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Know Labs, Inc. – ‘10-Q’ for 3/31/16 – ‘EX-31.1’

On:  Thursday, 5/5/16, at 4:16pm ET   ·   For:  3/31/16   ·   Accession #:  1199835-16-795   ·   File #:  1-37479

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/05/16  Know Labs, Inc.                   10-Q        3/31/16   68:3.8M                                   Highland Services/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Visualant, Inc. 03/31/2016 10-Q                     HTML    642K 
 5: EX-33.2     Section 906 Certifications.                         HTML     20K 
 2: EX-31.1     Rule 13A-14(A)/15D-14(A) Certification of           HTML     24K 
                Principal Executive Officer.                                     
 3: EX-31.2     Rule 13A-14(A)/15D-14(A) Certification of           HTML     24K 
                Principal Financial Officer.                                     
 4: EX-32.1     Ection 906 Certifications.                          HTML     20K 
12: R1          Document and Entity Information                     HTML     44K 
13: R2          Consolidated Balance Sheets (Unaudited)             HTML    102K 
14: R3          Consolidated Balance Sheets (Unaudited)             HTML     50K 
                (Parenthetical)                                                  
15: R4          Consolidated Statements of Operations (Unaudited)   HTML     63K 
16: R5          Consolidated Statements of Cash Flows (Unaudited)   HTML    106K 
17: R6          1. Organization                                     HTML     30K 
18: R7          2. Going Concern                                    HTML     25K 
19: R8          3. Significant Accounting Policies: Adoption of     HTML     52K 
                Accounting Standards                                             
20: R9          4. Development of Chromaid(Tm) Technology           HTML     57K 
21: R10         5. Agreements With Sumitomo Precision Products      HTML     30K 
                Co., Ltd.                                                        
22: R11         6. Accounts Receivable/Customer Concentration       HTML     23K 
23: R12         7. Inventories                                      HTML     23K 
24: R13         8. Fixed Assets                                     HTML     36K 
25: R14         9. Derivative Instruments                           HTML     77K 
26: R15         10. Intangible Assets                               HTML     32K 
27: R16         11. Accounts Payable                                HTML     22K 
28: R17         12. Convertible Notes Payable                       HTML     27K 
29: R18         13. Notes Payable, Capitalized Leases and Long      HTML     38K 
                Term Debt                                                        
30: R19         14. Equity                                          HTML     79K 
31: R20         15. Stock Options                                   HTML     70K 
32: R21         16. Other Significant Transactions With Related     HTML     27K 
                Parties                                                          
33: R22         17. Commitments, Contingencies and Legal            HTML     26K 
                Proceedings                                                      
34: R23         18. Subsequent Events                               HTML     23K 
35: R24         3. Significant Accounting Policies: Adoption of     HTML    106K 
                Accounting Standards (Policies)                                  
36: R25         8. Fixed Assets (Tables)                            HTML     33K 
37: R26         9. Derivative Instruments (Tables)                  HTML     57K 
38: R27         10. Intangible Assets (Tables)                      HTML     29K 
39: R28         13. Notes Payable, Capitalized Leases and Long      HTML     30K 
                Term Debt (Tables)                                               
40: R29         14. Equity (Tables)                                 HTML     54K 
41: R30         15. Stock Options (Tables)                          HTML     63K 
42: R31         2. Going Concern (Details Narrative)                HTML     30K 
43: R32         3. Significant Accounting Policies: Adoption of     HTML     29K 
                Accounting Standards (Details Narrative)                         
44: R33         4. Development of Chromaid(Tm) Technology (Details  HTML     24K 
                Narrative)                                                       
45: R34         6. Accounts Receivable/Customer Concentration       HTML     22K 
                (Details Narrative)                                              
46: R35         7. Inventories (Details Narrative)                  HTML     25K 
47: R36         8. Fixed Assets (Details)                           HTML     40K 
48: R37         8. Fixed Assets (Details Narrative)                 HTML     28K 
49: R38         9. Derivative Instruments (Details)                 HTML     33K 
50: R39         9. Derivative Instruments (Details 1)               HTML     35K 
51: R40         9. Derivative Instruments (Details Narrative)       HTML     46K 
52: R41         10. Intangible Assets (Details)                     HTML     30K 
53: R42         10. Intangible Assets (Details Narrative)           HTML     22K 
54: R43         11. Accounts Payable (Details Narrative)            HTML     26K 
55: R44         12. Convertible Notes Payable (Details Narrative)   HTML     38K 
56: R45         13. Notes Payable, Capitalized Leases and Long      HTML     36K 
                Term Debt (Details)                                              
57: R46         14. Equity (Details)                                HTML     48K 
58: R47         14. Equity (Details 1)                              HTML     40K 
59: R48         14. Equity (Details 2)                              HTML     29K 
60: R49         14. Equity (Details Narrative)                      HTML     25K 
61: R50         15. Stock Options (Details)                         HTML     62K 
62: R51         15. Stock Options (Details 1)                       HTML     51K 
63: R52         15. Stock Options (Details Narrative)               HTML     37K 
64: R53         16. Other Significant Transactions With Related     HTML     29K 
                Parties (Details narrative)                                      
65: R54         17. Commitments, Contingencies and Legal            HTML     22K 
                Proceedings (Details Narrative)                                  
67: XML         IDEA XML File -- Filing Summary                      XML    119K 
66: EXCEL       IDEA Workbook of Financial Reports                  XLSX     71K 
 6: EX-101.INS  XBRL Instance -- vsul-20160331                       XML    896K 
 8: EX-101.CAL  XBRL Calculations -- vsul-20160331_cal               XML    131K 
 9: EX-101.DEF  XBRL Definitions -- vsul-20160331_def                XML    308K 
10: EX-101.LAB  XBRL Labels -- vsul-20160331_lab                     XML    675K 
11: EX-101.PRE  XBRL Presentations -- vsul-20160331_pre              XML    502K 
 7: EX-101.SCH  XBRL Schema -- vsul-20160331                         XSD    117K 
68: ZIP         XBRL Zipped Folder -- 0001199835-16-000795-xbrl      Zip     94K 


‘EX-31.1’   —   Rule 13A-14(A)/15D-14(A) Certification of Principal Executive Officer.


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C:   C: 

EXHIBIT 31.1
 
SECTION 302 CERTIFICATIONS
I, Ronald P. Erickson, certify that:

1.   I have reviewed this quarterly report on Form 10-Q of Visualant, Incorporated;

2.   Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.   Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4.   The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

a)   Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

b)   Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

c)   Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

d)   Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and

5.   The registrant’s other certifying officer(a) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

a)   All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and

b)   Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Date:   May 5, 2016
 
/s/ Ronald P. Erickson
Ronald P. Erickson
Chief Executive Officer


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:5/5/16
For Period end:3/31/16RW,  S-1
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Filing Submission 0001199835-16-000795   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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