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Actinium Pharmaceuticals, Inc. – ‘10-K’ for 12/31/15 – ‘EX-10.56’

On:  Friday, 3/11/16, at 5:08pm ET   ·   For:  12/31/15   ·   Accession #:  1213900-16-11534   ·   File #:  1-36374

Previous ‘10-K’:  ‘10-K’ on 3/16/15 for 12/31/14   ·   Next:  ‘10-K’ on 3/16/17 for 12/31/16   ·   Latest:  ‘10-K’ on 3/29/24 for 12/31/23   ·   4 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/11/16  Actinium Pharmaceuticals, Inc.    10-K       12/31/15   64:5.6M                                   Edgar Agents LLC/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    937K 
 2: EX-10.56    Third Amendment to the 2013 Amended and Restated    HTML     21K 
                Stock Plan, Effective as of December 22, 2015                    
 3: EX-10.57    Office Space License Agreement, Dated March 19,     HTML     73K 
                2016, by and Between Actinium Pharmaceuticals,                   
                Inc. and Relmada Therapeutics, Inc.                              
 4: EX-21.1     List of Subsidiaries                                HTML     16K 
 5: EX-23.1     Consent of Gbh CPAs, Pc.                            HTML     18K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     23K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     22K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     18K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     18K 
16: R1          Document and Entity Information                     HTML     47K 
17: R2          Consolidated Balance Sheets                         HTML     80K 
18: R3          Consolidated Balance Sheets (Parenthetical)         HTML     39K 
19: R4          Consolidated Statements of Operations               HTML     55K 
20: R5          Consolidated Statement of Changes in Stockholders'  HTML     64K 
                Equity (Deficit)                                                 
21: R6          Consolidated Statements of Cash Flows               HTML     95K 
22: R7          Description of Business and Summary of Significant  HTML     71K 
                Accounting Policies                                              
23: R8          Related Party Transactions                          HTML     45K 
24: R9          Prepaid Expenses and Other Current Assets           HTML     30K 
25: R10         Property and Equipment                              HTML     33K 
26: R11         Note Payable                                        HTML     26K 
27: R12         Derivatives                                         HTML     52K 
28: R13         Commitments and Contingencies                       HTML     58K 
29: R14         Equity                                              HTML    140K 
30: R15         Income Taxes                                        HTML     59K 
31: R16         Subsequent Events                                   HTML     29K 
32: R17         Description of Business and Summary of Significant  HTML    100K 
                Accounting Policies (Policies)                                   
33: R18         Description of Business and Summary of Significant  HTML     36K 
                Accounting Policies (Tables)                                     
34: R19         Related Party Transactions (Tables)                 HTML     22K 
35: R20         Prepaid Expenses and Other Current Assets (Tables)  HTML     28K 
36: R21         Property and Equipment (Tables)                     HTML     25K 
37: R22         Derivatives (Tables)                                HTML     50K 
38: R23         Commitments and Contingencies (Tables)              HTML     26K 
39: R24         Equity (Tables)                                     HTML     74K 
40: R25         Income Taxes (Tables)                               HTML     53K 
41: R26         Description of Business and Summary of Significant  HTML     30K 
                Accounting Policies (Details)                                    
42: R27         Description of Business and Summary of Significant  HTML     28K 
                Accounting Policies (Details 1)                                  
43: R28         Description of Business and Summary of Significant  HTML     42K 
                Accounting Policies (Details Textual)                            
44: R29         Related Party Transactions (Details)                HTML     25K 
45: R30         Related Party Transactions (Details Textual)        HTML     91K 
46: R31         Prepaid Expenses and Other Current Assets           HTML     29K 
                (Details)                                                        
47: R32         Property and Equipment (Details)                    HTML     33K 
48: R33         Property and Equipment (Details Textual)            HTML     23K 
49: R34         Note Payable (Details)                              HTML     33K 
50: R35         Derivatives (Details)                               HTML     30K 
51: R36         Derivatives (Details 1)                             HTML     38K 
52: R37         Derivatives (Details Textual)                       HTML     32K 
53: R38         Commitments and Contingencies (Details)             HTML     34K 
54: R39         Commitments and Contingencies (Details 1)           HTML     21K 
55: R40         Commitments and Contingencies (Details Textual)     HTML    114K 
56: R41         Equity (Details)                                    HTML     76K 
57: R42         Equity (Details Textual)                            HTML    275K 
58: R43         Income Taxes (Details)                              HTML     26K 
59: R44         Income Taxes (Details 1)                            HTML     55K 
60: R45         Income Taxes (Details Textual)                      HTML     26K 
61: R46         Subsequent Events (Details)                         HTML     47K 
63: XML         IDEA XML File -- Filing Summary                      XML    106K 
62: EXCEL       IDEA Workbook of Financial Reports                  XLSX     62K 
10: EX-101.INS  XBRL Instance -- atnm-20151231                       XML   1.32M 
12: EX-101.CAL  XBRL Calculations -- atnm-20151231_cal               XML     83K 
13: EX-101.DEF  XBRL Definitions -- atnm-20151231_def                XML    476K 
14: EX-101.LAB  XBRL Labels -- atnm-20151231_lab                     XML   1.17M 
15: EX-101.PRE  XBRL Presentations -- atnm-20151231_pre              XML    750K 
11: EX-101.SCH  XBRL Schema -- atnm-20151231                         XSD    179K 
64: ZIP         XBRL Zipped Folder -- 0001213900-16-011534-xbrl      Zip    125K 


