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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/28/22 Aeluma, Inc. 10-K 6/30/22 49:3M EdgarAgents LLC/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 643K
2: EX-31.1 Certification -- §302 - SOA'02 HTML 17K
3: EX-31.2 Certification -- §302 - SOA'02 HTML 17K
4: EX-32.1 Certification -- §906 - SOA'02 HTML 16K
10: R1 Document And Entity Information HTML 81K
11: R2 Consolidated Balance Sheets HTML 113K
12: R3 Consolidated Balance Sheets (Parentheticals) HTML 33K
13: R4 Consolidated Statements of Operations HTML 76K
14: R5 Consolidated Statements of Operations HTML 24K
(Parentheticals)
15: R6 Consolidated Statements of Changes in HTML 68K
Stockholders? Equity
16: R7 Consolidated Statements of Changes in HTML 17K
Stockholders? Equity (Parentheticals)
17: R8 Consolidated Statements of Cash Flows (Unaudited) HTML 96K
18: R9 The Company HTML 26K
19: R10 Summary of Significant Accounting Policies HTML 39K
20: R11 Advances from Officers HTML 17K
21: R12 Notes Payable HTML 17K
22: R13 Safe Agreements HTML 17K
23: R14 Stockholders Equity HTML 31K
24: R15 Stock-Based Compensation HTML 39K
25: R16 Facility Operating Lease HTML 23K
26: R17 Warrants to Purchase Common Stock HTML 17K
27: R18 Related Parties HTML 18K
28: R19 Subsequent Events HTML 17K
29: R20 Accounting Policies, by Policy (Policies) HTML 69K
30: R21 Stock-Based Compensation (Tables) HTML 35K
31: R22 Facility Operating Lease (Tables) HTML 19K
32: R23 The Company (Details) HTML 20K
33: R24 Summary of Significant Accounting Policies HTML 33K
(Details)
34: R25 Advances from Officers (Details) HTML 16K
35: R26 Notes Payable (Details) HTML 26K
36: R27 Safe Agreements (Details) HTML 21K
37: R28 Stockholders Equity (Details) HTML 82K
38: R29 Stock-Based Compensation (Details) HTML 38K
39: R30 Stock-Based Compensation (Details) - Schedule of HTML 35K
restricted stock awards
40: R31 Stock-Based Compensation (Details) - Schedule of HTML 28K
estimate the fair value of stock options
41: R32 Stock-Based Compensation (Details) - Schedule of HTML 43K
summarizing employee and non-employee stock option
activity
42: R33 Facility Operating Lease (Details) HTML 34K
43: R34 Facility Operating Lease (Details) - Schedule of HTML 33K
operating lease liabilities
44: R35 Warrants to Purchase Common Stock (Details) HTML 16K
47: XML IDEA XML File -- Filing Summary XML 83K
45: XML XBRL Instance -- f10k2022_aelumainc_htm XML 382K
46: EXCEL IDEA Workbook of Financial Reports XLSX 76K
6: EX-101.CAL XBRL Calculations -- almu-20220630_cal XML 81K
7: EX-101.DEF XBRL Definitions -- almu-20220630_def XML 390K
8: EX-101.LAB XBRL Labels -- almu-20220630_lab XML 860K
9: EX-101.PRE XBRL Presentations -- almu-20220630_pre XML 404K
5: EX-101.SCH XBRL Schema -- almu-20220630 XSD 114K
48: JSON XBRL Instance as JSON Data -- MetaLinks 230± 329K
49: ZIP XBRL Zipped Folder -- 0001213900-22-059543-xbrl Zip 184K
Exhibit 31.1
CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO
SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
I, Jonathan Klamkin, certify that:
1. I have reviewed this annual report on Form 10-K of Aeluma, Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures as of the end of the period covered by this report based on such evaluation; and
d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent function):
a) all significant deficiencies and material weaknesses in the design or operation of internal controls over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
Date: September 27, 2022
| /s/ Jonathan Klamkin | |
| Jonathan Klamkin | |
| Chairman of the Board of Directors, Chief Executive Officer, President, and Treasurer (Principal Executive Officer) |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 9/28/22 | None on these Dates | ||
| Filed on: | 9/27/22 | |||
| For Period end: | 6/30/22 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/22/22 Aeluma, Inc. S-8 11/22/22 5:1M EdgarAgents LLC/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/30/21 Aeluma, Inc. 8-K:5,8,9 11/30/21 12:265K EdgarAgents LLC/FA 11/18/21 Aeluma, Inc. 8-K:5,8,9 11/18/21 12:279K EdgarAgents LLC/FA 10/15/21 Aeluma, Inc. S-1/A 50:3.5M EdgarAgents LLC/FA 7/01/21 Aeluma, Inc. 8-K/A:1,3,4 6/22/21 2:55K EdgarAgents LLC/FA 6/28/21 Aeluma, Inc. 8-K:1,2,3,4 6/22/21 16:2.9M EdgarAgents LLC/FA |