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InterPrivate Acquisition Corp. – IPO: ‘S-1/A’ on 1/23/20 – ‘EX-4.1’

On:  Thursday, 1/23/20, at 9:10pm ET   ·   As of:  1/24/20   ·   Accession #:  1213900-20-1698   ·   File #:  333-235849

Previous ‘S-1’:  ‘S-1’ on 1/8/20   ·   Next:  ‘S-1/A’ on 1/29/20   ·   Latest:  ‘S-1/A’ on 6/22/21   ·   21 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/24/20  InterPrivate Acquisition Corp.    S-1/A                 23:3.2M                                   Edgar Agents LLC/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   2.09M 
                (General Form)                                                   
 2: EX-1.1      Form of Underwriting Agreement                      HTML    174K 
 3: EX-1.2      Form of Business Combination Marketing Agreement    HTML     36K 
 4: EX-3.2      Form of Amended and Restated Certificate of         HTML     41K 
                Incorporation                                                    
 5: EX-4.1      Specimen Unit Certificate                           HTML     20K 
 6: EX-4.2      Specimen Common Stock Certificate                   HTML     19K 
 7: EX-4.3      Specimen Warrant Certificate                        HTML     21K 
 8: EX-4.4      Form of Warrant Agreement Between Continental       HTML     83K 
                Stock Transfer & Trust Company and the Registrant                
 9: EX-5.1      Opinion of Graubard Miller                          HTML     16K 
10: EX-10.1.1   Form of Letter Agreement From Each of the           HTML     37K 
                Registrant's Officers and Directors                              
11: EX-10.1.2   Form of Letter Agreement From the Registrant's      HTML     38K 
                Sponsor                                                          
12: EX-10.2     Form of Investment Management Trust Agreement       HTML     62K 
                Between Continental Stock Transfer & Trust Company               
                and the Registrant                                               
13: EX-10.4     Form of Registration Rights Agreement               HTML     74K 
14: EX-10.5.1   Form of Subscription Agreement for Private Units    HTML     24K 
                and Private Warrants by Interprivate Acquisition                 
                Management LLC                                                   
15: EX-10.5.2   Form of Subscription Agreement for Private Units    HTML     19K 
                and Private Warrants by Earlybirdcapital, Inc                    
16: EX-10.6     Form of Stock Escrow Agreement                      HTML     33K 
17: EX-10.7     Form of Administrative Services Agreement           HTML     12K 
18: EX-10.8     Form of Services Agreement                          HTML     13K 
19: EX-14       Code of Ethics                                      HTML     27K 
20: EX-23.1     Consent of Marcum LLP.                              HTML      9K 
21: EX-99.1     Audit Committee Charter                             HTML     26K 
22: EX-99.2     Compensation Committee Charter                      HTML     24K 
23: EX-99.3     Nominating Committee Charter                        HTML     28K 


‘EX-4.1’   —   Specimen Unit Certificate


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 4.1

 

NUMBER

U-__________

  UNITS
     
SEE REVERSE FOR CERTAIN DEFINITIONS INTERPRIVATE ACQUISITION CORP.  

 

CUSIP 46064A202

 

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND

ONE-HALF OF ONE WARRANT

 

THIS CERTIFIES THAT ______________________________________________________________________________________________

 

is the owner of _______________________________________________________________________________________________________ Units.

 

Each Unit (“Unit”) consists of one (1) share of common stock, par value $0.0001 per share (“Common Stock”), of InterPrivate Acquisition Corp., a Delaware corporation (the “Company”), and one-half of one warrant (“Warrant”). Each whole Warrant entitles the holder to purchase one share of Common Stock for $11.50 per share (subject to adjustment). Each whole Warrant will become exercisable on the later of (i) 30 days after the Company’s completion of an initial merger, capital stock exchange, asset acquisition, or other similar business combination with one or more businesses or entities (a “Business Combination”) and (ii) 12 months from the closing of the Company’s initial public offering (“IPO”), and will expire unless exercised before 5:00 p.m., New York City Time, on the fifth anniversary of the completion of an initial Business Combination, or earlier upon redemption or liquidation. The Common Stock and Warrant(s) comprising the Unit(s) represented by this certificate are not transferable separately until ninety days following the IPO, unless EarlyBirdCapital, Inc. informs the Company of their decision to allow earlier separate trading, except that in no event will the Common Stock and Warrants be separately tradeable until the Company has filed an audited balance sheet reflecting the Company’s receipt of the gross proceeds of its initial public offering and issued a press release announcing when such separate trading will begin. The terms of the Warrants are governed by a Warrant Agreement, dated as of ___________, 2020, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost.

