-bearing | 5,988,000 | ||
Interest-bearing | 111,099,000 | ||
Federal
funds purchased and securities sold under agreements to repurchase: | |||
Federal funds purchased in domestic offices | 2,352,000 | ||
Securities sold under agreements to repurchase | 3,229,000 | ||
Trading liabilities | 2,904,000 | ||
Other
borrowed money: | |||
(includes mortgage indebtedness and obligations under capitalized leases) | 2,295,000 | ||
Not applicable | |||
Not applicable | |||
Subordinated
notes and debentures | 0 | ||
Other liabilities | 10,297,000 | ||
Total liabilities | 329,431,000 | ||
EQUITY CAPITAL | |||
Perpetual
preferred stock and related surplus | 0 | ||
Common stock | 1,135,000 | ||
Surplus (exclude all surplus related to preferred stock) | 11,520,000 | ||
Retained earnings | 16,474,000 | ||
Accumulated
other comprehensive income | -599,000 | ||
Other equity capital components | 0 | ||
Total bank equity capital | 28,530,000 | ||
Noncontrolling (minority) interests in consolidated subsidiaries | 0 | ||
Total
equity capital | 28,530,000 | ||
Total liabilities and equity capital | 357,961,000 |
Thomas P. Gibbons | ||
Samuel
C. Scott | Directors | |
Joseph J. Echevarria | ||
This ‘S-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 8/12/20 | |||
6/30/20 | 10-Q, 13F-HR | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/14/20 Cullen/Frost Bankers, Inc. POSASR 8/14/20 3:129K |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/31/20 Cullen/Frost Bankers, Inc. 8-K:5,9 7/29/20 13:331K 7/30/20 Cullen/Frost Bankers, Inc. 10-Q 6/30/20 128:28M 4/30/20 Cullen/Frost Bankers, Inc. 10-Q 3/31/20 127:23M 4/29/20 Cullen/Frost Bankers, Inc. 8-K:5 4/29/20 12:249K 3/20/20 Cullen/Frost Bankers, Inc. DEF 14A 4/29/20 1:1.7M Donnelley … Solutions/FA 2/14/20 Cullen/Frost Bankers, Inc. 8-K:8,9 2/14/20 13:249K 2/04/20 Cullen/Frost Bankers, Inc. 10-K 12/31/19 152:29M 1/27/20 Cullen/Frost Bankers, Inc. 8-K:5 1/21/20 12:231K 2/15/13 Cullen/Frost Bankers, Inc. 8-A12B 2:66K Donnelley … Solutions/FA 7/26/06 Cullen/Frost Bankers, Inc. 10-Q 6/30/06 7:1.6M 7/30/97 Cullen/Frost Bankers, Inc. 8-A12B 1:4K |