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Western Alliance Bancorporation – ‘10-Q’ for 6/30/21 – ‘EX-31.1’

On:  Friday, 7/30/21, at 4:42pm ET   ·   For:  6/30/21   ·   Accession #:  1212545-21-151   ·   File #:  1-32550

Previous ‘10-Q’:  ‘10-Q’ on 4/30/21 for 3/31/21   ·   Next:  ‘10-Q’ on 11/3/21 for 9/30/21   ·   Latest:  ‘10-Q’ on 5/2/24 for 3/31/24   ·   11 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 7/30/21  Western Alliance Bancorporation   10-Q        6/30/21   93:26M

Quarterly Report   —   Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   3.18M 
 2: EX-10.2     Material Contract                                   HTML    160K 
 3: EX-10.3     Material Contract                                   HTML     41K 
 4: EX-10.4     Material Contract                                   HTML     41K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     31K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     31K 
 7: EX-32       Certification -- §906 - SOA'02                      HTML     29K 
14: R1          Document and Entity Information                     HTML     83K 
15: R2          Consolidated Balance Sheets                         HTML    148K 
16: R3          Consolidated Balance Sheets (Parenthetical)         HTML     38K 
17: R4          Consolidated Statements of Operations               HTML    154K 
18: R5          Consolidated Statements of Comprehensive Income     HTML     68K 
19: R6          Consolidated Statements of Stockholders' Equity     HTML    105K 
20: R7          Consolidated Statements of Cash Flows               HTML    157K 
21: R8          Summary of Significant Accounting Policies          HTML    152K 
22: R9          Business Combinations                               HTML     62K 
23: R10         Investment Securities                               HTML    376K 
24: R11         Qualifying Debt                                     HTML     61K 
25: R12         Stockholders' Equity                                HTML     37K 
26: R13         Accumulated Other Comprehensive Income              HTML    108K 
27: R14         Derivatives and Hedging                             HTML    215K 
28: R15         Earnings per Share                                  HTML     45K 
29: R16         Income Taxes                                        HTML     33K 
30: R17         Fair Value Accounting                               HTML    326K 
31: R18         Segments                                            HTML     37K 
32: R19         Revenue from Contracts with Customers (Notes)       HTML    124K 
33: R20         Summary of Significant Accounting Policies          HTML    212K 
                (Policies)                                                       
34: R21         Investment Securities (Tables)                      HTML    376K 
35: R22         Loans, Leases and Allowance for Credit Losses       HTML    880K 
                (Tables)                                                         
36: R23         Other Borrowings (Tables)                           HTML     42K 
37: R24         Accumulated Other Comprehensive Income (Tables)     HTML    108K 
38: R25         Derivatives and Hedging (Tables)                    HTML    246K 
39: R26         Earnings per Share (Tables)                         HTML     44K 
40: R27         Commitments and Contingencies (Tables)              HTML     36K 
41: R28         Fair Value Accounting (Tables)                      HTML    237K 
42: R29         Segments (Tables)                                   HTML    188K 
43: R30         Revenue from Contracts with Customers (Tables)      HTML    113K 
44: R31         Summary of Significant Accounting Policies -        HTML     45K 
                Additional Information (Detail)                                  
45: R32         Business Combinations (Details)                     HTML     97K 
46: R33         Investment Securities - Carrying Amounts and Fair   HTML    226K 
                Values of Investment Securities (Detail)                         
47: R34         Investment Securities - Additional Information      HTML     31K 
                (Detail)                                                         
48: R35         Investment Securities - Unrealized Losses and Fair  HTML     98K 
                Value of Investment Securities in Continuous                     
                Unrealized Loss Position (Detail)                                
49: R36         Investment Securities - Amortized Cost and Fair     HTML     89K 
                Value of Investment Securities by Contractual                    
                Maturities (Detail)                                              
50: R37         Investment Securities - Investment Securities by    HTML    186K 
                Credit Rating Type (Detail)                                      
51: R38         Investment Securities Investment Securities -       HTML     37K 
                Allowance for Credit Losses - HTM (Details)                      
52: R39         Loans Held For Sale (Details)                       HTML     64K 
53: R40         Loans, Leases and Allowance for Credit Losses -     HTML     65K 
                Schedule of Held for Investment Loan Portfolio                   
                Composition of Loans, Leases and Allowance for                   
                Credit Losses (Detail)                                           
54: R41         Loans, Leases and Allowance for Credit Losses -     HTML    106K 
                Summary of Recorded Investment in Nonaccrual Loans               
                and Loans Past Due 90 Days Still Accruing Interest               
                by Loan Class (Detail)                                           
55: R42         Contractual Aging of Loan Portfolio by Segment      HTML    286K 
56: R43         Loans, Leases and Allowance for Credit Losses -     HTML    286K 
                Loans by Risk Rating (Detail)                                    
57: R44         Loans, Leases and Allowance for Credit Losses       HTML     82K 
                Loans, Leases and Allowance for Credit Losses -                  
                Troubled Debt Restructurings (Details)                           
58: R45         Loans, Leases and Allowance for Credit Losses       HTML     76K 
                Loans, Leases and Allowance for Credit Losses -                  
                Collateral Dependent Loans (Details)                             
59: R46         Loans, Leases and Allowance for Credit Losses -     HTML    147K 
                Allowances for Credit Losses (Detail) Valuation                  
60: R47         Loans, Leases and Allowance for Credit Losses       HTML     53K 
                Loans, Leases and Allowance for Credit Losses -                  
                Loan Purchases and Sales (Details)                               
61: R48         MSR Portfolio (Details)                             HTML     58K 
62: R49         UPB in MSR Portfolio (Details)                      HTML     28K 
63: R50         Hypothetical Change in FV (Details)                 HTML     47K 
64: R51         Net Loan Servicing Revenue (Details)                HTML     51K 
65: R52         Other Borrowings - Additional Information (Detail)  HTML     73K 
66: R53         Qualifying Debt (Details)                           HTML     61K 
67: R54         Stockholders' Equity - Additional Information       HTML     84K 
                (Detail)                                                         
68: R55         Stockholders' Equity Common Stock Repurchase        HTML     38K 
                (Details)                                                        
69: R56         Accumulated Other Comprehensive Income - Summary    HTML     56K 
                of Changes in Accumulated Other Comprehensive                    
                Income (Detail)                                                  
70: R57         Accumulated Other Comprehensive Income - Schedule   HTML     35K 
                of Reclassifications Out of Accumulated Other                    
                Comprehensive Income (Detail)                                    
71: R58         Derivatives and Hedging Fair Value of Derivative    HTML    101K 
                Contracts (Detail)                                               
72: R59         Derivatives and Hedging Pre-Tax Net Gains (Losses)  HTML     36K 
                on Fair Value Hedges (Detail)                                    
73: R60         Derivatives and Hedging Largest Exposure to         HTML     38K 
                Individual Counterparty (Detail)                                 
74: R61         Derivatives and Hedging Additional Information      HTML     73K 
                (Detail)                                                         
75: R62         Earnings per Share (Details)                        HTML     53K 
76: R63         Income Taxes Additional Information (Details)       HTML     42K 
77: R64         Commitments and Contingencies - Additional          HTML     50K 
                Information (Detail)                                             
78: R65         Commitments and Contingencies - Summary of          HTML     47K 
                Contractual Amounts for Unfunded Commitments and                 
                Letters of Credit (Detail)                                       
79: R66         Commitments and Contingencies Lease Commitments     HTML     32K 
                (Details)                                                        
80: R67         Fair Value Accounting - Gains and Losses from Fair  HTML     49K 
                Value Changes Included in Consolidated Statement                 
                of Operations (Detail)                                           
81: R68         Fair Value Accounting - Fair Value of Assets and    HTML    110K 
                Liabilities (Detail)                                             
82: R69         Fair Value Accounting - Change in Level 3           HTML    115K 
                Liabilities Measured at Fair Value on Recurring                  
                Basis (Detail)                                                   
83: R70         Fair Value Accounting - Assets Measured at Fair     HTML     62K 
                Value on Nonrecurring Basis (Detail)                             
84: R71         Fair Value Accounting - Estimated Fair Value of     HTML    128K 
                Financial Instruments (Detail)                                   
85: R72         Fair Value Accounting - Additional Information      HTML    223K 
                (Detail)                                                         
86: R73         Segments - Operating Segment Information (Detail)   HTML    176K 
87: R74         Revenue from Contracts with Customers (Details)     HTML     59K 
88: R75         Subsequent Events (Details)                         HTML     31K 
89: R9999       Uncategorized Items - wal-20210630.htm              HTML     44K 
91: XML         IDEA XML File -- Filing Summary                      XML    169K 
13: XML         XBRL Instance -- wal-20210630_htm                    XML   8.48M 
90: EXCEL       IDEA Workbook of Financial Reports                  XLSX    212K 
 9: EX-101.CAL  XBRL Calculations -- wal-20210630_cal                XML    225K 
10: EX-101.DEF  XBRL Definitions -- wal-20210630_def                 XML   1.76M 
11: EX-101.LAB  XBRL Labels -- wal-20210630_lab                      XML   2.56M 
12: EX-101.PRE  XBRL Presentations -- wal-20210630_pre               XML   1.96M 
 8: EX-101.SCH  XBRL Schema -- wal-20210630                          XSD    244K 
92: JSON        XBRL Instance as JSON Data -- MetaLinks              571±   905K 
93: ZIP         XBRL Zipped Folder -- 0001212545-21-000151-xbrl      Zip    757K 


