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Delaware Group Adviser Funds, et al. – ‘485BPOS’ on 2/28/18 – ‘EX-99.N.1.I’

On:  Wednesday, 2/28/18, at 2:57pm ET   ·   Effective:  2/28/18   ·   Accession #:  1206774-18-620   ·   File #s:  33-67490, 811-07972

Previous ‘485BPOS’:  ‘485BPOS’ on 3/15/17   ·   Next:  ‘485BPOS’ on 3/16/18   ·   Latest:  ‘485BPOS’ on 2/27/24   ·   9 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/28/18  Delaware Group Adviser Funds      485BPOS     2/28/18   11:5.4M                                   DG3/FA
          → Delaware Diversified Income Fund ⇒ Class A (DPDFX) — Class C (DPCFX) — Class R (DPRFX) — Class R6 (DPZRX) — Institutional Class (DPFFX)
          → Delaware Global Real Estate Opportunities Fund ⇒ Class A (DGRPX) — Class C (DLPCX) — Class R (DLPRX) — Institutional Class (DGROX)
          → Delaware U.S. Growth Fund ⇒ Class A (DUGAX) — Class C (DEUCX) — Class R (DEURX) — Class R6 — Institutional Class (DEUIX)

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment Filed Pursuant to          HTML   2.98M 
                          Securities Act Rule 485(B)                             
 2: EX-99.D.3   Executed Investment Advisory Expense Limitation     HTML     10K 
                          Letter                                                 
 3: EX-99.E.2   Form of Dealer’S Agreement                          HTML     35K 
 4: EX-99.E.3   Form of Registered Investment Advisers Agreement    HTML     25K 
 5: EX-99.E.4   Form of Bank/Trust Agreement                        HTML     38K 
 6: EX-99.G.1.II  Executed Amendment No. 2 (July 1, 2017)           HTML     63K 
 7: EX-99.H.2.I  Executed Amendment No. 1 (July 1, 2017)            HTML    115K 
 8: EX-99.H.3.II  Amendment No. 1 (September 1, 2017)               HTML     65K 
 9: EX-99.J     Consent of Independent Registered Public            HTML      6K 
                          Accounting Firm (February 2018)                        
10: EX-99.N.1.I  Updated Appendix A (December 15, 2017)             HTML     87K 
11: EX-99.P.1   Code of Ethics for Macquarie Investment             HTML    141K 
                          Management, Delaware Funds

EX-99.N.1.I   —   Updated Appendix A (December 15, 2017)

This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

EX-99.n.1.i

APPENDIX A,
updated as of December 15, 2017

Fund/Class Maximum Annual
Distribution Fee
(as a percentage of
average daily net
assets of class)		 Maximum Annual
Shareholder Servicing
Fee (as a percentage of
average daily net
assets of class)		 Years
To
Conversion
Delaware Group® Equity Funds I         
Delaware Mid Cap Value Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Cash Reserve         
Delaware Investments Ultrashort Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class L N/A N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Equity Funds II         
Delaware Value® Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Equity Funds IV         
Delaware Healthcare Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Small Cap Growth Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Institutional Class N/A N/A N/A
Delaware Smid Cap Growth Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A


Fund/Class Maximum Annual
Distribution Fee
(as a percentage of
average daily net
assets of class)		 Maximum Annual
Shareholder Servicing
Fee (as a percentage of
average daily net
assets of class)		 Years
To
Conversion
Delaware Group® Equity Funds V      
Delaware Small Cap Core Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Small Cap Value Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Wealth Builder Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Income Funds      
Delaware Corporate Bond Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Extended Duration Bond Fund       
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Floating Rate Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware High-Yield Opportunities Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-2


Fund/Class Maximum Annual
Distribution Fee
(as a percentage of
average daily net
assets of class)		 Maximum Annual
Shareholder Servicing
Fee (as a percentage of
average daily net
assets of class)		 Years
To
Conversion
Delaware Group® Limited-Term Government Funds         
Delaware Limited-Term Diversified Income Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Government Fund         
Delaware Emerging Markets Debt Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Strategic Income Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® State Tax-Free Income Trust         
Delaware Tax-Free Pennsylvania Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Tax Free Fund         
Delaware Tax-Free USA Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free USA Intermediate Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-3


Fund/Class Maximum Annual
Distribution Fee
(as a percentage of
average daily net
assets of class)		 Maximum Annual
Shareholder Servicing
Fee (as a percentage of
average daily net
assets of class)		 Years
To
Conversion
Delaware Group® Global & International Funds         
Delaware Emerging Markets Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Global Value Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware International Small Cap Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware International Value Equity Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Adviser Funds         
Delaware Diversified Income Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Global Real Estate Opportunities Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware U.S. Growth Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-4


Fund/Class Maximum Annual
Distribution Fee
(as a percentage of
average daily net
assets of class)		 Maximum Annual
Shareholder Servicing
Fee (as a percentage of
average daily net
assets of class)		 Years
To
Conversion
Delaware Group® Foundation Funds         
Delaware Foundation® Conservative Allocation Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Foundation® Moderate Allocation Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Pooled® Trust         
Delaware REIT Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Insured Funds         
Delaware Tax-Free Arizona Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Intermediate Tax Free Funds         
Delaware Tax-Free Minnesota Intermediate Fund         
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-5


Fund/Class Maximum Annual
Distribution Fee
(as a percentage of
average daily net
assets of class)		 Maximum Annual
Shareholder Servicing
Fee (as a percentage of
average daily net
assets of class)		 Years
To
Conversion
Voyageur Mutual Funds      
Delaware Minnesota High-Yield Municipal Bond Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware National High-Yield Municipal Bond Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free California Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free Idaho Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free New York Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Mutual Funds II      
Delaware Tax-Free Colorado Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Mutual Funds III      
Delaware Select Growth Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Tax Free Funds      
Delaware Tax-Free Minnesota Fund      
Class A .25% N/A N/A
Class C .75% .25% N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-6

Dates Referenced Herein

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:2/28/18None on these Dates
12/15/17
 List all Filings 

9 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/24  Delaware Group Adviser Funds      N-14/A                12:15M                                    Pietrzykowski Kris… R/FA
 2/27/24  Delaware Group Adviser Funds      485BPOS     2/27/24   27:5.5M                                   Digital Publishi… Inc/FA
 1/18/24  Delaware Group Adviser Funds      N-14                  14:13M                                    Pietrzykowski Kris… R/FA
 2/27/23  Delaware Group Adviser Funds      485BPOS     2/28/23   29:4.9M                                   Digital Publishi… Inc/FA
 2/25/22  Delaware Group Adviser Funds      485BPOS     2/25/22   31:5.3M                                   Digital Publishi… Inc/FA
 5/19/21  Delaware Group Adviser Funds      N-14/A                 6:1.7M                                   DG3/FA
 5/18/21  Delaware Group Adviser Funds      N-14/A5/18/21    7:1.7M                                   DG3/FA
 4/09/21  Delaware Group Adviser Funds      N-144/09/21    7:1.3M                                   Pietrzykowski Kris… R/FA
 2/25/21  Delaware Group Adviser Funds      485BPOS     2/26/21   24:7M                                     Digital Publishi… Inc/FA
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Filing Submission 0001206774-18-000620   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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