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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/19 Morgan Stanley 10-K 12/31/18 188:49M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 3.85M
4: EX-10.24 Material Contract HTML 56K
5: EX-10.30 Material Contract HTML 169K
2: EX-10.4 Material Contract HTML 69K
3: EX-10.6 Material Contract HTML 118K
6: EX-21 Subsidiaries List HTML 60K
7: EX-23.1 Consent of Experts or Counsel HTML 64K
8: EX-31.1 Certification -- §302 - SOA'02 HTML 58K
9: EX-31.2 Certification -- §302 - SOA'02 HTML 58K
10: EX-32.1 Certification -- §906 - SOA'02 HTML 53K
11: EX-32.2 Certification -- §906 - SOA'02 HTML 53K
18: R1 Document and Entity Information HTML 82K
19: R2 Consolidated Income Statements HTML 163K
20: R3 Consolidated Comprehensive Income Statements HTML 83K
21: R4 Consolidated Balance Sheets HTML 152K
22: R5 Consolidated Balance Sheets (Parenthetical) HTML 82K
23: R6 Consolidated Statements of Changes in Total Equity HTML 109K
24: R7 Consolidated Statements of Changes in Total Equity HTML 58K
(Parenthetical)
25: R8 Consolidated Cash Flow Statements HTML 164K
26: R9 Introduction and Basis of Presentation HTML 74K
27: R10 Significant Accounting Policies HTML 198K
28: R11 Fair Value Disclosures HTML 1.28M
29: R12 Derivative Instruments and Hedging Activities HTML 530K
30: R13 Investment Securities HTML 502K
31: R14 Collateralized Transactions HTML 283K
32: R15 Loans, Lending Commitments and Allowance for HTML 421K
Credit Losses
33: R16 Equity Method Investments HTML 70K
34: R17 Goodwill and Intangible Assets HTML 152K
35: R18 Deposits HTML 77K
36: R19 Borrowings and Other Secured Financings HTML 220K
37: R20 Commitments, Guarantees and Contingencies HTML 262K
38: R21 Variable Interest Entities and Securitization HTML 382K
Activities
39: R22 Regulatory Requirements HTML 221K
40: R23 Total Equity HTML 379K
41: R24 Earnings per Common Share HTML 119K
42: R25 Interest Income and Interest Expense HTML 90K
43: R26 Deferred Compensation Plans HTML 176K
44: R27 Employee Benefit Plans HTML 391K
45: R28 Income Taxes HTML 215K
46: R29 Segment, Geographic and Revenue Information HTML 426K
47: R30 Parent Company HTML 291K
48: R31 Quarterly Results HTML 251K
49: R32 Subsequent Events HTML 56K
50: R33 Significant Accounting Policies (Policy) HTML 247K
51: R34 Significant Accounting Policies (Tables) HTML 60K
52: R35 Fair Value Disclosures (Tables) HTML 1.21M
53: R36 Derivative Instruments and Hedging Activities HTML 529K
(Tables)
54: R37 Investment Securities (Tables) HTML 505K
55: R38 Collateralized Transactions (Tables) HTML 280K
56: R39 Loans, Lending Commitments and Allowance for HTML 416K
Credit Losses (Tables)
57: R40 Equity Method Investments (Tables) HTML 69K
58: R41 Goodwill and Intangible Assets (Tables) HTML 156K
59: R42 Deposits (Tables) HTML 77K
60: R43 Borrowings and Other Secured Financings (Tables) HTML 222K
61: R44 Commitments, Guarantees and Contingencies (Tables) HTML 215K
62: R45 Variable Interest Entities and Securitization HTML 357K
Activities (Tables)
63: R46 Regulatory Requirements (Tables) HTML 208K
64: R47 Total Equity (Tables) HTML 381K
65: R48 Earnings per Common Share (Tables) HTML 119K
66: R49 Interest Income and Interest Expense (Tables) HTML 88K
67: R50 Deferred Compensation Plans (Tables) HTML 189K
68: R51 Employee Benefit Plans (Tables) HTML 396K
69: R52 Income Taxes (Tables) HTML 216K
70: R53 Segment, Geographic and Revenue Information HTML 433K
(Tables)
71: R54 Parent Company (Tables) HTML 289K
72: R55 Quarterly Results (Tables) HTML 253K
73: R56 Significant Accounting Policies (Details) HTML 88K
74: R57 Fair Value Disclosures (Assets and Liabilities HTML 219K
Measured at Fair Value on a Recurring Basis)
(Details)
75: R58 Fair Value Disclosures (Rollforward of Level 3 HTML 185K
Assets and Liabilities Measured at Fair Value on a
Recurring Basis) (Details)
76: R59 Fair Value Disclosures (Valuation Techniques and HTML 366K
Sensitivity of Unobservable Inputs Used in Level 3
Fair Value Measurements) (Details)
77: R60 Fair Value Disclosures (Fund Interests Measured HTML 76K
Based on Net Asset Value) (Details)
78: R61 Fair Value Disclosures (Borrowings Measured at HTML 69K
Fair Value on a Recurring Basis) (Details)
79: R62 Fair Value Disclosures (Earnings Impact of HTML 61K
Borrowings under the Fair Value Option) (Details)
80: R63 Fair Value Disclosures (Gains (Losses) Due to HTML 73K
Changes in Instrument-Specific Credit Risk)
(Details)
81: R64 Fair Value Disclosures (Excess of Contractual HTML 59K
Principal Amount Over Fair Value) (Details)
82: R65 Fair Value Disclosures (Fair Value Loans on HTML 57K
Nonaccrual Status) (Details)
83: R66 Fair Value Disclosures (Assets and Liabilities HTML 96K
Measured at Fair Value on a Nonrecurring Basis)
(Details)
84: R67 Fair Value Disclosures (Financial Instruments Not HTML 142K
Measured at Fair Value) (Details)
85: R68 Derivative Instruments and Hedging Activities HTML 200K
(Derivative Fair Values) (Details)
86: R69 Derivative Instruments and Hedging Activities HTML 123K
(Derivative Notionals) (Details)
87: R70 Derivative Instruments and Hedging Activities HTML 81K
(Gains (Losses) on Accounting Hedges and Fair
Value Hedges) (Details)
88: R71 Derivative Instruments and Hedging Activities HTML 67K
(Credit Risk-Related Contingencies) (Details)
89: R72 Derivative Instruments and Hedging Activities HTML 115K
(Maximum Potential Payout/Notional of Credit
Protection Sold) (Details)
90: R73 Derivative Instruments and Hedging Activities HTML 72K
(Fair Value (Asset)/Liability of Credit Protection
Sold) (Details)
91: R74 Derivative Instruments and Hedging Activities HTML 68K
(Protection Purchased with CDS) (Details)
92: R75 Investment Securities (AFS and HTM Securities) HTML 150K
(Details)
93: R76 Investment Securities (Investment Securities in an HTML 158K
Unrealized Loss Position) (Details)
94: R77 Investment Securities (Investment Securities by HTML 223K
Contractual Maturity) (Details)
95: R78 Investment Securities (Gross Realized Gains and HTML 60K
Losses on Sales of AFS Securities) (Details)
96: R79 Collateralized Transactions (Offsetting of Certain HTML 128K
Collateralized Transactions) (Details)
97: R80 Collateralized Transactions (Gross Secured HTML 98K
Financing Balances) (Details)
98: R81 Collateralized Transactions (Assets Loaned or HTML 60K
Pledged) (Details)
99: R82 Collateralized Transactions (Collateral Received) HTML 57K
(Details)
100: R83 Collateralized Transactions (Restricted Cash and HTML 61K
Segregated Securities) (Details)
101: R84 Collateralized Transactions (Concentration Risk) HTML 61K
(Details)
102: R85 Collateralized Transactions (Customer Margin HTML 54K
Lending) (Details)
103: R86 Loans, Lending Commitments and Allowance for HTML 141K
Credit Losses (Loans by Type) (Details)
104: R87 Loans, Lending Commitments and Allowance for HTML 89K
Credit Losses (Impaired Loans and Lending
Commitments) (Details)
105: R88 Loans, Lending Commitments and Allowance for HTML 58K
Credit Losses (Tdr) (Details)
106: R89 Loans, Lending Commitments and Allowance for HTML 117K
Credit Losses (Allowance for Loan Losses and
Lending Commitments Rollforward) (Details)
107: R90 Loans, Lending Commitments and Allowance for HTML 64K
Credit Losses (Employee Loans) (Details)
108: R91 Equity Method Investments (Equity Method HTML 66K
Investment Balances) (Details)
109: R92 Equity Method Investments (Investees) (Details) HTML 64K
110: R93 Goodwill and Intangible Assets (Goodwill HTML 77K
Rollforward) (Details)
111: R94 Goodwill and Intangible Assets (Intangible Assets HTML 69K
by Business Segment) (Details)
112: R95 Goodwill and Intangible Assets (Gross Amortizable HTML 84K
Intangible Assets by Type) (Details)
113: R96 Goodwill and Intangible Assets (Net Amortizable HTML 75K
Intangible Assets Rollforward) (Details)
114: R97 Deposits (Details) HTML 78K
115: R98 Borrowings and Other Secured Financings HTML 109K
(Maturities and Terms of Borrowings) (Details)
