SEC Info - Schultz John F - ‘4’ for 4/26/21 re: Hewlett Packard Enterprise Co.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

SCHULTZ JOHN F

(Last)

(First)

(Middle)

C/O HEWLETT PACKARD ENTERPRISE COMPANY

11445 COMPAQ CENTER DRIVE WEST

(Street)

HOUSTON

77070

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, COLO

3. Date of Earliest Transaction (Month/Day/Year)
4/26/21

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	4/26/21		S		269,598 ⁽¹⁾	D	$16.541 ⁽²⁾	11,911.6423 ⁽³⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽⁴⁾	4/7/21		A		280.5811 ⁽⁵⁾		⁽⁵⁾	⁽⁵⁾	Common Stock	280.5811	⁽⁵⁾	40,637.116	D
Restricted Stock Units	⁽⁴⁾	4/7/21		A		952.3245 ⁽⁶⁾		⁽⁶⁾	⁽⁶⁾	Common Stock	952.3245	⁽⁶⁾	135,978.731	D
Restricted Stock Units	⁽⁴⁾	4/7/21		A		555.8792 ⁽⁷⁾		⁽⁷⁾	⁽⁷⁾	Common Stock	555.8792	⁽⁷⁾	78,255.9722	D
Restricted Stock Units	⁽⁴⁾	4/7/21		A		1,346.5962 ⁽⁸⁾		⁽⁸⁾	⁽⁸⁾	Common Stock	1,346.5962	⁽⁸⁾	181,548.908	D

Explanation of Responses:

(1) The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/12/21.

(2) The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.500 to $16.595. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

(3) The total beneficial ownership includes the acquisition of 4.6180 shares at $15.90760 per share received on 4/7/21 through dividends paid in shares.

(4) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

(5) As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 4/7/21.

(6) As previously reported, on 4/3/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 4/3/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.3245 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 4/7/21.

(7) As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 555.8792 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 4/7/21.

(8) As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,346.5962 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 4/7/21.

Remarks:

	Derek Windham as Attorney-in-Fact for John F. Schultz	4/28/21
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
A	Grant, award or other acquisition pursuant to Rule 16b-3(d).
S	Open market or private sale of non-derivative or derivative security.

Schultz John F – ‘4’ for 4/26/21 re: Hewlett Packard Enterprise Co.

On: Wednesday, 4/28/21, at 5:03pm ET · For: 4/26/21 · Accession #: 1179706-21-52 · File #: 1-37483

Previous ‘4’: ‘4’ on 4/22/21 for 4/20/21 · Next: ‘4’ on 10/26/21 for 10/25/21 · Latest: ‘4’ on 1/30/24 for 1/29/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Schultz John F – ‘4’ for 4/26/21 re: Hewlett Packard Enterprise Co.

On: Wednesday, 4/28/21, at 5:03pm ET · For: 4/26/21 · Accession #: 1179706-21-52 · File #: 1-37483

Previous ‘4’: ‘4’ on 4/22/21 for 4/20/21 · Next: ‘4’ on 10/26/21 for 10/25/21 · Latest: ‘4’ on 1/30/24 for 1/29/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents