SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Encore Energy Corp. – ‘40FR12B’ on 8/30/22 – ‘EX-99.101’

On:  Tuesday, 8/30/22, at 4:26pm ET   ·   Accession #:  1213900-22-52276   ·   File #:  1-41489

Previous ‘40FR12B’:  None   ·   Next:  ‘40FR12B/A’ on 9/29/22   ·   Latest:  ‘40FR12B/A’ on 1/13/23   ·   7 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/30/22  Encore Energy Corp.               40FR12B              152:44M                                    EdgarAgents LLC/FA

Registration Statement by a Canadian Issuer   —   Form 40-F   —   § 12(b) – SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40FR12B     Registration Statement by a Canadian Issuer         HTML    172K 
 2: EX-99.1     News Release Dated January 5, 2021                  HTML     57K 
11: EX-99.10    News Release Dated March 9, 2021                    HTML     44K 
101: EX-99.100   Underwriting Agreement by and Between the           HTML    477K  
                Registrant and Clarus Securities Inc. Dated March                
                7, 2022                                                          
102: EX-99.101   Marketing Materials Dated March 7, 2022             HTML     47K  
103: EX-99.102   News Release Dated March 7, 2022                    HTML     50K  
104: EX-99.103   Arrangement Agreement by and Between the            HTML    629K  
                Registrant and Azarga Uranium Corp. Dated                        
                September 7, 2021 and Filed on March 14, 2022                    
105: EX-99.104   Amendment to Arrangement Agreement by and Between   HTML     53K  
                the Registrant and Azarga Uranium Corp. Dated                    
                November 22, 2021 and Filed on March 14, 2022                    
106: EX-99.105   Amended and Restated Technical Report Dated March   HTML    598K  
                22, 2022                                                         
107: EX-99.106   Amended Interim Condensed Consolidated Financial    HTML    416K  
                Statements as of and for the Nine Months Ended                   
                September 30, 2021 and 2020 (Unaudited)                          
108: EX-99.107   CFO Certification of Refiled Interim Filings Dated  HTML     45K  
                March 22, 2022                                                   
109: EX-99.108   CEO Certification of Refiled Interim Filings Dated  HTML     45K  
                March 22, 2022                                                   
110: EX-99.109   News Release Dated March 25, 2022                   HTML     49K  
12: EX-99.11    News Release Dated March 9, 2021                    HTML     46K 
111: EX-99.110   Warrant Indenture by and Between the Registrant     HTML    537K  
                and Computershare Trust Company of Canada, Dated                 
                March 22, 2022                                                   
112: EX-99.111   Material Change Report Dated March 25, 2022         HTML     47K  
113: EX-99.112   News Release Dated April 11, 2022                   HTML     57K  
114: EX-99.113   News Release Dated April 18, 2022                   HTML     48K  
115: EX-99.114   Notice of the Meeting and Record Date Dated April   HTML     43K  
                18, 2022                                                         
116: EX-99.115   Consolidated Financial Statements as of and for     HTML    517K  
                the Years Ended December 31, 2021 and 2020, Dated                
                April 29, 2022                                                   
117: EX-99.116   CFO Certification of Annual Filings Venture Issuer  HTML     44K  
                Basic Certificate Dated April 29, 2022                           
118: EX-99.117   CEO Certification of Annual Filings Venture Issuer  HTML     45K  
                Basic Certificate Dated April 29, 2022                           
119: EX-99.118   Management's Discussion & Analysis for the Year     HTML    271K  
                Ended December 31, 2021, Dated April 29, 2022                    
120: EX-99.119   On Class 1 Reporting Issuers and Class 3B           HTML     72K  
                Reporting Issuers-Participation Fee Management                   
                Certification of CFO Dated April 29, 2021                        
13: EX-99.12    Material Change Report Dated March 9, 2021          HTML     46K 
121: EX-99.120   Ab Class 1 Reporting Issuers and Class 3B           HTML     62K  
                Reporting Issuers-Participation Fee Management                   
                Certification of CFO Dated April 29, 2021                        
122: EX-99.121   Management's Discussion & Analysis for the Year     HTML    253K  
                Ended December 31, 2021, Dated April 29, 2022                    
                (Amended)                                                        
123: EX-99.122   News Release Dated May 3, 2022                      HTML     50K  
124: EX-99.123   Material Change Report Dated May 3, 2022            HTML     48K  
125: EX-99.124   Notice of the Meeting and Record Date (Amended)     HTML     44K  
                Dated May 17, 2022                                               
126: EX-99.125   Notice of Meeting Dated May 20, 2022                HTML     48K  
127: EX-99.126   Management Information Circular Dated May 20, 2022  HTML    319K  
128: EX-99.127   Form of Proxy                                       HTML     61K  
129: EX-99.128   News Release Dated May 25, 2022                     HTML     45K  
