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Carlyle Holdings II L.P., et al. – ‘3’ for 1/31/13 re: YRC Worldwide Inc.

On:  Tuesday, 2/4/14, at 4:05pm ET   ·   For:  1/31/13   ·   As:  10% Owner   ·   Accession #:  1209191-14-6956   ·   File #:  0-12255

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/04/14  Carlyle Holdings II L.P.          3          10% Owner   2:21K  YRC Worldwide Inc.                DONNELLEY FIN… File16/FA
          Carlyle Holdings II GP L.L.C.
          CSP III AIV (Cayman), L.P.
          CSP III AIV General Partner (Cayman), L.P.
          CSP III AIV GP (Cayman), Ltd.
          TC Group Cayman Investment Holdings, L.P.
          TC Group Cayman Investment Holdings Sub L.P.

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 Submission -- doc3.xml/2.6                   HTML     12K 
 2: EX-24       EX-24 Document                                      HTML     10K 


‘3’   —   Form 3 Submission — doc3.xml/2.6




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 3 Submission
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
CSP III AIV GP (Cayman), Ltd.

(Last)(First)(Middle)
C/O INTERTRUST CORPORATE SERVICES
190 ELGIN AVENUE

(Street)
GEORGE TOWN, GRAND CAYMANKY1-9005

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
1/31/13
3. Issuer Name and Ticker or Trading Symbol
YRC Worldwide Inc. [ YRCW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock4,083,122 (1)ISee Footnotes (2) (3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
CSP III AIV GP (Cayman), Ltd.

(Last)(First)(Middle)
C/O INTERTRUST CORPORATE SERVICES
190 ELGIN AVENUE

(Street)
GEORGE TOWN, GRAND CAYMANKY1-9005

(City)(State)(Zip)
1. Name and Address of Reporting Person*
CSP III AIV General Partner (Cayman), L.P.

(Last)(First)(Middle)
C/O INTERTRUST CORPORATE SERVICES
190 ELGIN AVENUE

(Street)
GEORGE TOWN, GRAND CAYMANKY1-9005

(City)(State)(Zip)
1. Name and Address of Reporting Person*
CSP III AIV (Cayman), L.P.

(Last)(First)(Middle)
C/O INTERTRUST CORPORATE SERVICES
190 ELGIN AVENUE

(Street)
GEORGE TOWN, GRAND CAYMANKY1-9005

(City)(State)(Zip)
1. Name and Address of Reporting Person*
TC Group Cayman Investment Holdings, L.P.

(Last)(First)(Middle)
C/O INTERTRUST CORPORATE SERVICES
190 ELGIN AVENUE

(Street)
GEORGE TOWN, GRAND CAYMANKY1-9005

(City)(State)(Zip)
1. Name and Address of Reporting Person*
TC Group Cayman Investment Holdings Sub L.P.

(Last)(First)(Middle)
C/O INTERTRUST CORPORATE SERVICES
190 ELGIN AVENUE

(Street)
GEORGE TOWN, GRAND CAYMANKY1-9005

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Carlyle Holdings II GP L.L.C.

(Last)(First)(Middle)
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S

(Street)
WASHINGTONDC20004

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Carlyle Holdings II L.P.

(Last)(First)(Middle)
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S

(Street)
WASHINGTONDC20004

(City)(State)(Zip)
Explanation of Responses:
(1)  Includes 1,652,412 shares of Common Stock held by Carlyle Strategic Partners II, L.P., 97,377 shares of Common Stock held by CSP II Coinvestment, L.P. and 2,333,333 shares of Common Stock held by CSP III AIV (Cayman), L.P.
(2)  Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CSP III AIV GP (Cayman), Ltd., which is the general partner of CSP III AIV General Partner (Cayman), L.P., which is the general partner of CSP III AIV (Cayman), L.P.
(3)  The Carlyle Group L.P. is also the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group CSP II, L.L.C., which is the general partner of CSP II General Partner, L.P., which is the general partner of each of Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P.
Remarks:
Exhibits: Exhibit 24 - Power of Attorney
CSP III AIV GP (CAYMAN), LTD. By: /s/ R. Rainey Hoffman, attorney-in-fact 2/4/14
CSP III AIV GENERAL PARTNER (CAYMAN), L.P. By: CSP III AIV GP (Cayman), Ltd., its general partner By: /s/ R. Rainey Hoffman, attorney-in-fact 2/4/14
CSP III AIV (CAYMAN), L.P. By: CSP III AIV General Partner (Cayman), L.P., its general partner By: CSP III AIV GP (Cayman), Ltd., its general partner By: /s/ R. Rainey Hoffman, attorney-in-fact 2/4/14
CARLYLE HOLDINGS II GP L.L.C. By: The Carlyle Group L.P., its managing member By: Carlyle Group Management L.L.C., its general partner By: /s/ R. Rainey Hoffman, attorney-in-fact 2/4/14
CARLYLE HOLDINGS II L.P. By: /s/ R. Rainey Hoffman, attorney-in-fact 2/4/14
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. By: Carlyle Holdings II L.P., its general partner By: /s/ R. Rainey Hoffman, attorney-in-fact 2/4/14
TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P. By: TC Group Cayman Investment Holdings, L.P., its general partner By: Carlyle Holdings II L.P., its general partner By: /s/ R. Rainey Hoffman, attorney-in-fact 2/4/14
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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