SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Actinium Pharmaceuticals, Inc. – ‘10-Q’ for 6/30/17 – ‘EX-31.1’

On:  Friday, 8/4/17, at 4:19pm ET   ·   For:  6/30/17   ·   Accession #:  1213900-17-8244   ·   File #:  1-36374

Previous ‘10-Q’:  ‘10-Q’ on 5/15/17 for 3/31/17   ·   Next:  ‘10-Q’ on 11/3/17 for 9/30/17   ·   Latest:  ‘10-Q’ on 4/26/24 for 3/31/24   ·   2 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/04/17  Actinium Pharmaceuticals, Inc.    10-Q        6/30/17   60:3.8M                                   Edgar Agents LLC/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    369K 
 2: EX-10.1     Assignment and Consent Agreement, Dated June 6,     HTML     37K 
                2017, Among 275 Madison Avenue Rpw 1 LLC, 275                    
                Madison Avenue Rpw 2, LLC, Actinium                              
                Pharmaceuticals, Inc. and Relmada Therapeutics,                  
                Inc.                                                             
 3: EX-10.3     Amended and Restated License Agreement, Dated June  HTML     33K 
                8, 2017, Between Actinium Pharmaceuticals, Inc.                  
                and Relmada Therapeutics, Inc.                                   
 4: EX-10.4     Offer Letter; Dated May 26, 2017, by and Between    HTML     78K 
                Actinium Pharmaceuticals, Inc. and Dr. Nitya G.                  
                Ray                                                              
 5: EX-10.5     Amended and Restated At-The-Market Market Issuance  HTML    251K 
                Sales Agreement, Dated July 3, 2017, Among Fbr                   
                Capital Markets & Co., Jonestrading Institutional                
                Services LLC, and Mlv & Co. LLC.                                 
 6: EX-10.6     Agreement, Dated June 6, 2017, by and Between       HTML     35K 
                Actinium Pharmaceuticals, Inc. and Sergio Traversa               
 7: EX-10.7     Consulting Agreement, Dated May 22, 2017, by and    HTML     65K 
                Between Actinium Pharmaceuticals, Inc. and Dragan                
                Cicic                                                            
 8: EX-10.8     Separation and Settlement Agreement, Dated May 12,  HTML     60K 
                2017, by and Between Actinium Pharmaceuticals,                   
                Inc. and Kaushik Dave                                            
 9: EX-10.9     Separation and Settlement Agreement, Dated May 12,  HTML     57K 
                2017, by and Between Actinium Pharmaceuticals,                   
                Inc. and Dragan Cicic                                            
10: EX-31.1     Certification -- §302 - SOA'02                      HTML     25K 
11: EX-31.2     Certification -- §302 - SOA'02                      HTML     25K 
12: EX-32.1     Certification -- §906 - SOA'02                      HTML     20K 
13: EX-32.2     Certification -- §906 - SOA'02                      HTML     20K 
20: R1          Document and Entity Information                     HTML     40K 
21: R2          Consolidated Balance Sheets (Unaudited)             HTML     84K 
22: R3          Consolidated Balance Sheets (Unaudited)             HTML     37K 
                (Parenthetical)                                                  
23: R4          Consolidated Statements of Operations (Unaudited)   HTML     53K 
24: R5          Consolidated Statements of Cash Flows (Unaudited)   HTML     83K 
25: R6          Description of Business and Summary of Significant  HTML     67K 
                Accounting Policies                                              
26: R7          Related Party Transactions                          HTML     31K 
27: R8          Prepaid Expenses and Other Current Assets           HTML     26K 
28: R9          Property and Equipment                              HTML     28K 
29: R10         Derivatives                                         HTML     47K 
30: R11         Commitments and Contingencies                       HTML     56K 
31: R12         Equity                                              HTML     65K 
32: R13         Subsequent Events                                   HTML     24K 
33: R14         Description of Business and Summary of Significant  HTML    106K 
                Accounting Policies (Policies)                                   
34: R15         Description of Business and Summary of Significant  HTML     35K 
                Accounting Policies (Tables)                                     
35: R16         Related Party Transactions (Tables)                 HTML     22K 
