SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

NTH Power Technologies Fund I LP, et al. – ‘4’ for 8/8/05 re: Evergreen Solar Inc.

On:  Wednesday, 8/10/05, at 9:26pm ET   ·   For:  8/8/05   ·   As:  Director and 10% Owner   ·   Accession #:  1209191-5-41993   ·   File #:  0-31687

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/10/05  NTH Power Technologies Fund I LP  4          Dir.,%Own.  1:12K  Evergreen Solar Inc.              DONNELLEY FIN… File16/FA
          Woodward Timothy
          NTH Power Technologies Fund II LP
          NTH Power Technologies Fund II A LP

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/2.2                   HTML     12K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 4 Submission
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WOODWARD TIMOTHY

(Last)(First)(Middle)
C/O EVERGREEN SOLAR, INC.
259 CEDAR HILL STREET

(Street)
MARLBOROMA01752

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
EVERGREEN SOLAR INC [ ESLR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
8/8/05
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 8/8/05S 18,989 (1)D$6.54,892,037 (2)I (3)See Footnote (3)
Common Stock 8/8/05S 36,370 (4)D$6.54,855,667 (5)I (6)See Footnote (6)
Common Stock 8/8/05S 36,370 (7)D$6.54,819,297 (8)I (9)See Footnote (9)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
WOODWARD TIMOTHY

(Last)(First)(Middle)
C/O EVERGREEN SOLAR, INC.
259 CEDAR HILL STREET

(Street)
MARLBOROMA01752

(City)(State)(Zip)
1. Name and Address of Reporting Person*
NTH POWER TECHNOLOGIES FUND I L P

(Last)(First)(Middle)
C/O NTH POWER LLC
50 CALIFORNIA STREET, STE. 840

(Street)
SAN FRANCISCOCA94111

(City)(State)(Zip)
1. Name and Address of Reporting Person*
NTH POWER TECHNOLOGIES FUND II LP

(Last)(First)(Middle)
C/O NTH POWER LLC
50 CALIFORNIA STREET, STE. 840

(Street)
SAN FRANCISCO, CA 94111CA94111

(City)(State)(Zip)
1. Name and Address of Reporting Person*
NTH POWER TECHNOLOGIES FUND II A LP

(Last)(First)(Middle)
C/O NTH POWER LLC
50 CALIFORNIA STREET, STE. 840

(Street)
SAN FRANCISCOCA94111

(City)(State)(Zip)
Explanation of Responses:
(1)  These shares are beneficially held by Nth Power Technologies Fund I, L.P. ("NP I"), a member of a 13(d) group with the Designated Filer, Nth Power Technologies Fund II, L.P. ("NP II"), and Nth Power Technologies Fund II-A, L.P. ("NP IIA") for purposes of Section 13(d) of the Exchange Act. Nth Power Management, L.P. and Nth Power LLC are the direct and indirect general partners of NP I and the Designated Filer is a member of Nth Power LLC. The Designated Filer disclaims beneficial ownership of the securities beneficially held by NP I except to the extent of his pecuniary interest therein.
(2)  Consists of 997,925 shares held by NP I, 1,947,056 shares held by NP II, and 1,947,056 shares held by NP II-A
(3)  These shares are owned directly by NP I.
(4)  These shares are beneficially held by NP II, a member of a 13(d) group with the Designated Filer, NP I, and NP II-A for purposes of Section 13(d) of the Exchange Act. Nth Power Management II, L.P. and Nth Power LLC are the direct and indirect general partners of NP II and the Designated Filer is a member of Nth Power LLC. The Designated Filer disclaims beneficial ownership of the securities beneficially held by NP II except to the extent of his pecuniary interest therein.
(5)  Consists of 997,925 shares held by NP I, 1,910,686 shares held by NP II, and 1,947,056 shares held by NP II-A
(6)  These shares are owned directly by NP II.
(7)  These shares are beneficially held by NP II-A, a member of a 13(d) group with the Designated Filer, NP I, and NP II for purposes of Section 13(d) of the Exchange Act. Nth Power Management II-A, L.P. and Nth Power LLC are the direct and indirect general partners of NP I and the Designated Filer is a member of Nth Power LLC. The Designated Filer disclaims beneficial ownership of the securities beneficially held by NP II-A except to the extent of his pecuniary interest therein.
(8)  Consists of 997,925 shares held by NP I, 1,910,686 shares held by NP II, and 1,910,686 shares held by NP II-A
(9)  These shares are owned directly by NP II-A.
Remarks:
/s/ Timothy Woodward 8/10/05
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

Top
Filing Submission 0001209191-05-041993   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., May 15, 7:26:27.1pm ET