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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/13 Morgan Stanley 10-K 12/31/12 186:53M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 4.93M
2: EX-3.3 Articles of Incorporation/Organization or Bylaws HTML 56K
3: EX-10.6 Material Contract HTML 493K
5: EX-21 Subsidiaries List HTML 428K
6: EX-23.1 Consent of Experts or Counsel HTML 63K
4: EX-12 Statement re: Computation of Ratios HTML 90K
7: EX-31.1 Certification -- §302 - SOA'02 HTML 59K
8: EX-31.2 Certification -- §302 - SOA'02 HTML 59K
9: EX-32.1 Certification -- §906 - SOA'02 HTML 54K
10: EX-32.2 Certification -- §906 - SOA'02 HTML 54K
124: R1 Document and Entity Information HTML 84K
90: R2 Consolidated Statements of Financial Condition HTML 286K
115: R3 Consolidated Statements of Financial Condition HTML 130K
(Parenthetical)
130: R4 Consolidated Statements of Income HTML 250K
167: R5 Consolidated Statements of Comprehensive Income HTML 131K
95: R6 Consolidated Statements of Cash Flows HTML 258K
114: R7 Consolidated Statements of Changes in Total Equity HTML 148K
81: R8 Introduction and Basis of Presentation HTML 96K
66: R9 Significant Accounting Policies HTML 159K
169: R10 Wealth Management Joint Venture HTML 63K
132: R11 Fair Value Disclosures HTML 1.16M
131: R12 Securities Available for Sale HTML 220K
142: R13 Collateralized Transactions HTML 88K
143: R14 Variable Interest Entities and Securitization HTML 337K
Activities
137: R15 Financing Receivables HTML 100K
145: R16 Goodwill and Net Intangible Assets HTML 139K
116: R17 Deposits HTML 72K
126: R18 Borrowings and Other Secured Financings HTML 175K
135: R19 Derivative Instruments and Hedging Activities HTML 374K
185: R20 Commitments, Guarantees and Contingencies HTML 219K
158: R21 Regulatory Requirements HTML 125K
106: R22 Redeemable Noncontrolling Interests and Total HTML 148K
Equity
134: R23 Earnings Per Common Share HTML 117K
110: R24 Interest Income and Interest Expense HTML 81K
51: R25 Sale of Bankruptcy Claims Related to a Derivative HTML 57K
Counterparty
160: R26 Other Revenues HTML 69K
176: R27 Long-Term Incentive Compensation Plans HTML 176K
75: R28 Employee Benefit Plans HTML 357K
74: R29 Income Taxes HTML 190K
79: R30 Segment and Geographic Information HTML 223K
80: R31 Equity Method Investments HTML 107K
83: R32 Discontinued Operations HTML 85K
32: R33 Parent Company HTML 188K
155: R34 Quarterly Results HTML 148K
102: R35 Subsequent Events HTML 67K
107: R36 Significant Accounting Policies (Policy) HTML 222K
58: R37 Fair Value Disclosures (Tables) HTML 1.06M
184: R38 Securities Available for Sale (Tables) HTML 213K
17: R39 Collateralized Transactions (Tables) HTML 73K
87: R40 Variable Interest Entities and Securitization HTML 281K
Activities (Tables)
165: R41 Financing Receivables (Tables) HTML 66K
55: R42 Goodwill and Net Intangible Assets (Tables) HTML 133K
73: R43 Deposits (Tables) HTML 67K
78: R44 Borrowings and Other Secured Financings (Tables) HTML 162K
91: R45 Derivative Instruments and Hedging Activities HTML 333K
(Tables)
31: R46 Commitments, Guarantees and Contingencies (Tables) HTML 137K
65: R47 Regulatory Requirements (Tables) HTML 92K
22: R48 Redeemable Noncontrolling Interests and Total HTML 112K
Equity (Tables)
163: R49 Earnings Per Common Share (Tables) HTML 116K
53: R50 Interest Income and Interest Expense (Tables) HTML 80K
157: R51 Other Revenues (Tables) HTML 67K
59: R52 Long-Term Incentive Compensation Plans (Tables) HTML 156K