130: EX-99.129   News Release Dated May 26, 2022                     HTML     47K  
14: EX-99.13    Warrant Indenture by and Between the Registrant     HTML    583K 
                and Computershare Trust Company of Canada, Dated                 
                March 9, 2021                                                    
131: EX-99.130   CFO Certification of Interim Filings Venture        HTML     45K  
                Issuer Basic Certificate Dated May 27, 2022                      
132: EX-99.131   CEO Certification of Interim Filings Venture        HTML     45K  
                Issuer Basic Certificate Dated May 27, 2022                      
133: EX-99.132   Management's Discussion and Analysis for the Three  HTML    260K  
                Months Ended March 31, 2022 and 2021 Dated as of                 
                May 27, 2022                                                     
134: EX-99.133   Interim Condensed Consolidated Financial            HTML    465K  
                Statements as of and for the Three Months Ended                  
                March 31, 2022 and 2021 (Unaudited), Dated as of                 
                May 27, 2022                                                     
135: EX-99.134   Material Change Report Dated May 30, 2022           HTML     43K  
136: EX-99.135   News Release Dated June 1, 2022                     HTML     46K  
137: EX-99.136   Material Change Report Dated June 1, 2022           HTML     48K  
138: EX-99.137   News Release Dated June 23, 2022                    HTML     46K  
139: EX-99.138   News Release Dated June 28, 2022                    HTML     47K  
140: EX-99.139   News Release Dated July 18, 2022                    HTML     47K  
15: EX-99.14    Form 45-106F1 Report of Exempt Distribution Dated   HTML     43K 
                March 19, 2021                                                   
141: EX-99.140   News Release Dated August 2, 2022                   HTML     59K  
142: EX-99.141   News Release Dated August 10, 2022                  HTML     52K  
143: EX-99.142   Annual Information Form Dated August 11, 2022       HTML    746K  
144: EX-99.143   CFO Certification of Annual Filings in Connection   HTML     45K  
                With Voluntarily Filed Aif Dated August 11, 2022                 
145: EX-99.144   CEO Certification of Annual Filings in Connection   HTML     46K  
                With Voluntarily Filed Aif Dated August 11, 2022                 
146: EX-99.145   News Release Dated August 25, 2022                  HTML     49K  
147: EX-99.146   CFO Certification of Interim Filings Venture        HTML     45K  
                Issuer Basic Certificate Dated August 29, 2022                   
148: EX-99.147   CEO Certification of Interim Filings Venture        HTML     45K  
                Issuer Basic Certificate Dated August 29, 2022                   
149: EX-99.148   Management's Discussion and Analysis for the Six    HTML    316K  
                Months Ended June 30, 2022 and 2021 Dated as of                  
                August 29, 2022                                                  
150: EX-99.149   Interim Condensed Consolidated Financial            HTML    440K  
                Statements as of and for the Six Months Ended June               
                30, 2022 and 2021 (Unaudited), Dated as of August                
                29, 2022                                                         
16: EX-99.15    News Release Dated March 30, 2021                   HTML     44K 
151: EX-99.150   Consent of Davidson & Company LLP Dated August 30,  HTML     41K  
                2022                                                             
152: EX-99.151   Consent of Bdo Canada LLP Dated August 30, 2022     HTML     41K  
17: EX-99.16    News Release Dated April 6, 2021                    HTML     44K 
18: EX-99.17    News Release Dated April 12, 2021                   HTML     43K 
19: EX-99.18    News Release Dated April 15, 2021                   HTML     44K 
20: EX-99.19    Consolidated Financial Statements as of and for     HTML    412K 
                the Years Ended December 31, 2020 and 2019, Dated                
                April 29, 2021                                                   
 3: EX-99.2     Material Change Report Dated January 5, 2021        HTML     62K 
21: EX-99.20    CFO Certification of Annual Filings Venture Issuer  HTML     45K 
                Basic Certificate Dated April 29, 2021                           
22: EX-99.21    CEO Certification of Annual Filings Venture Issuer  HTML     45K 
                Basic Certificate Dated April 29, 2021                           
23: EX-99.22    Management's Discussion & Analysis for the Year     HTML    281K 
                Ended December 31, 2020, Dated April 29, 2021                    
24: EX-99.23    On Class 1 Reporting Issuers and Class 3B           HTML     58K 
                Reporting Issuers-Participation Fee Management                   
                Certification of CFO Dated April 29, 2021                        
25: EX-99.24    Ab Class 1 Reporting Issuers and Class 3B           HTML     68K 
                Reporting Issuers-Participation Fee Management                   
                Certification of CFO Dated April 29, 2021                        
26: EX-99.25    News Release Dated May 11, 2021                     HTML     44K 
27: EX-99.26    Interim Condensed Consolidated Financial            HTML    492K 
                Statements as of and for the Three Months Ended                  
                March 31, 2021 and 2020 (Unaudited), Dated as of                 
