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Delaware Group Adviser Funds, et al. – ‘485BPOS’ on 2/27/19 – ‘EX-99.N.1.I’

On:  Wednesday, 2/27/19, at 1:48pm ET   ·   Effective:  2/28/19   ·   Accession #:  1206774-19-603   ·   File #s:  33-67490, 811-07972

Previous ‘485BPOS’:  ‘485BPOS’ on 3/19/18   ·   Next:  ‘485BPOS’ on 3/15/19   ·   Latest:  ‘485BPOS’ on 2/27/24   ·   9 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/27/19  Delaware Group Adviser Funds      485BPOS     2/28/19   11:5.2M                                   DG3/FA
          → Delaware Diversified Income Fund ⇒ Class A (DPDFX) — Class C (DPCFX) — Class R (DPRFX) — Class R6 (DPZRX) — Institutional Class (DPFFX)
          → Delaware Global Real Estate Opportunities Fund ⇒ Class A (DGRPX) — Class C (DLPCX) — Class R (DLPRX) — Institutional Class (DGROX)
          → Delaware U.S. Growth Fund ⇒ Class A (DUGAX) — Class C (DEUCX) — Class R (DEURX) — Class R6 — Institutional Class (DEUIX)

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment Filed Pursuant to          HTML   2.99M 
                          Securities Act Rule 485(B)                             
 2: EX-99.D.3   Executed Investment Advisory Expense Limitation     HTML     15K 
                          Letter (February 2019)                                 
 3: EX-99.E.2   Form of Dealer's Agreement                          HTML     36K 
 4: EX-99.E.3   Form of Registered Investment Advisers Agreement    HTML     25K 
 5: EX-99.E.4   Form of Bank/Trust Agreement                        HTML     38K 
 6: EX-99.H.1.III  Executed Amended and Restated Schedule B (July   HTML     20K 
                          1, 2018)                                               
 7: EX-99.J     Consent of Independent Registered Public            HTML      7K 
                          Accounting Firm (February 2019)                        
 8: EX-99.N.1   Amended and Restated Multiple Class Plan Pursuant   HTML    116K 
                          to Rule 18F-3                                          
 9: EX-99.N.1.I  Updated Appendix A (January 31, 2019) to the       HTML     95K 
                          Amended and Restated Multiple                          
10: EX-99.Q.2   Power of Attorney for Jerome D. Abernathy           HTML     14K 
                          (December 19, 2018)                                    
11: EX-99.Q.3   Power of Attorney for Christianna Wood (December    HTML     14K 
                          18, 2018)

EX-99.N.1.I   —   Updated Appendix A (January 31, 2019) to the Amended and Restated Multiple

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

EX-99.n.1. i

APPENDIX A,
updated as of January 31, 2019

Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage of To
average daily net average daily net Conversion
assets of class) assets of class)
Delaware Group® Equity Funds I
Delaware Mid Cap Value Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Cash Reserve
Delaware Investments Ultrashort Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class L N/A N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Equity Funds II
Delaware Value® Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Equity Funds IV
Delaware Healthcare Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Small Cap Growth Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Institutional Class N/A N/A N/A
Delaware Smid Cap Growth Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage of To
average daily net average daily net Conversion
assets of class) assets of class)
Delaware Group® Equity Funds V
Delaware Small Cap Core Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Small Cap Value Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Wealth Builder Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Income Funds
Delaware Corporate Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Extended Duration Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Floating Rate Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware High-Yield Opportunities Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-2


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage of To
average daily net average daily net Conversion
assets of class) assets of class)
Delaware Group® Limited-Term Government Funds
Delaware Limited-Term Diversified Income Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Government Fund
Delaware Emerging Markets Debt Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Strategic Income Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® State Tax-Free Income Trust
Delaware Tax-Free Pennsylvania Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Tax Free Fund
Delaware Tax-Free USA Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free USA Intermediate Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-3


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage of To
average daily net average daily net Conversion
assets of class) assets of class)
Delaware Group® Global & International Funds
Delaware Emerging Markets Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Global Value Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware International Small Cap Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware International Value Equity Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Adviser Funds
Delaware Diversified Income Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Global Real Estate Opportunities Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware U.S. Growth Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-4


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage of To
average daily net average daily net Conversion
assets of class) assets of class)
Delaware Group® Foundation Funds
Delaware Strategic Allocation Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Pooled® Trust
Delaware REIT Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Insured Funds
Delaware Tax-Free Arizona Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Intermediate Tax Free Funds
Delaware Tax-Free Minnesota Intermediate Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Mutual Funds
Delaware Minnesota High-Yield Municipal Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware National High-Yield Municipal Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free California Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free Idaho Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free New York Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-5


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage of To
average daily net average daily net Conversion
assets of class) assets of class)
Voyageur Mutual Funds II
Delaware Tax-Free Colorado Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Mutual Funds III
Delaware Select Growth Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Tax Free Funds
Delaware Tax-Free Minnesota Fund
Class A .25% N/A N/A
Class C .75% .25% 10
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-6

Dates Referenced Herein

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:2/28/19None on these Dates
Filed on:2/27/19
1/31/19
 List all Filings 

9 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/24  Delaware Group Adviser Funds      N-14/A                12:15M                                    Pietrzykowski Kris… R/FA
 2/27/24  Delaware Group Adviser Funds      485BPOS     2/27/24   27:5.5M                                   Digital Publishi… Inc/FA
 1/18/24  Delaware Group Adviser Funds      N-14                  14:13M                                    Pietrzykowski Kris… R/FA
 2/27/23  Delaware Group Adviser Funds      485BPOS     2/28/23   29:4.9M                                   Digital Publishi… Inc/FA
 2/25/22  Delaware Group Adviser Funds      485BPOS     2/25/22   31:5.3M                                   Digital Publishi… Inc/FA
 5/19/21  Delaware Group Adviser Funds      N-14/A                 6:1.7M                                   DG3/FA
 5/18/21  Delaware Group Adviser Funds      N-14/A5/18/21    7:1.7M                                   DG3/FA
 4/09/21  Delaware Group Adviser Funds      N-144/09/21    7:1.3M                                   Pietrzykowski Kris… R/FA
 2/25/21  Delaware Group Adviser Funds      485BPOS     2/26/21   24:7M                                     Digital Publishi… Inc/FA
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Filing Submission 0001206774-19-000603   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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