116: R99 Borrowings and Other Secured Financings (Long-Term HTML 76K
Borrowings) (Details)
117: R100 Borrowings and Other Secured Financings (Rates for HTML 56K
Long-Term Borrowings) (Details)
118: R101 Borrowings and Other Secured Financings (Other HTML 61K
Secured Financings) (Details)
119: R102 Borrowings and Other Secured Financings HTML 96K
(Maturities and Terms of Secured Financings)
(Details)
120: R103 Borrowings and Other Secured Financings (Failed HTML 69K
Sales by Maturity) (Details)
121: R104 Commitments, Guarantees and Contingencies HTML 89K
(Commitments) (Details)
122: R105 Commitments, Guarantees and Contingencies HTML 78K
(Operating Premises Leases) (Details)
123: R106 Commitments, Guarantees and Contingencies HTML 126K
(Obligations under Guarantee Arrangements)
(Details)
124: R107 Commitments, Guarantees and Contingencies HTML 118K
(Contingencies) (Details)
125: R108 Variable Interest Entities and Securitization HTML 65K
Activities (Assets and Liabilities by Type of
Activity) (Details)
126: R109 Variable Interest Entities and Securitization HTML 90K
Activities (Assets and Liabilities by Balance
Sheet Caption) (Details)
127: R110 Variable Interest Entities and Securitization HTML 131K
Activities (Non-Consolidated VIEs) (Details)
128: R111 Variable Interest Entities and Securitization HTML 100K
Activities (Transfers of Assets with Continuing
Involvement 1) (Details)
129: R112 Variable Interest Entities and Securitization HTML 85K
Activities (Transfers of Assets with Continuing
Involvement 2) (Details)
130: R113 Variable Interest Entities and Securitization HTML 64K
Activities (Proceeds from New Securitization
Transactions and Sales of Loans) (Details)
131: R114 Variable Interest Entities and Securitization HTML 68K
Activities (Assets Sold with Retained Exposure)
(Details)
132: R115 Regulatory Requirements (Narrative) (Details) HTML 60K
133: R116 Regulatory Requirements (Capital Measures) HTML 97K
(Details)
134: R117 Regulatory Requirements (U.S. Bank Subsidiaries' HTML 106K
Regulatory Capital and Capital Ratios) (Details)
135: R118 Regulatory Requirements (U.S. Broker-Dealer HTML 62K
Regulatory Capital Requirements) (Details)
136: R119 Regulatory Requirements (Restricted Net Assets) HTML 55K
(Details)
137: R120 Total Equity (Rollforward of Common Stock HTML 62K
Outstanding) (Details)
138: R121 Total Equity (Dividends and Share Repurchases) HTML 79K
(Details)
139: R122 Total Equity (Preferred Stock Outstanding) HTML 103K
(Details)
140: R123 Total Equity (Preferred Stock Issuance HTML 92K
Description) (Details)
141: R124 Total Equity (Preferred Stock Dividends) (Details) HTML 83K
142: R125 Total Equity (Aoci) (Details) HTML 73K
143: R126 Total Equity (Components of Period Changes in OCI HTML 193K
) (Details)
144: R127 Total Equity (Cumulative Adjustments to Retained HTML 68K
Earnings) (Details)
145: R128 Total Equity (Cumulative Foreign Currency HTML 63K
Translation Adjustments) (Details)
146: R129 Earnings per Common Share (Calculation of Basic HTML 125K
and Diluted EPS) (Details)
147: R130 Interest Income and Interest Expense (Details) HTML 87K
148: R131 Deferred Compensation Plans (Stock-based HTML 82K
Compensation Plans) (Details)
149: R132 Deferred Compensation Plans (Vested and Unvested HTML 82K
RSU Activity) (Details)
150: R133 Deferred Compensation Plans (Unvested RSU HTML 83K
Activity) (Details)
151: R134 Deferred Compensation Plans (Performance-Based HTML 73K
Stock Units) (Details)
152: R135 Deferred Compensation Plans (Monte Carlo HTML 67K
Simulation Assumptions) (Details)
153: R136 Deferred Compensation Plans (Deferred Cash-based HTML 73K
Compensation Plans) (Details)
154: R137 Deferred Compensation Plans (Annual Compensation HTML 80K
Cost for 2018 Performance Year Awards) (Details)
155: R138 Employee Benefit Plans (Net Periodic Benefit HTML 109K
Expense (Income)) (Details)
156: R139 Employee Benefit Plans (Rollforward of the Benefit HTML 119K
Obligation and Fair Value of Plan Assets)
(Details)
