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Steel Connect, Inc. – ‘8-K’ for 5/1/23

On:  Tuesday, 5/2/23, at 4:39pm ET   ·   For:  5/1/23   ·   Accession #:  1213900-23-35618   ·   File #:  1-35319

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/23  Steel Connect, Inc.               8-K:5,9     5/01/23   12:254K                                   EdgarAgents LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     40K 
 2: EX-3.1      Certificate of Elimination of the Series A Junior   HTML     10K 
                Participating Preferred Stock of Steel Connect,                  
                Inc                                                              
 7: R1          Cover                                               HTML     51K 
10: XML         IDEA XML File -- Filing Summary                      XML     13K 
 8: XML         XBRL Instance -- ea177887-8k_steel_htm               XML     20K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- stcn-20230501_def                XML     74K 
 5: EX-101.LAB  XBRL Labels -- stcn-20230501_lab                     XML    103K 
 6: EX-101.PRE  XBRL Presentations -- stcn-20230501_pre              XML     71K 
 3: EX-101.SCH  XBRL Schema -- stcn-20230501                         XSD     14K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
12: ZIP         XBRL Zipped Folder -- 0001213900-23-035618-xbrl      Zip     22K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
 i 0000914712  i false  i --07-31 0000914712 2023-05-01 2023-05-01 0000914712 STCN:CommonStock0.01ParValueMember 2023-05-01 2023-05-01 0000914712 STCN:RightsToPurchaseSeriesDJuniorParticipatingPreferredStockMember 2023-05-01 2023-05-01 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

 i May 1, 2023

Date of Report (date of earliest event reported)

 

 i Steel Connect, Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-35319    i 04-2921333
(State or other jurisdiction of
incorporation or organization) 
  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

 i 590 Madison Avenue,  i 32nd Floor  i New York  i New York    i 10022 
(Address of Principal Executive Offices)   (Zip Code)

 

( i 212)  i 520-2300

Registrant's telephone number, including area code

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common Stock, $0.01 par value    i STCN    i Nasdaq Capital Market
 i Rights to Purchase Series D Junior Participating Preferred Stock   --    i Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). 

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.03. Amendments to Articles of Incorporation or Bylaws

 

On May 1, 2023, Steel Connect, Inc., a Delaware corporation (the “Company”), filed a certificate of elimination (the “Certificate of Elimination”) with the Secretary of State of the State of Delaware with respect to the Series A junior participating preferred stock, par value $0.01 per share, of the Company (“Series A Preferred Stock”) which, effective upon filing, eliminated from the Company’s restated certificate of incorporation all matters set forth in the Certificate of Designations of Series A Junior Participating Preferred Stock of the Company for the Series A Preferred Stock.

 

A copy of the Certificate of Elimination with respect to the Company’s Series A Preferred Stock is attached as Exhibit 3.1 to this report and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
3.1   Certificate of Elimination of the Series A Junior Participating Preferred Stock of Steel Connect, Inc.
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 2, 2023 Steel Connect, Inc.
     
  By: /s/ Jason Wong
  Name:   Jason Wong
  Title: Chief Financial Officer

 

 

2

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/2/23
For Period end:5/1/238-K
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/08/23  Steel Connect, Inc.               10-K        7/31/23  151:13M                                    Workiva Inc Wde… FA01/FA
 5/23/23  Steel Connect, Inc.               DEF 14A     6/06/23    1:6M                                     EdgarAgents LLC/FA
 5/09/23  Steel Connect, Inc.               PRE 14A     5/09/23    1:6.1M                                   EdgarAgents LLC/FA
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