Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
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4: EX-10.10 Material Contract HTML 405K
5: EX-10.15A Material Contract HTML 43K
6: EX-10.15B Material Contract HTML 48K
2: EX-10.5 Material Contract HTML 32K
3: EX-10.8E Material Contract HTML 32K
8: EX-21.1 Subsidiaries List HTML 24K
9: EX-23.1 Consent of Experts or Counsel HTML 25K
7: EX-12.1 Statement re: Computation of Ratios HTML 43K
10: EX-31.1 Certification -- §302 - SOA'02 HTML 32K
11: EX-31.2 Certification -- §302 - SOA'02 HTML 32K
12: EX-32.1 Certification -- §906 - SOA'02 HTML 28K
19: R1 Document and Entity Information HTML 52K
20: R2 Consolidated Balance Sheets HTML 111K
21: R3 Consolidated Balance Sheets (Parenthetical) HTML 45K
22: R4 Consolidated Statements of Operations HTML 66K
23: R5 Consolidated Statements of Comprehensive Loss HTML 38K
24: R6 Consolidated Statements of Comprehensive Loss HTML 27K
(Parenthetical)
25: R7 Consolidated Statements Stockholders' Equity HTML 68K
26: R8 Consolidated Statements of Cash Flows HTML 116K
27: R9 Description of Business HTML 36K
28: R10 Basis of Presentation and Summary of Significant HTML 108K
Accounting Policies
29: R11 Net Loss per Share HTML 36K
30: R12 Collaborative Arrangements HTML 53K
31: R13 Cash Equivalents and Marketable Securities HTML 66K
32: R14 Fair Value Measurements HTML 56K
33: R15 Balance Sheets Details HTML 78K
34: R16 Assets Held for Sale and Sale of Former Hungarian HTML 30K
Subsidiary
35: R17 Stock-based Compensation HTML 145K
36: R18 Capital Stock HTML 29K
37: R19 401(k) Plan HTML 28K
38: R20 Income Taxes HTML 142K
39: R21 Commitments and Contingencies HTML 79K
40: R22 Related Party Transactions HTML 33K
41: R23 Significant Customer and Geographic Information HTML 75K
42: R24 Basis of Presentation and Summary of Significant HTML 173K
Accounting Policies (Policies)
43: R25 Basis of Presentation and Summary of Significant HTML 48K
Accounting Policies (Tables)
44: R26 Net Loss per Share (Tables) HTML 35K
45: R27 Cash Equivalents and Marketable Securities HTML 61K
(Tables)
46: R28 Fair Value Measurements (Tables) HTML 56K
47: R29 Balance Sheets Details (Tables) HTML 91K
48: R30 Stock-based Compensation (Tables) HTML 116K
49: R31 Income Taxes (Tables) HTML 142K
50: R32 Commitments and Contingencies (Tables) HTML 86K
51: R33 Significant Customer and Geographic Information HTML 81K
(Tables)
52: R34 Basis of Presentation and Summary of Significant HTML 71K
Accounting Policies - Narrative (Details)
53: R35 Basis of Presentation and Summary of Significant HTML 35K
Accounting Policies - Plant, Property, and
Equipment (Details)
54: R36 Net Loss per Share (Details) HTML 33K
55: R37 Collaborative Arrangements (Details) HTML 130K
56: R38 Cash Equivalents and Marketable Securities - HTML 41K
Components of Cash Equivalents and Marketable
Securities (Details)
57: R39 Narrative (Details) HTML 44K
58: R40 Fair Value Measurements - Financial Assets HTML 51K
measured at Fair Value on a Recurring Basis
(Details)
59: R41 Fair Value Measurements - Narrative (Details) HTML 30K
60: R42 Balance Sheets Details - Allowance for Doubtful HTML 33K
Accounts Receivable (Details)
61: R43 Balance Sheets Details - Schedule of Inventory HTML 35K
Components (Details)
62: R44 Balance Sheets Details - Property and Equipment, HTML 46K
net (Details)
63: R45 Balance Sheets Details - Narrative (Details) HTML 29K
64: R46 Balance Sheets Details - Accrued Liabilities HTML 40K
(Details)
65: R47 Assets Held for Sale and Sale of Former Hungarian HTML 36K
Subsidiary - Narrative (Details)
66: R48 Stock-based Compensation - Narrative (Details) HTML 127K
67: R49 Stock-based Compensation - Stock-Based HTML 32K
Compensation Expense (Details)
68: R50 Stock-based Compensation - Stock Option HTML 39K
Assumptions (Details)
69: R51 Stock-based Compensation - Option Activity HTML 75K
(Details)
70: R52 Stock-based Compensation - Equity Instruments HTML 72K
Other than Options Activity (Details)
71: R53 Capital Stock - Narrative (Details) HTML 47K
72: R54 401(k) Plan (Details) HTML 30K