                May 28, 2021                                                     
28: EX-99.27    Management's Discussion and Analysis for the Three  HTML    248K 
                Months Ended March 31, 2021, Dated as of May 28,                 
                2021                                                             
29: EX-99.28    CFO Certification of Interim Filings Venture        HTML     45K 
                Issuer Basic Certificate Dated May 28, 2021                      
30: EX-99.29    CEO Certification of Interim Filings Venture        HTML     45K 
                Issuer Basic Certificate Dated May 28, 2021                      
 4: EX-99.3     Securities Purchase Agreement by and Among the      HTML    628K 
                Registrant, Westwater Resources, Inc., and Uri                   
                Neutron Holdings Ii, Inc., Dated December 31, 2020               
31: EX-99.30    News Release Dated June 1, 2021                     HTML     43K 
32: EX-99.31    News Release Dated June 7, 2021                     HTML     44K 
33: EX-99.32    News Release Dated June 24, 2021                    HTML     59K 
34: EX-99.33    Technical Report Dated June 9, 2021 and Filed on    HTML   1.11M 
                July 14, 2021                                                    
35: EX-99.34    Consent of Qualified Person Dated July 14, 2021     HTML     43K 
36: EX-99.35    Consent of Qualified Person Dated July 14, 2021     HTML     43K 
37: EX-99.36    Certificate of Qualified Person Dated July 14,      HTML     47K 
                2021                                                             
38: EX-99.37    Certificate of Qualified Person Dated July 14,      HTML     46K 
                2021                                                             
39: EX-99.38    News Release Dated July 20, 2021                    HTML     45K 
40: EX-99.39    News Release Dated July 26, 2021                    HTML     45K 
 5: EX-99.4     News Release Dated February 2, 2021                 HTML     43K 
41: EX-99.40    News Release Dated August 4, 2021                   HTML     44K 
42: EX-99.41    News Release Dated August 4, 2021                   HTML     43K 
43: EX-99.42    Material Change Report Dated August 5, 2021         HTML     43K 
44: EX-99.43    Interim Condensed Consolidated Financial            HTML    462K 
                Statements as of and for the Six Months Ended June               
                30, 2021 and 2020 (Unaudited), Dated as of August                
                26, 2021                                                         
45: EX-99.44    Management's Discussion and Analysis for the Six    HTML    220K 
                Months Ended June 30, 2021, Dated as of August 26,               
                2021                                                             
46: EX-99.45    CFO Certification of Interim Filings Venture        HTML     46K 
                Issuer Basic Certificate Dated August 26, 2021                   
47: EX-99.46    CEO Certification of Interim Filings Venture        HTML     45K 
                Issuer Basic Certificate Dated August 26, 2021                   
48: EX-99.47    News Release Dated September 7, 2021                HTML     65K 
49: EX-99.48    Arrangement Agreement by and Between the            HTML    665K 
                Registrant and Azarga Uranium Corp., Dated                       
                September 7, 2021                                                
50: EX-99.49    Material Change Report Dated September 9, 2021      HTML     73K 
 6: EX-99.5     Material Change Report Dated February 2, 2021       HTML     45K 
51: EX-99.50    Amended Interim Condensed Consolidated Financial    HTML    383K 
                Statements as of and for the Six Months Ended June               
                30, 2021 and 2020 (Unaudited)                                    
52: EX-99.51    Amended Management's Discussion and Analysis for    HTML    235K 
                the Six Months Ended June 30, 2021, Dated as of                  
                August 26, 2021                                                  
53: EX-99.52    CFO Certification of Refiled Interim Filings        HTML     45K 
                Venture Issuer Basic Certificate Dated October 1,                
                2021                                                             
54: EX-99.53    CEO Certification of Refiled Interim Filings        HTML     45K 
                Venture Issuer Basic Certificate Dated October 1,                
                2021                                                             
55: EX-99.54    Notice of the Meeting and Record Date Dated         HTML     45K 
                October 8, 2021                                                  
56: EX-99.55    Amended Management's Discussion and Analysis for    HTML    283K 
                the Six Months Ended June 30, 2021, Dated as of                  
                August 26, 2021                                                  
57: EX-99.56    CFO Certification of Refiled Interim Filings        HTML     45K 
                Venture Issuer Basic Certificate Dated October 18,               
                2021                                                             
58: EX-99.57    CEO Certification of Refiled Interim Filings        HTML     45K 
                Venture Issuer Basic Certificate Dated October 18,               
                2021                                                             
