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Zhang Xiaoxiong – ‘5’ for 12/31/09 re: Superconductor Technologies Inc.

On:  Friday, 9/3/10, at 12:10pm ET   ·   For:  12/31/09   ·   As:  10% Owner and Other   ·   Accession #:  1255294-10-770   ·   File #:  0-21074

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/03/10  Zhang Xiaoxiong                   5          %Own.,Oth.  1:6K   Superconductor Technologies Inc.  Cane Clark LLP

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial           HTML      7K 
                Ownership of Securities by an Insider --                         
                primary_doc.xml/3.3                                              




        

This ‘5’ Document is an XML Data File that may be rendered in various formats:

  Form 5    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 5UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0362
Estimated average burden
hours per response:1.0
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Zhang Xiaoxiong

(Last)(First)(Middle)
3/F, BLOCK B, 11 LANGSHAN RD
HI-TECH INDUSTRIAL PK, NANSHAN DISTRICT

(Street)
SHENZHENF4518057

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
SUPERCONDUCTOR TECHNOLOGIES INC [ SCON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)XOther (specify below)
please see Remarks
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/09
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount(A) or (D)Price
Common Stock 11/23/09 G500,000 (1)D$02,377,361IBy subsidiary/controlled corporation
Common Stock 11/23/09 G500,000 (1)D$01,877,361 (2)IBy subsidiary/controlled corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  The securities were gifted by Hunchun Baoli Communication Co., Ltd. which is a wholly owned subsidiary of China Poly Group Ltd. Mr. Xiaoxiong Zhang is the controlling shareholder of China Poly Group Ltd.
(2)  These securities include 924,296 shares owned directly by Hunchun Baoli Communication Co., Ltd., 353,065 shares owned directly by China Poly Group Ltd., and 600,000 shares owned directly by Baoli Investment Group Ltd. Pursuant to an understanding between Baoli Investment Group Ltd. and Mr. Xiaoxiong Zhang, Mr. Zhang has shared voting and dispositive power with respect to the securities directly owned by Baoli Investment Group Ltd. Mr. Zhang disclaims beneficial ownership of the securities owned by Baoli Investment Group Ltd.
Remarks:
Mr. Zhang was a 10% or greater shareholder of the Issuer at the time of the gifts. As a result of the gifts, he owns less than 10% of the Issuer's shares.
/s/ Xiaoxiong Zhang 9/2/10
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    G    Bona fide gift.

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