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ConnectOne Bancorp, Inc. – ‘305B2’ on 1/11/18

On:  Thursday, 1/11/18, at 9:37am ET   ·   Effective:  1/11/18   ·   Accession #:  1206774-18-57   ·   File #:  333-221705

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/11/18  ConnectOne Bancorp, Inc.          305B2       1/11/18    5:583K                                   DG3/FA

Statement of Eligibility by a Corporation Designated to Act as Trustee   —   Form T-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 305B2       Application for Designation of A New Trustee Under  HTML     16K 
                          the Trust Indenture Act                                
 2: EX-99.2     Certificate of Authority of the Trustee to          HTML      4K 
                          Commence Business                                      
 3: EX-99.3     Certificate of Authority of the Trustee to          HTML      4K 
                          Exercise Corporate Trust Powers                        
 4: EX-99.6     The Consent of the Trustee Required by Section      HTML      6K 
                          321(B)                                                 
 5: EX-99.7     Report of Condition of the Trustee as of September  HTML     13K 
                          30, 2017                                               


305B2   —   Application for Designation of A New Trustee Under the Trust Indenture Act


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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________

FORM T-1

STATEMENT OF ELIGIBILITY UNDER
THE TRUST INDENTURE ACT OF 1939 OF A
CORPORATION DESIGNATED TO ACT AS TRUSTEE
Check if an Application to Determine Eligibility of
a Trustee Pursuant to Section 305(b)(2)  ☐
_______________________________________________________

U.S. BANK NATIONAL ASSOCIATION
(Exact name of Trustee as specified in its charter)

31-0841368
I.R.S. Employer Identification No.

800 Nicollet Mall
Minneapolis, Minnesota
55402
(Address of principal executive offices) (Zip Code)

Stephanie Roche
U.S. Bank National Association
21 South Street
Morristown, NJ 07960
(973) 898-7160
(Name, address and telephone number of agent for service)

ConnectOne Bancorp, Inc.
(Issuer with respect to the Securities)
New Jersey 52-1273725
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)
   
 
301 Sylvan Avenue
Englewood Cliffs, New Jersey
07632
(Address of Principal Executive Offices) (Zip Code)

Subordinated Notes
(Title of the Indenture Securities)


FORM T-1

Item 1. GENERAL INFORMATION. Furnish the following information as to the Trustee.

a) Name and address of each examining or supervising authority to which it is subject.
Comptroller of the Currency
Washington, D.C.

b) Whether it is authorized to exercise corporate trust powers.
Yes

Item 2. AFFILIATIONS WITH OBLIGOR. If the obligor is an affiliate of the Trustee, describe each such affiliation.
None

Items 3-15 Items 3-15 are not applicable because to the best of the Trustee's knowledge, the obligor is not in default under any Indenture for which the Trustee acts as Trustee.

Item 16. LIST OF EXHIBITS: List below all exhibits filed as a part of this statement of eligibility and qualification.

1. 

A copy of the Articles of Association of the Trustee.*

 
2.

A copy of the certificate of authority of the Trustee to commence business, attached as Exhibit 2.

 

3.

A copy of the certificate of authority of the Trustee to exercise corporate trust powers, attached as Exhibit 3.

 
4.

A copy of the existing bylaws of the Trustee.**

 

5.

A copy of each Indenture referred to in Item 4. Not applicable.

 

6.

The consent of the Trustee required by Section 321(b) of the Trust Indenture Act of 1939, attached as Exhibit 6.

 

7.

Report of Condition of the Trustee as of September 30, 2017 published pursuant to law or the requirements of its supervising or examining authority, attached as Exhibit 7.

* Incorporated by reference to Exhibit 25.1 to Amendment No. 2 to registration statement on S-4, Registration Number 333-128217 filed on November 15, 2005.

** Incorporated by reference to Exhibit 25.1 to registration statement on form S-3ASR, Registration Number 333-199863 filed on November 5, 2014.

2


SIGNATURE

Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility and qualification to be signed on its behalf by the undersigned, thereunto duly authorized, all in the Town of Morristown, State of New Jersey on the 11th day of January 2018.

By:         /s/ Stephanie Roche
Stephanie Roche
Vice President

3



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘305B2’ Filing    Date    Other Filings
Filed on / Effective on:1/11/18
9/30/1710-Q
11/5/14
11/15/05
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Filing Submission 0001206774-18-000057   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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