157: R140 Employee Benefit Plans (Accumulated Benefit HTML 65K
Obligation, and Pension Plans with Benefit
Obligations in Excess of the Fair Value of Plan
Assets) (Details)
158: R141 Employee Benefit Plans (Assumptions) (Details) HTML 76K
159: R142 Employee Benefit Plans (Fair Value of Plan Assets) HTML 135K
(Details)
160: R143 Employee Benefit Plans (Rollforward of Level 3 HTML 64K
Plan Assets) (Details)
161: R144 Employee Benefit Plans (Expected Future Benefit HTML 71K
Payments) (Details)
162: R145 Employee Benefit Plans (401(k) and Defined HTML 67K
Contribution Pension Plans) (Details)
163: R146 Income Taxes (Provision for (Benefit from) Income HTML 126K
Taxes) (Details)
164: R147 Income Taxes (Effective Income Tax Rate) (Details) HTML 92K
165: R148 Income Taxes (Deferred Tax Assets and Liabilities) HTML 84K
(Details)
166: R149 Income Taxes (Unrecognized Tax Benefits) (Details) HTML 76K
167: R150 Income Taxes (Earliest Tax Year Subject to HTML 63K
Examination in Major Tax Jurisdictions) (Details)
168: R151 Segment, Geographic and Revenue Information HTML 197K
(Selected Financial Information by Business
Segment) (Details)
169: R152 Segment, Geographic and Revenue Information (Net HTML 80K
Discrete Tax Provision (Benefit) by Segment)
(Details)
170: R153 Segment, Geographic and Revenue Information HTML 62K
(Assets by Business Segment) (Details)
171: R154 Segment, Geographic and Revenue Information HTML 58K
(Additional Information - Investment Management)
(Details)
172: R155 Segment, Geographic and Revenue Information (Net HTML 67K
Revenues by Region) (Details)
173: R156 Segment, Geographic and Revenue Information HTML 64K
(Income by Region) (Details)
174: R157 Segment, Geographic and Revenue Information (Total HTML 61K
Assets by Region) (Details)
175: R158 Segment, Geographic and Revenue Information HTML 68K
(Trading Revenues by Product Type) (Details)
176: R159 Segment, Geographic and Revenue Information HTML 88K
(Change in Revenue) (Details)
177: R160 Segment, Geographic and Revenue Information HTML 56K
(Receivables from Contracts with Customers)
(Details)
178: R161 Parent Company (Condensed Income Statements and HTML 132K
Comprehensive Income Statements) (Details)
179: R162 Parent Company (Condensed Balance Sheets) HTML 171K
(Details)
180: R163 Parent Company (Condensed Cash Flow Statements) HTML 163K
(Details)
181: R164 Parent Company (Long-Term Borrowings) (Details) HTML 65K
182: R165 Parent Company (Guarantees) (Details) HTML 60K
183: R166 Quarterly Results (Unaudited) (Details) HTML 130K
184: R167 Quarterly Results (Unaudited) (Subnote) (Details) HTML 63K
185: R168 Quarterly Results (Change in Revenue) (Details) HTML 63K
187: XML IDEA XML File -- Filing Summary XML 384K
186: EXCEL IDEA Workbook of Financial Reports XLSX 321K
12: EX-101.INS XBRL Instance -- ms-20181231 XML 20.23M
14: EX-101.CAL XBRL Calculations -- ms-20181231_cal XML 652K
15: EX-101.DEF XBRL Definitions -- ms-20181231_def XML 3.52M
16: EX-101.LAB XBRL Labels -- ms-20181231_lab XML 6.42M
17: EX-101.PRE XBRL Presentations -- ms-20181231_pre XML 4.73M
13: EX-101.SCH XBRL Schema -- ms-20181231 XSD 678K
188: ZIP XBRL Zipped Folder -- 0001193125-19-051943-xbrl Zip 1.19M
| EX-32.2 |
EXHIBIT 32.2
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report of Morgan Stanley (the “Firm”) on Form 10-K for the year ended December 31, 2018 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jonathan Pruzan, Executive Vice President and Chief Financial Officer of the Firm, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
| 1. | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
| 2. | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Firm. |
| /s/ JONATHAN PRUZAN |
| Jonathan Pruzan |
| Executive Vice President and |
| Chief Financial Officer |
Dated: February 26, 2019
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/26/19 | 4, 424B2, FWP | ||
| For Period end: | 12/31/18 | 11-K, 13F-HR, FWP, SC 13G | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M |