 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

By

 

     
Chairman   Secretary

 

 

 C: 

 

 

 

InterPrivate Acquisition Corp.

 

The Company will furnish without charge to each shareholder who so requests, a statement of the powers, designations, preferences, and relative, participating, optional, or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM –   as tenants in common   UNIF GIFT MIN ACT - _____ Custodian ______
TEN ENT –   as tenants by the entireties   (Cust)                 (Minor)
JT TEN –   as joint tenants with right of survivorship   under Uniform Gifts to Minors
    and not as tenants in common   Act ______________
        (State)

 

Additional abbreviations may also be used though not in the above list.

 

For value received, ___________________________ hereby sell, assign, and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

_____________________________________________________________________________________________________________________________________

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

_____________________________________________________________________________________________________________________________________

 

_____________________________________________________________________________________________________________________________________

 

_________________________________________________________________________________________________________________________________Units

 

represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

_______________________________________________________________________________________________________________________________Attorney

to transfer the said Units on the books of the within named Company with full power of substitution in the premises.

 

Dated ___________________

 

     
  Notice:  The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

   

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

 

 

The holder(s) of this certificate shall be entitled to receive a pro-rata portion of the funds from the trust account with respect to the common stock underlying this certificate only in the event that (i) the Corporation is forced to liquidate because it does not consummate an initial business combination within the period of time set forth in the Corporation’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time (the “Charter”) or (ii) if the holder seeks to convert his shares upon consummation of, or sell his shares in a tender offer in connection with, an initial business combination or in connection with certain amendments to the Charter. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

 

 

 

 


21 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/18/24  Aeva Technologies, Inc.           S-8         3/18/24    4:75K                                    Donnelley … Solutions/FA
 3/15/24  Aeva Technologies, Inc.           10-K       12/31/23   99:12M                                    Donnelley … Solutions/FA
 3/24/23  Aeva Technologies, Inc.           S-8         3/24/23    4:73K                                    Donnelley … Solutions/FA
 3/24/23  Aeva Technologies, Inc.           10-K       12/31/22   94:15M                                    Donnelley … Solutions/FA
 5/10/22  Aeva Technologies, Inc.           POS AM      5/09/22    2:403K                                   Donnelley … Solutions/FA
 5/02/22  Aeva Technologies, Inc.           424B3                  1:266K                                   Donnelley … Solutions/FA
 4/27/22  Aeva Technologies, Inc.           10-K/A     12/31/21   14:697K                                   Donnelley … Solutions/FA
 3/23/22  Aeva Technologies, Inc.           POS AM      3/22/22    2:402K                                   Donnelley … Solutions/FA
 3/01/22  Aeva Technologies, Inc.           424B3                  1:1.1M                                   Donnelley … Solutions/FA
 3/01/22  Aeva Technologies, Inc.           10-K       12/31/21   93:13M                                    Donnelley … Solutions/FA
 6/22/21  Aeva Technologies, Inc.           S-1/A       6/21/21    2:87K                                    Donnelley … Solutions/FA
 6/09/21  Aeva Technologies, Inc.           S-1                  112:11M                                    Donnelley … Solutions/FA
 6/09/21  Aeva Technologies, Inc.           S-8         6/09/21    4:76K                                    Donnelley … Solutions/FA
 6/02/21  Aeva Technologies, Inc.           10-K/A     12/31/20   62:4M                                     Donnelley … Solutions/FA
 3/18/21  Aeva Technologies, Inc.           8-K:4,8     3/12/21   14:1.2M                                   Donnelley … Solutions/FA
 3/18/21  Aeva Technologies, Inc.           8-K:1,2,3,5 3/12/21   14:1.2M                                   Donnelley … Solutions/FA
 3/11/21  Aeva Technologies, Inc.           10-K       12/31/20   50:2.2M                                   EdgarAgents LLC/FA
 2/10/21  Aeva Technologies, Inc.           S-4/A                  4:17M                                    EdgarAgents LLC/FA
 2/02/21  Aeva Technologies, Inc.           S-4/A                  5:17M                                    EdgarAgents LLC/FA
 1/14/21  Aeva Technologies, Inc.           S-4/A                 13:17M                                    EdgarAgents LLC/FA
12/03/20  Aeva Technologies, Inc.           S-4                   10:16M                                    EdgarAgents LLC/FA
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Filing Submission 0001213900-20-001698   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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