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Alector, Inc. – IPO: ‘S-1’ on 1/7/19 – ‘EX-4.2’

On:  Monday, 1/7/19, at 4:14pm ET   ·   Accession #:  1193125-19-3772   ·   File #:  333-229152

Previous ‘S-1’:  None   ·   Next:  ‘S-1/A’ on 1/29/19   ·   Latest:  ‘S-1/A’ on 1/29/20   ·   11 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/07/19  Alector, Inc.                     S-1                   21:9.3M                                   Donnelley … Solutions/FA

Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   1.46M 
 2: EX-1.1      Underwriting Agreement                              HTML    143K 
 3: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML    110K 
 4: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     25K 
 5: EX-3.3      Articles of Incorporation/Organization or By-Laws   HTML     69K 
 6: EX-3.4      Articles of Incorporation/Organization or By-Laws   HTML    121K 
 7: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    134K 
 8: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     10K 
 9: EX-10.1     Material Contract                                   HTML     64K 
13: EX-10.10    Material Contract                                   HTML     27K 
14: EX-10.11    Material Contract                                   HTML     25K 
15: EX-10.12    Material Contract                                   HTML     48K 
16: EX-10.13    Material Contract                                   HTML    483K 
17: EX-10.14    Material Contract                                   HTML    383K 
18: EX-10.15    Material Contract                                   HTML    287K 
19: EX-10.16    Material Contract                                   HTML    501K 
10: EX-10.2     Material Contract                                   HTML    164K 
11: EX-10.3     Material Contract                                   HTML    170K 
12: EX-10.4     Material Contract                                   HTML     76K 
20: EX-21.1     Subsidiaries                                        HTML      7K 
21: EX-23.1     Consent of Experts or Counsel                       HTML      7K 


EX-4.2   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-4.2  

Exhibit 4.2

 

LOGO

DELAWARE SEAL 2017 CORPORATE ALECTOR, INC. SECRETARY PRESIDENT AUTHORIZED SIGNATURE TRANSFER AGENT AND REGISTRAR (Brooklyn, NY) AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BY: COUNTERSIGNED AND REGISTERED: transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. WITNESS the facsimile seal of the Corporation and facsimile signatures of its duly authorized officers. Dated: ALECTOR, INC. ALECTOR, INC. FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE $0.0001 PER SHARE, OF is the registered holder of THIS CERTIFIES THAT CUSIP 014442 10 7 SEE REVERSE FOR CERTAIN DEFINITIONS INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE A


LOGO

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. Signature(s) Guaranteed THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. NOTICE: Dated to transfer the said shares on the books of the within named Corporation with full power of substitution in the premises. Attorney Shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) IDENTIFYING NUMBER OF ASSIGNEE PLEASE INSERT SOCIAL SECURITY OR OTHER For Value Received, hereby sell, assign and transfer unto Additional abbreviations may also be used though not in the above list. UNIF GIFT MIN ACT — Custodian (Cust) (Minor) under Uniform Gifts to Minors Act (State) as tenants in common as tenants by the entireties as joint tenants with right of survivorship and not as tenants in common ——— TEN COM TEN ENT JT TEN The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:


11 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Alector, Inc.                     S-8         2/27/24    4:337K                                   Donnelley … Solutions/FA
 2/27/24  Alector, Inc.                     10-K       12/31/23   72:12M                                    Donnelley … Solutions/FA
 2/28/23  Alector, Inc.                     S-3                    5:624K                                   Donnelley … Solutions/FA
 2/28/23  Alector, Inc.                     S-8         2/28/23    4:479K                                   Donnelley … Solutions/FA
 2/28/23  Alector, Inc.                     10-K       12/31/22   68:14M                                    Donnelley … Solutions/FA
 2/24/22  Alector, Inc.                     S-8         2/24/22    4:77K                                    Donnelley … Solutions/FA
 2/24/22  Alector, Inc.                     10-K       12/31/21   66:16M                                    Donnelley … Solutions/FA
12/15/21  Alector, Inc.                     8-K:5,9    12/15/21   12:312K                                   Donnelley … Solutions/FA
 3/29/21  Alector, Inc.                     10-K/A     12/31/20   11:369K                                   ActiveDisclosure/FA
 2/25/21  Alector, Inc.                     S-8         2/25/21    3:126K                                   ActiveDisclosure/FA
 2/25/21  Alector, Inc.                     10-K       12/31/20   63:10M                                    ActiveDisclosure/FA
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Filing Submission 0001193125-19-003772   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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