36: R17         Prepaid Expenses and Other Current Assets (Tables)  HTML     25K 
37: R18         Property and Equipment (Tables)                     HTML     25K 
38: R19         Derivatives (Tables)                                HTML     43K 
39: R20         Commitments and Contingencies (Tables)              HTML     30K 
40: R21         Equity (Tables)                                     HTML     44K 
41: R22         Description of Business and Summary of Significant  HTML     30K 
                Accounting Policies (Details)                                    
42: R23         Description of Business and Summary of Significant  HTML     27K 
                Accounting Policies (Details 1)                                  
43: R24         Description of Business and Summary of Significant  HTML     31K 
                Accounting Policies (Details Textual)                            
44: R25         Related Party Transactions (Details)                HTML     25K 
45: R26         Related Party Transactions (Details Textual)        HTML     32K 
46: R27         Prepaid Expenses and Other Current Assets           HTML     30K 
                (Details)                                                        
47: R28         Property and Equipment (Details)                    HTML     34K 
48: R29         Property and Equipment (Details Textual)            HTML     22K 
49: R30         Derivatives (Details)                               HTML     31K 
50: R31         Derivatives (Details 1)                             HTML     49K 
51: R32         Derivatives (Details Textual)                       HTML     30K 
52: R33         Commitments and Contingencies (Details)             HTML     39K 
53: R34         Commitments and Contingencies (Details 1)           HTML     35K 
54: R35         Commitments and Contingencies (Details Textual)     HTML    131K 
55: R36         Equity (Details)                                    HTML     69K 
56: R37         Equity (Details Textual)                            HTML    108K 
57: R38         Subsequent Events (Details)                         HTML     47K 
59: XML         IDEA XML File -- Filing Summary                      XML     92K 
58: EXCEL       IDEA Workbook of Financial Reports                  XLSX     47K 
17: EX-101.INS  XBRL Instance -- atnm-20170630                       XML    744K 
19: EX-101.CAL  XBRL Calculations -- atnm-20170630_cal               XML     87K 
14: EX-101.DEF  XBRL Definitions -- atnm-20170630_def                XML    356K 
15: EX-101.LAB  XBRL Labels -- atnm-20170630_lab                     XML    883K 
16: EX-101.PRE  XBRL Presentations -- atnm-20170630_pre              XML    566K 
18: EX-101.SCH  XBRL Schema -- atnm-20170630                         XSD    126K 
60: ZIP         XBRL Zipped Folder -- 0001213900-17-008244-xbrl      Zip     93K 


‘EX-31.1’   —   Certification — §302 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 31.1

 

CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER

PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO SECTION 302 OF

THE SARBANES-OXLEY ACT OF 2002

 

I, Sandesh Seth, certify that:

 

1. I have reviewed this Form 10-Q of Actinium Pharmaceuticals, Inc.;
   
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
   
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods present in this report;
   
4. I am responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13-a-15(f) and 15d-15(f)) for the registrant and have:

 

  a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
     
  b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principals;
     
  c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
     
  d) Disclosed in this report any change in the registrant’s internal control over financing reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5. I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

  a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
     
  b) Any fraud, whether or not material, that involved management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date: August 4, 2017 By: /s/ Sandesh Seth
    Sandesh Seth
   

Chairman & CEO

(Duly Authorized Officer and

Principal Executive Officer)

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:8/4/174,  SC 13G
For Period end:6/30/17
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/25/22  Actinium Pharmaceuticals, Inc.    10-K       12/31/21   56:4.2M                                   EdgarAgents LLC/FA
 3/31/21  Actinium Pharmaceuticals, Inc.    10-K       12/31/20   56:3.5M                                   EdgarAgents LLC/FA
Top
Filing Submission 0001213900-17-008244   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 17, 10:40:33.1pm ET