‘EX-10.56’   —   Third Amendment to the 2013 Amended and Restated Stock Plan, Effective as of December 22, 2015


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 10.56

 

THIRD AMENDMENT
TO
ACTINIUM PHARMACEUTICALS, INC. 2013 AMENDED AND RESTATED STOCK PLAN

 

Pursuant to Section 14 of the 2013 Amended and Restated Stock Plan, as amended (the “Plan”) of Actinium Pharmaceuticals, Inc. (the “Company”), the Board of Directors of the Company has duly adopted a resolution, conditioned upon approval by the stockholders of the Company, approving this Third Amendment to the Plan to increase the total number of shares of common stock, par value $.001 per share, of the Company (the “Common Stock”) reserved and available for issuance under the Plan as follows:

 

1.       Section 3 of the Plan is hereby amended to read in its entirety as follows:

 

“Subject to the provisions of Section 14 of the Plan, the maximum aggregate number of Shares reserved for issuance to Participants under the Plan is 9,250,000, and the maximum aggregate number of Shares that may be granted in the form of Incentive Stock Options is 9,250,000. The Shares may be authorized, but unissued, or reacquired Common Stock. If an award should expire or become unexercisable for any reason without having been exercised in full, the unpurchased Shares that were subject thereto shall, unless the Plan shall have been terminated, become available for future grant under the Plan. In addition, any Shares of Common Stock which are retained by the Company upon exercise of an award in order to satisfy the exercise or purchase price for such award or any withholding taxes due with respect to such exercise or purchase shall be treated as not issued and shall continue to be available under the Plan. Shares issued under the Plan and later repurchased by the Company pursuant to any repurchase right which the Company may have shall not be available for future grant under the Plan.”

 

2.       All other terms and provisions of the Plan shall remain unchanged and in full force and effect as written.

 

3.       A majority in voting interest of the stockholders present in person or by proxy and entitled to vote at the meeting of stockholders at which this Third Amendment N was considered, has duly approved this Third Amendment to the Plan.

 

IN WITNESS WHEREOF, this Amendment No. 3 to the Plan is made effective this 22nd day of December, 2015.

 

  ACTINIUM PHARMACEUTICALS, INC.
   
  By: /s/ Kaushik J. Dave
  Name: Kaushik J. Dave
  Title: Chief Executive Officer


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/29/24  Actinium Pharmaceuticals, Inc.    10-K       12/31/23   65:17M                                    EdgarAgents LLC/FA
 3/31/23  Actinium Pharmaceuticals, Inc.    10-K       12/31/22   60:8.1M                                   EdgarAgents LLC/FA
 3/25/22  Actinium Pharmaceuticals, Inc.    10-K       12/31/21   56:4.2M                                   EdgarAgents LLC/FA
 3/31/21  Actinium Pharmaceuticals, Inc.    10-K       12/31/20   56:3.5M                                   EdgarAgents LLC/FA
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Filing Submission 0001213900-16-011534   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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