88: R53 Employee Benefit Plans (Tables) HTML 326K
20: R54 Income Taxes (Tables) HTML 161K
26: R55 Segment and Geographic Information (Tables) HTML 226K
77: R56 Equity Method Investments (Tables) HTML 83K
39: R57 Discontinued Operations (Tables) HTML 82K
171: R58 Parent Company (Tables) HTML 173K
100: R59 Quarterly Results (Tables) HTML 145K
139: R60 Introduction and Basis of Presentation (Details) HTML 105K
64: R61 Significant Accounting Policies (Details) HTML 121K
69: R62 Wealth Management Joint Venture (Details) HTML 74K
151: R63 Fair Value Disclosures (Narrative) (Details) HTML 72K
146: R64 Fair Value Disclosures (Assets and Liabilities HTML 363K
Measured at Fair Value on a Recurring Basis)
(Details)
105: R65 Fair Value Disclosures (Changes in Level 3 Assets HTML 386K
and Liabilities Measured at Fair Value on a
Recurring Basis) (Details)
149: R66 Fair Value Disclosures (Quantitative Information HTML 278K
about Recurring Level 3 Fair Value Measurements)
(Details)
60: R67 Fair Value Disclosures (Fair Value of Investments HTML 109K
that Calculate Net Asset Value) (Details)
111: R68 Fair Value Disclosures (Net Gains (Losses) Due to HTML 74K
Changes in Fair Value for Items Measured at Fair
Value Pursuant to the Fair Value Option Election)
(Details)
175: R69 Fair Value Disclosures (Short-term and Long-term HTML 60K
Borrowings) (Details)
24: R70 Fair Value Disclosures (Gains (Losses) Due to HTML 59K
Changes in Instrument Specific Credit Risk)
(Details)
50: R71 Fair Value Disclosures (Amount by Which HTML 69K
Contractual Principal Amount Exceeds Fair Value)
(Details)
89: R72 Fair Value Disclosures (Assets Measured at Fair HTML 160K
Value on a Nonrecurring Basis) (Details)
37: R73 Fair Value Disclosures (Financial Instruments Not HTML 146K
Carried at FV) (Details)
182: R74 Securities Available for Sale (Schedule of HTML 103K
Available for Sale Securities) (Details)
56: R75 Securities Available for Sale (Schedule of HTML 98K
Available for Sale Securities in an Unrealized
Loss Position) (Details)
42: R76 Securities Available for Sale (Schedule of HTML 109K
Amortized Cost and Fair Value of Available for
Sale Debt Securities by Contractual Date)
(Details)
49: R77 Securities Available for Sale (Schedule of HTML 65K
Proceeds of Sale of Securities Available for Sale)
(Details)
28: R78 Collateralized Transactions (Narrative) (Details) HTML 66K
33: R79 Collateralized Transactions (Financial Instruments HTML 59K
Owned That Have Been Loaned Or Pledged To
Counterparties) (Details)
128: R80 Collateralized Transactions (Cash And Securities HTML 63K
Deposited With Clearing Organizations Or
Segregated Under Federal And Other Regulations Or
Requirements) (Details)
47: R81 Variable Interest Entities and Securitization HTML 79K
Activities (Narrative) (Details)
173: R82 Variable Interest Entities and Securitization HTML 61K
Activities (Consolidated VIEs) (Details)
85: R83 Variable Interest Entities and Securitization HTML 106K
Activities (Non-Consolidated VIEs) (Details)
136: R84 Variable Interest Entitiesand Securitization HTML 91K
Activities (Information Regarding SPEs) (Details)
148: R85 Variable Interest Entities and Securitization HTML 78K
Activities (Fair Value of Assets and Liabilities)
(Details)
44: R86 Variable Interest Entities and Securitization HTML 61K
Activities (Transfers of Assets Treated as Secured
Financings) (Details)
48: R87 Variable Interest Entities and Securitization HTML 74K
