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Exploration Capital, LLC – ‘4’ for 4/19/24 re: Fresh Tracks Therapeutics, Inc.

On:  Tuesday, 4/23/24, at 5:10pm ET   ·   For:  4/19/24   ·   As:  10% Owner   ·   Accession #:  1213900-24-35431   ·   File #:  0-21088

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/23/24  Exploration Capital, LLC          4          10% Owner   1:8K   Fresh Tracks Therapeutics, Inc.   EdgarAgents LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider --                                      
                marketforms-65611.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — marketforms-65611.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  4/19/24
Issuer:
Issuer CIK:  819050
Issuer Name:  Fresh Tracks Therapeutics, Inc.
Issuer Trading Symbol:  FRTX
Reporting Owner:
Reporting Owner ID:
Owner CIK:  2003514
Owner Name:  Exploration Capital, LLC
Reporting Owner Address:
Owner Street 1:  250 EAST 200 SOUTH, FLOOR 16
Owner Street 2:
Owner City:  SALT LAKE CITY
Owner State:  UT
Owner ZIP Code:  84111
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/19/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  4,277
Transaction Price Per Share:
Value:  0.91
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,043,556
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Footnote ID:  F2
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/22/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  16,908
Transaction Price Per Share:
Value:  0.90
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,060,464
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Footnote ID:  F2
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/23/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  343
Transaction Price Per Share:
Value:  0.91
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,060,807
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Footnote ID:  F2
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F1
Footnote ID:  F2
Footnote ID:  F3
Derivative Table:
Footnotes:
Footnote - F1:  Exploration Capital, LLC ("X-Cap") is the investment manager of Exploration Capital Fund, LP (the "Partnership") and as a result may be deemed to be the beneficial owner of all the securities held by the Partnership. Exploration Capital General Partner, LLC (the "GP") is the general partner of the Partnership and as a result may be deemed to be the beneficial owner of all the securities held by the Partnership.
Footnote - F2:  Stephen L. Gustin is the Managing Partner of X-Cap and as a result may be deemed to be the beneficial owner of all the securities held by the Partnership. Mr. Gustin disclaims beneficial ownership of the reported securities held by the Partnership except to the extent of his pecuniary interest.
Footnote - F3:  These shares are directly owned by Stephen L. Gustin.
Remarks:
Owner Signature:
Signature Name:  Stephen L. Gustin on behalf of Exploration Capital, LLC
Signature Date:  4/23/24


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Filing Submission 0001213900-24-035431   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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