59: EX-99.58    News Release Dated October 21, 2021                 HTML     55K 
60: EX-99.59    Notice of the Meeting and Record Date (Amended)     HTML     43K 
                Dated November 4, 2021                                           
 7: EX-99.6     News Release Dated February 12, 2021                HTML     47K 
61: EX-99.60    CFO Certification of Interim Filings Venture        HTML     45K 
                Issuer Basic Certificate Dated November 12, 2021                 
62: EX-99.61    CEO Certification of Interim Filings Venture        HTML     45K 
                Issuer Basic Certificate Dated November 12, 2021                 
63: EX-99.62    Management's Discussion and Analysis for the Nine   HTML    250K 
                Months Ended September 30, 2021, Dated as of                     
                November 12, 2021                                                
64: EX-99.63    Interim Condensed Consolidated Financial            HTML    376K 
                Statements as of and for the Nine Months Ended                   
                September 30, 2021 and 2020 (Unaudited), Dated as                
                of November 12, 2021                                             
65: EX-99.64    Notice Declaring Intention to Be Qualified Under    HTML     43K 
                National Instrument 44-101 - Short Form Prospectus               
                Distributions                                                    
66: EX-99.65    News Release Dated November 17, 2021                HTML     49K 
67: EX-99.66    Material Change Report Dated November 18, 2021      HTML     55K 
68: EX-99.67    News Release Dated November 23, 2021                HTML     52K 
69: EX-99.68    Notice of the Meeting and Record Date (Amended)     HTML     44K 
                Dated November 29, 2021                                          
70: EX-99.69    Notice of Meeting Dated November 30, 2021           HTML     50K 
 8: EX-99.7     News Release Dated February 16, 2021                HTML     47K 
71: EX-99.70    Management Information Circular for the Annual      HTML    321K 
                General Meeting of Shareholders Dated November 30,               
                2021                                                             
72: EX-99.71    Form of Proxy for the Annual General Meeting of     HTML     59K 
                Shareholders                                                     
73: EX-99.72    News Release Dated December 13, 2021                HTML     52K 
74: EX-99.73    News Release Dated December 23, 2021                HTML     50K 
75: EX-99.74    News Release Dated January 4, 2022                  HTML     56K 
76: EX-99.75    Material Change Report Dated January 6, 2022        HTML     66K 
77: EX-99.76    News Release Dated January 12, 2022                 HTML     45K 
78: EX-99.77    News Release Dated January 31, 2022                 HTML     44K 
79: EX-99.78    News Release Dated February 14, 2022                HTML     46K 
80: EX-99.79    Business Acquisition Report Dated February 14,      HTML   1.04M 
                2022                                                             
 9: EX-99.8     Material Change Report Dated February 17, 2021      HTML     46K 
81: EX-99.80    News Release Dated March 1, 2022                    HTML     45K 
82: EX-99.81    News Release Dated March 1, 2022                    HTML     48K 
83: EX-99.82    Annual Information Form for the Year Ended          HTML    686K 
                December 31, 2020 Dated as of March 1, 2022                      
84: EX-99.83    CFO Certification of Annual Filings in Connection   HTML     45K 
                With Voluntarily Filed Aif Dated March 1, 2022                   
85: EX-99.84    CEO Certification of Annual Filings in Connection   HTML     45K 
                With Voluntarily Filed Aif Dated March 1, 2022                   
86: EX-99.85    Technical Report Dated February 25, 2022 and Filed  HTML    896K 
                on March 1, 2022                                                 
87: EX-99.86    Consent of Qualified Person Dated March 1, 2022     HTML     41K 
88: EX-99.87    Consent of Qualified Person Dated March 1, 2022     HTML     41K 
89: EX-99.88    Consent of Qualified Person Dated March 1, 2022     HTML     41K 
90: EX-99.89    Consent of Qualified Person Dated March 1, 2022     HTML     41K 
10: EX-99.9     News Release Dated February 26, 2021                HTML     43K 
91: EX-99.90    Certificate of Qualified Person Dated March 1,      HTML     45K 
                2022                                                             
92: EX-99.91    Certificate of Qualified Person Dated March 1,      HTML     45K 
                2022                                                             
93: EX-99.92    Certificate of Qualified Person Dated March 1,      HTML     46K 
                2022                                                             
94: EX-99.93    Certificate of Qualified Person Dated March 1,      HTML     45K 
                2022                                                             
95: EX-99.94    News Release Dated March 1, 2022                    HTML     46K 
96: EX-99.95    Marketing Materials Dated March 1, 2022             HTML     46K 
97: EX-99.96    News Release Dated March 2, 2022                    HTML     46K 
98: EX-99.97    Marketing Materials Dated March 2, 2022             HTML     45K 
99: EX-99.98    Material Change Report Dated March 2, 2022          HTML     47K 
100: EX-99.99    Material Change Report Dated March 2, 2022          HTML     47K  


