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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/23/24 Adamas One Corp. 8-K:3 2/16/24 10:185K Highland Services/FA |
Document/Exhibit Description Pages Size 1: 8-K Adamas One Corp. Form 8-K HTML 24K 5: R1 Cover HTML 49K 7: XML IDEA XML File -- Filing Summary XML 11K 10: XML XBRL Instance -- form_8k_htm XML 16K 6: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 3: EX-101.LAB XBRL Labels -- jewl-20240216_lab XML 96K 4: EX-101.PRE XBRL Presentations -- jewl-20240216_pre XML 63K 2: EX-101.SCH XBRL Schema -- jewl-20240216 XSD 12K 8: JSON XBRL Instance as JSON Data -- MetaLinks 25± 34K 9: ZIP XBRL Zipped Folder -- 0001199835-24-000101-xbrl Zip 14K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i February 16, 2024
(Exact name of registrant as specified in its charter)
| i Nevada | i 001-41560 | i 83-1833607 | ||
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) |
i 17767 N. Perimeter Dr., i Ste. B115
i Scottsdale, i AZ i 85255
(Address of principal executive offices)
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| i Common Stock, $0.001 par value | i JEWL | i The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐
ITEM 3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD.
On February 16, 2024, Adamas One Corp. (the “Company” or the “Registrant”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, since the Company has not yet filed its Quarterly Report on Form 10-Q for the quarterly period December 31, 2023 (the “Form 10-Q”), and because, as previously disclosed, the Company remains delinquent in filing its Annual Report on Form 10-K for the period ended September 30, 2023 (the “Form 10-K”), the Company does not comply with Nasdaq Listing Rule 5250(c)(1) for continued listing.
As a result of this delinquency of not timely filing the Form 10-Q and Form 10-K, the Company has until March 19, 2024, to submit a plan to regain compliance (the “Compliance Plan Due Date”) and if Nasdaq accepts such plan, Nasdaq may grant an exception of up to 180 calendar days from the original due date of the Form 10-K, or until July 16, 2024, to regain compliance. The Company intends to submit the plan by the Compliance Plan Due Date. However, there is no assurance that Nasdaq will accept the Company’s plan to regain compliance or, if accepted, that the Company will be able to regain compliance with Nasdaq’s rules by July 16, 2024. If Nasdaq does not accept the Company’s plan, then the Company will have the opportunity to appeal that decision to a Nasdaq hearings panel.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ADAMAS ONE CORP. | ||
| Dated: February 23, 2024 | By: | /s/ John G. Grdina |
|
Name: Title: |
President and Chief Executive Officer | |
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 7/16/24 | ||||
| 3/19/24 | ||||
| Filed on: | 2/23/24 | |||
| For Period end: | 2/16/24 | NT 10-Q | ||
| 12/31/23 | NT 10-Q | |||
| 9/30/23 | NT 10-K | |||
| List all Filings | ||||