‘EX-31.1’   —   Certification — §302 – SOA’02


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Exhibit 31.1
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER
Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
I, Kenneth A. Vecchione, certify that:
1.I have reviewed this Quarterly Report on Form 10-Q of Western Alliance Bancorporation;
2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4.The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a)Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b)Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c)Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d)Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
5.The registrant's other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
(a)All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
(b)Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
 
/s/ Kenneth A. Vecchione
 Kenneth A. Vecchione
 President and Chief Executive Officer
Date:July 30, 2021 Western Alliance Bancorporation



Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:7/30/21None on these Dates
For Period end:6/30/21
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Western Alliance Bancorporation   10-K       12/31/23  158:34M
 2/23/23  Western Alliance Bancorporation   10-K       12/31/22  128:29M
 2/25/22  Western Alliance Bancorporation   10-K       12/31/21  130:28M
 9/16/21  Western Alliance Bancorporation   424B5                  1:656K                                   Donnelley … Solutions/FA
 9/15/21  Western Alliance Bancorporation   424B5                  1:663K                                   Donnelley … Solutions/FA


6 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/01/21  Western Alliance Bancorporation   8-K:2,9     6/28/21   12:1.2M
 6/07/21  Western Alliance Bancorporation   8-K:8,9     6/07/21   15:1.3M                                   Donnelley … Solutions/FA
 6/03/21  Western Alliance Bancorporation   8-K:1,9     6/03/21   13:453K                                   Donnelley … Solutions/FA
 3/01/19  Western Alliance Bancorporation   10-K       12/31/18  149:35M
 5/22/15  Western Alliance Bancorporation   8-K:5,9     5/19/15    3:236K
 6/03/14  Western Alliance Bancorporation   8-K:3,5,9   5/29/14    8:492K                                   Donnelley … Solutions/FA
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Filing Submission 0001212545-21-000151   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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