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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/19/21 ConnectOne Bancorp, Inc. 8-A12B 4:298K DG3/FA |
Document/Exhibit Description Pages Size
1: 8-A12B Registration of Securities Pursuant to Section HTML 18K
12(B)
2: EX-3.2 Certificate of Amendment HTML 64K
3: EX-4.1 Form of Certificate HTML 21K
4: EX-4.2 Deposit Agreement HTML 175K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
FORM 8-A
____________________
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
____________________
CONNECTONE BANCORP, INC.
(Exact name of registrant as specified in its charter)
____________________
| New Jersey | 22-3412577 | |
| (State or other jurisdiction of incorporation or organization) | (IRS Employer Identification No.) | |
| 301 Sylvan Avenue | ||
| Englewood Cliffs, New Jersey | 07632 | |
| (Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
| Title of each class | Name of each exchange on which | |
| to be so registered | each class is to be registered | |
| Depositary Shares (each representing a 1/40th interest in a share of 5.25% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.00 per share) |
The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☑
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
File No. 333-258093
Securities to be registered pursuant to Section 12(g) of the Act:
None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
The securities to be registered hereby are depositary shares (the “Depositary Shares”), each representing a 1/40th ownership interest in a share of 5.25% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share (the “Preferred Stock”), of ConnectOne Bancorp, Inc. (the “Company”), with a liquidation preference of $1,000 per share of Preferred Stock (equivalent to $25 per Depositary Share). For a description of the Preferred Stock and the Depositary Shares, reference is made to the information set forth under the headings “Description of Preferred Stock” and “Description of Depositary Shares” in the Company’s prospectus supplement, dated August 12, 2021, to the prospectus, dated July 22, 2021, which constitutes a part of the Company’s Registration Statement on Form S-3 (File No. 333-258093), filed under the Securities Act of 1933, as amended, which information is hereby incorporated herein by reference.
Item 2. Exhibits.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| ConnectOne Bancorp, Inc. | |||
| Date: August 19, 2021 | By: | /s/ William S. Burns | |
| William S. Burns | |||
| EVP & Chief Financial Officer | |||
| This ‘8-A12B’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/19/21 | 8-K | ||
| 8/12/21 | 8-K, FWP | |||
| 7/22/21 | S-3ASR | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/23/24 ConnectOne Bancorp, Inc. 10-K 12/31/23 143:23M RDG Filings/FA 2/24/23 ConnectOne Bancorp, Inc. 10-K 12/31/22 141:22M RDG Filings/FA 2/25/22 ConnectOne Bancorp, Inc. 10-K 12/31/21 145:23M DG3/FA 11/05/21 ConnectOne Bancorp, Inc. 10-Q 9/30/21 93:16M DG3/FA 8/19/21 ConnectOne Bancorp, Inc. 8-K:3,5,8,9 8/19/21 11:342K DG3/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/22/20 ConnectOne Bancorp, Inc. 8-K:5,9 5/21/20 12:289K Globenewswire Inc./FA 12/21/18 ConnectOne Bancorp, Inc. 8-K:5,9 12/17/18 2:121K DG3/FA |