‘EX-99.101’   —   Marketing Materials Dated March 7, 2022


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 99.101

 

MARCH 7, 2022

 

 

 

A preliminary short form prospectus containing important information relating to the securities described in this document has not yet been filed with the securities regulatory authorities in each of the provinces of Canada, other than the Province of Quebec. A copy of the preliminary short form prospectus is required to be delivered to any investor that received this document and expressed an interest in acquiring the securities. Copies of the preliminary short form prospectus may be obtained from Clarus Securities Inc., 130 King Street West, Suite 3640, Toronto, ON M5X 1A9. There will not be any sale or any acceptance of an offer to buy the securities until a receipt for the final short form prospectus has been issued. This document does not provide full disclosure of all material facts relating to the securities offered. Investors should read the preliminary short form prospectus, final short form prospectus and any amendment, for disclosure of those facts, especially risk factors relating to the securities offered,

before making an investment decision.

 

BOUGHT DEAL OFFERING OF UNITS BY WAY OF SHORT FORM PROSPECTUS

 

 

Issuer: enCore Energy Corp. (the “Company”).
   
Offering: 17,050,298 Units (the “Units”) of the Company. Each Unit will be comprised of one Common Share (each a “Common Share”) and one half of one Common Share purchase warrant (each whole Common Share purchase warrant, a “Warrant”). Each Full Warrant will entitle the holder thereof to purchase one Common Share (a “Warrant Share”) at a price of $2.00 for a period of 24 months following the Closing Date.
   
Offering Price: $1.53 per Unit
   
Offering Size:   $26,086,955.94 ($29,999,998.26 in the event that the Over-allotment Option is exercised in full).
   
Type of Transaction: Bought deal offering by way of a short form prospectus, subject to the underwriting agreement, to be filed in the provinces of Canada, other than the Province of Quebec. The Units may be offered and sold in the United States pursuant to the exemption from the registration requirements of the U.S. Securities Act of 1933, as amended (the “U.S. Securities Act”), provided by Rule 144A thereunder or Rule 506(b) of Regulation D thereunder or in such other manner as to not require registration under the U.S. Securities Act. The Units may also be offered in those jurisdictions outside of Canada and the United States as agreed to by the Company and Clarus Securities Inc.
   
Syndicate: Clarus Securities Inc. as Lead Underwriter and Sole Bookrunner on behalf of syndicate of underwriters (the “Underwriters”).
   
Eligibility: Eligible for investment in RRSPs, RRIFs, RESPs, DPSPs, and TFSAs.
   
Listing: The Common Shares currently trade on the TSX Venture Exchange under the symbol “EU”.
   
Closing Date: On or about March 24th, 2022.

 

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘40FR12B’ Filing    Date    Other Filings
Filed on:8/30/22F-X
3/7/22
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/23  enCore Energy Corp.               F-10/A      2/03/23   10:3.1M                                   EdgarAgents LLC/FA
 2/03/23  enCore Energy Corp.               F-10/A                 4:3.8M                                   EdgarAgents LLC/FA
 1/27/23  enCore Energy Corp.               F-10        1/26/23    4:3M                                     EdgarAgents LLC/FA
 1/25/23  enCore Energy Corp.               F-10/A                 4:3.3M                                   EdgarAgents LLC/FA
 1/24/23  enCore Energy Corp.               F-10                  12:11M                                    EdgarAgents LLC/FA
 1/13/23  enCore Energy Corp.               40FR12B/A             19:7.7M                                   EdgarAgents LLC/FA
 9/29/22  enCore Energy Corp.               40FR12B/A              7:377K                                   EdgarAgents LLC/FA
Top
Filing Submission 0001213900-22-052276   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sun., May 5, 9:15:08.1am ET