73: R55 Income Taxes - Components of Loss Before Provision HTML 32K
for Income Taxes (Details)
74: R56 Income Taxes - Components of Provision for Income HTML 53K
Taxes (Details)
75: R57 Income Taxes - Tax Rate Reconciliation (Details) HTML 51K
76: R58 Income Taxes - Components of Deferred Tax Assets HTML 66K
and Liabilities (Details)
77: R59 Income Taxes - Unrecognized Tax Benefit HTML 45K
Rollforward (Details)
78: R60 Income Taxes - Narrative (Details) HTML 44K
79: R61 Commitments and Contingencies - Narrative HTML 67K
(Details)
80: R62 Commitments and Contingencies - Future Minimum HTML 69K
Payments Under Leases (Details)
81: R63 Commitments and Contingencies - Other Commitments HTML 36K
(Details)
82: R64 Commitments and Contingencies - Credit Facility HTML 53K
(Details)
83: R65 Related Party Transactions (Details) HTML 54K
84: R66 Significant Customer and Geographic Information - HTML 52K
Concentration Risk (Details)
85: R67 Significant Customer and Geographic Information - HTML 39K
Revenues (Details)
86: R68 Significant Customer and Geographic Information - HTML 28K
Long-lived assets (Details)
88: XML IDEA XML File -- Filing Summary XML 149K
87: EXCEL IDEA Workbook of Financial Reports XLSX 107K
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You and Codexis, Inc. (the “Company”) are currently parties to an Employment Agreement, dated as of May 28, 2012, as amendment on April 21, 2016 (the “Employment Agreement”), which sets forth the terms of your employment with the Company
and provides, among other things, that you will be entitled to receive certain severance payments and benefits upon certain qualifying terminations of employment with the Company. Effective as of the date of this amendment (this “Amendment”), you and the Company hereby agree to amend the Employment Agreement as follows:
Section 1(j) through (l) of the Employment Agreement is deleted and replaced in its entirety by the following:
“(j) ‘Measurement Date,’ with respect to an award of performance stock units or performance vesting options, shall mean the date the Compensation Committee of the Board of Directors
determines the final performance factor and/or performance goal achievement for the applicable performance period.
(k) ‘Person’ shall mean any individual, natural person, corporation (including any non-profit organization), general partnership, limited partnership, limited liability partnership, join venture, estate, trust, company (including and company limited by shares, limited liability company or joint sto0ck company), incorporated or unincorporated association, governmental authority, firm, society or other enterprise, organization or other entity of any nature.
(l) ‘Section 409A’ shall mean Section 409A of the Code and the Department of Treasury regulations and other interpretive guidance issued thereunder, including, without limitation any such regulations or other guidance that
may be issued after the Effective Date.”
“provided that, any outstanding performance stock units or performance vesting options held by Executive shall automatically become vested with respect to (i) in the event of a Change of Control that occurs prior to the applicable Measurement Date, such number of shares of Company common stock corresponding to the target performance level for any applicable performance goals; or (ii) in the event of
a
Change of Control that occurs on or after the Measurement Date, such number of shares of Company common stock corresponding to the Company’s actual achievement of any applicable performance goals;”
All terms and provisions of the Employment Agreement not amended hereby, either expressly or by necessary implication, shall remain in full force and effect. From and after the date of this Amendment, all references to the term “Employment Agreement” in this Amendment or the original Employment Agreement shall include the terms contained in this Amendment.
Please indicate your acceptance of and agreement to the terms and conditions set forth in this Amendment by signing in the space below and returning
the executed Amendment to the Company.
