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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/30/21 Aeluma, Inc. 8-K:5,8,9 11/30/21 12:265K EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size
1: 8-K Current Report HTML 27K
2: EX-10.1 Director Agreement by and Between the Company and HTML 42K
John Paglia
3: EX-99.1 Press Release Dated November 30, 2021 HTML 13K
8: R1 Cover HTML 43K
10: XML IDEA XML File -- Filing Summary XML 12K
7: XML XBRL Instance -- ea151463-8k_aeluma_htm XML 14K
9: EXCEL IDEA Workbook of Financial Reports XLSX 6K
5: EX-101.LAB XBRL Labels -- cik0001828805-20211130_lab XML 96K
6: EX-101.PRE XBRL Presentations -- cik0001828805-20211130_pre XML 64K
4: EX-101.SCH XBRL Schema -- cik0001828805-20211130 XSD 12K
11: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K
12: ZIP XBRL Zipped Folder -- 0001213900-21-062620-xbrl Zip 24K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported): i November 30, 2021
(Exact name of registrant as specified in its charter)
| i Delaware | i 000-56218 | i 85-2807351 | ||
|
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| i 93117 | ||
| (Address of principal executive offices) | (Zip Code) |
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act: none.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐
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ITEM 5.02 ELECTION OF DIRECTORS
On November 24, 2021, Aeluma Inc.’s (the “Company”) board of directors approved the appointment of Mr. John Paglia to its board of directors and his independent director agreement, (the “Director Agreement”), which sets his compensation and establishes other terms and conditions governing his service on the Company’s Board. The Director Agreement is filed hereto as Exhibit 10.1. Mr. Paglia will serve as an independent director.
Mr. Paglia does not have any family relationship with any director or executive officer of the Company and has not been involved in any transaction with the Company during the past two years that would require disclosure under Item 404(a) of Regulation S-K.
Item 8.01 Other Events.
On November 30, 2021, the Company will issue a press release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K, announcing Mr. Paglia’s appointment.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
| Exhibit No. | Description | |
| 10.1 | Director Agreement by and between the Company and John Paglia | |
| 99.1 | Press Release dated November 30, 2021 | |
104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AELUMA, INC. | ||
| Date: November 30, 2021 | By: | /s/ Jonathan Klamkin |
| Jonathan Klamkin | ||
| President, Chief Executive Officer and Director | ||
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 11/30/21 | None on these Dates | ||
| 11/24/21 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/13/24 Aeluma, Inc. 424B3 1:311K EdgarAgents LLC/FA 2/13/24 Aeluma, Inc. 424B3 1:311K EdgarAgents LLC/FA 2/12/24 Aeluma, Inc. 10-Q 12/31/23 45:3M EdgarAgents LLC/FA 11/21/23 Aeluma, Inc. DEF 14A 12/14/23 1:4.9M EdgarAgents LLC/FA 11/15/23 Aeluma, Inc. 424B3 1:249K EdgarAgents LLC/FA 11/15/23 Aeluma, Inc. 424B3 1:249K EdgarAgents LLC/FA 11/09/23 Aeluma, Inc. 10-Q 9/30/23 44:2.6M EdgarAgents LLC/FA 10/04/23 Aeluma, Inc. POS AM 45:3.8M MDM Corp Elec Fi… Inc/FA 9/26/23 Aeluma, Inc. S-1/A 9/25/23 45:3.7M EdgarAgents LLC/FA 9/25/23 Aeluma, Inc. 10-K 6/30/23 53:3.4M EdgarAgents LLC/FA 9/21/23 Aeluma, Inc. S-1/A 12:203K EdgarAgents LLC/FA 8/03/23 Aeluma, Inc. S-1/A 54:5.2M EdgarAgents LLC/FA 7/06/23 Aeluma, Inc. S-1 7/05/23 56:5.2M EdgarAgents LLC/FA 12/27/22 Aeluma, Inc. POS AM 52:4.8M EdgarAgents LLC/FA 9/28/22 Aeluma, Inc. 10-K 6/30/22 49:3M EdgarAgents LLC/FA 1/12/22 Aeluma, Inc. S-1/A 48:3.7M EdgarAgents LLC/FA |