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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/01/22 Alto Ingredients, Inc. 8-K:5,9 5/27/22 11:228K EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 30K 2: EX-10.1 Consulting Agreement Dated May 28, 2022 by and HTML 26K Between Alto Ingredients, Inc. and Christopher W. Wright 6: R1 Cover HTML 46K 9: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- ea160908-8k_altoingred_htm XML 15K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.LAB XBRL Labels -- alto-20220527_lab XML 97K 5: EX-101.PRE XBRL Presentations -- alto-20220527_pre XML 64K 3: EX-101.SCH XBRL Schema -- alto-20220527 XSD 12K 10: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 11: ZIP XBRL Zipped Folder -- 0001213900-22-030730-xbrl Zip 18K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i May 27, 2022
i ALTO INGREDIENTS, INC. |
(Exact Name of Registrant as Specified in Charter) |
i Delaware | i 000-21467 | i 41-2170618 | ||
(State
or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS
Employer Identification No.) |
i 61554 | ||
(Address of Principal Executive Offices) | (Zip Code) |
Registrant’s Telephone Number, Including Area Code: ( i 916) i 403-2123
(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ☐ | Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
i Common Stock, $0.001 par value | i ALTO |
(Nasdaq Capital Market) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 27, 2022, Christopher W. Wright, Senior Vice President, a named executive officer, and former Vice President, General Counsel and Secretary, retired from his service as an employee of Alto Ingredients, Inc. (the “Company”).
Mr. Wright entered into a one-year Consulting Agreement with the Company effective May 28, 2022 to provide advice and consultation as requested from time to time by the Company’s Chief Executive Officer, Chief Financial Officer or General Counsel. Mr. Wright is to receive a biweekly retainer of $5,000 for his services under the Consulting Agreement. The scope of Mr. Wright’s duties and the fees payable may be expanded upon mutual agreement.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Number |
Description | |
10.1 | Consulting Agreement dated May 28, 2022 by and between Alto Ingredients, Inc. and Christopher W. Wright | |
104 | Cover Page InteractiveData File (embedded within the Inline XBRL document) |
C:
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 1, 2022 | ALTO INGREDIENTS, INC. | |
By: | /S/ AUSTE M. GRAHAM | |
Auste M. Graham, | ||
Vice President, General Counsel and Secretary |
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C:
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 6/1/22 | None on these Dates | ||
5/28/22 | ||||
For Period end: | 5/27/22 | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/14/23 Alto Ingredients, Inc. 10-K 12/31/22 111:9.9M EdgarAgents LLC/FA 12/13/22 Alto Ingredients, Inc. 424B3 12/12/22 1:190K EdgarAgents LLC/FA 11/29/22 Alto Ingredients, Inc. S-3 4:290K EdgarAgents LLC/FA 8/09/22 Alto Ingredients, Inc. 10-Q 6/30/22 58:4.8M EdgarAgents LLC/FA 7/06/22 Alto Ingredients, Inc. S-8 7/06/22 5:266K EdgarAgents LLC/FA |