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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/18/22 Akerna Corp. 8-K:1,9 11/14/22 12:278K EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 43K 2: EX-10.1 Amendment No. 1 to the Exchangeable Share Support HTML 27K Agreement 7: R1 Cover HTML 51K 10: XML IDEA XML File -- Filing Summary XML 12K 8: XML XBRL Instance -- ea169012-8k_akernacorp_htm XML 20K 9: EXCEL IDEA Workbook of Financial Reports XLSX 8K 4: EX-101.DEF XBRL Definitions -- kern-20221114_def XML 73K 5: EX-101.LAB XBRL Labels -- kern-20221114_lab XML 103K 6: EX-101.PRE XBRL Presentations -- kern-20221114_pre XML 70K 3: EX-101.SCH XBRL Schema -- kern-20221114 XSD 15K 11: JSON XBRL Instance as JSON Data -- MetaLinks 27± 34K 12: ZIP XBRL Zipped Folder -- 0001213900-22-073897-xbrl Zip 26K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i November 14, 2022
(Exact name of registrant as specified in its charter)
i Delaware | i 001-39096 | i 83-2242651 | ||
(State
or other jurisdiction of incorporation) |
(Commission File Number) | (I.R.S.
Employer Identification Number) |
i 1550 Larimer Street, i #246, i Denver, i Colorado | i 80202 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: ( i 888) i 932-6537
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name
of each exchange on which registered | ||
Capital Market | ||||
Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (§230.405 of this chapter) or Rule 12b-2 of the Exchange Act (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐
C:
Item 1.01 Entry into a Material Definitive Agreement.
Amendment No. 1 to the Exchangeable Share Support Agreement
On November 14, 2022, Akerna Corp. (the “Company,” “we,” “our,” or “us”) entered into Amendment No. 1 to the Exchangeable Share Support Agreement (the “Amendment No. 1 to the Support Agreement”), effective November 8, 2022, pursuant to which certain provisions of the Exchangeable Share Support Agreement, dated as of July 7, 2020 (the “Support Agreement”), by and among the Company, Akerna Canada Ample Exchange Inc., a corporation existing under the laws of the Province of Ontario (“Exchangeco”), and Akerna Canada Holdings Inc., a corporation existing under the laws of the Province of Ontario (“Callco”), were amended to account for the reverse stock split of our common stock at a ratio of 20-for-1 (the “Reverse Stock Split”) that was effected on November 8, 2022.
The above description of the Amendment No. 1 to the Support Agreement is a summary of the material terms thereof and is qualified in its entirety by reference to the Amendment No. 1 to the Support Agreement, a copy of which is attached hereto as Exhibit 10.1 and is incorporated herein by reference.
Item 9.01 Financial Statements, Pro Forma Financial Information and Exhibits.
(d) | Exhibits |
Exhibit | Description | |
10.1 | Amendment No. 1 to the Exchangeable Share Support Agreement | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AKERNA CORP. | ||
By: | /s/ Jessica Billingsley | |
Jessica Billingsley | ||
Chief Executive Officer | ||
Dated: November 18, 2022 |
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This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 11/18/22 | |||
For Period end: | 11/14/22 | 10-Q, 8-K | ||
11/8/22 | 8-K | |||
7/7/20 | 8-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/09/24 Akerna Corp. S-8 2/09/24 5:123K EdgarAgents LLC/FA 1/08/24 Akerna Corp. S-4/A 116:48M EdgarAgents LLC/FA 12/29/23 Akerna Corp. S-4/A 123:48M EdgarAgents LLC/FA 12/11/23 Akerna Corp. S-4/A 12/08/23 115:47M EdgarAgents LLC/FA 11/14/23 Akerna Corp. 10-Q 9/30/23 69:6.2M EdgarAgents LLC/FA 10/16/23 Akerna Corp. S-4/A 10/13/23 115:46M MDM Corp Elec Fi… Inc/FA 9/07/23 Akerna Corp. S-4/A 9/06/23 117:45M EdgarAgents LLC/FA 8/14/23 Akerna Corp. 10-Q 6/30/23 70:10M EdgarAgents LLC/FA 7/05/23 Akerna Corp. S-4/A 122:42M EdgarAgents LLC/FA 5/15/23 Akerna Corp. 10-Q 3/31/23 70:9.3M EdgarAgents LLC/FA 5/12/23 Akerna Corp. S-4 121:38M EdgarAgents LLC/FA 3/21/23 Akerna Corp. 10-K 12/31/22 99:14M EdgarAgents LLC/FA |