Activities (Mortgage Servicing Activities for
SPEs) (Details)
168: R88 Financing Receivables (Narrative) (Details) HTML 86K
38: R89 Financing Receivables (Summary of Financing HTML 63K
Receivables) (Details)
129: R90 Goodwill and Net Intangible Assets (Narrative) HTML 68K
(Details)
119: R91 Goodwill and Net Intangible Assets (Changes in HTML 81K
Carrying Amount of Goodwill) (Details)
153: R92 Goodwill and Net Intangible Assets (Changes in HTML 98K
Carrying Amount of Intangible Assets) (Details)
118: R93 Goodwill and Net Intangible Assets (Amortizable HTML 64K
Intangible Assets) (Details)
96: R94 Deposits (Narrative) (Details) HTML 59K
162: R95 Deposits (Deposits) (Details) HTML 67K
92: R96 Deposits (Interest Bearing Deposits Maturing over HTML 69K
Next Five Years) (Details)
57: R97 Borrowings and Other Secured Financings HTML 80K
(Narratives) (Details)
108: R98 Borrowings and Other Secured Financings HTML 70K
(Commercial Paper and Other Short-term Borrowings)
(Details)
101: R99 Borrowings and Other Secured Financings (Long-term HTML 113K
Borrowings - Maturities and Terms) (Details)
76: R100 Borrowings and Other Secured Financings HTML 70K
(Components of Long-term Borrowings) (Details)
186: R101 Borrowings and Other Secured Financings (Effective HTML 61K
Average Borrowing Rate) (Details)
150: R102 Borrowings and Other Secured Financings (Other HTML 60K
Secured Financings) (Details)
117: R103 Borrowings and Other Secured Financings (Schedule HTML 100K
of Maturities of Secured Financing) (Details)
30: R104 Borrowings and Other Secured Financings (Schedule HTML 84K
of Failed Sales) (Details)
164: R105 Derivative Instruments and Hedging Activities HTML 101K
(Other Disclosures) (Details)
174: R106 Derivative Instruments and Hedging Activities HTML 61K
(Components of Derivative Products) (Details)
166: R107 Derivative Instruments and Hedging Activities HTML 87K
(Fair Value of OTC Derivatives in a Gain Position)
(Details)
112: R108 Derivative Instruments and Hedging Activities HTML 132K
(Fair Value of Derivative Instruments Designated
and Not Designated as Accounting Hedges by Type of
Derivative Contract on a Gross Basis) (Details)
40: R109 Derivative Instruments and Hedging Activities HTML 86K
(Gains or Losses on Derivative Instruments,
Related Hedge Items and Hedge Ineffectiveness)
(Details)
141: R110 Derivative Instruments and Hedging Activities HTML 183K
(Notional and Fair Value of Protection Sold and
Purchased through Credit Default Swaps) (Details)
62: R111 Commitments, Guarantees and Contingencies HTML 135K
(Narrative) (Details)
19: R112 Commitments, Guarantees and Contingencies HTML 101K
(Commitments) (Details)
94: R113 Commitments, Guarantees and Contingencies (Future HTML 78K
Minimum Rental Commitments) (Details)
86: R114 Commitments, Guarantees and Contingencies HTML 100K
(Obligations under Guarantee Arrangements)
(Details)
159: R115 Regulatory Requirements (Narrative) (Details) HTML 91K
68: R116 Regulatory Requirements (Capital Measures) HTML 101K
(Details)
178: R117 Regulatory Requirements (Significant U.S. Bank HTML 82K
Operating Subsidiaries' Capital) (Details)
34: R118 Redeemable Noncontrolling Interests and Total HTML 133K
Equity (Narrative) (Details)
123: R119 Redeemable Noncontrolling Interests and Total HTML 79K
Equity (Redeemable Noncontrolling Interests)
(Details)
147: R120 Redeemable Noncontrolling Interests and Total HTML 65K
Equity (Changes in Shares of Common Stock
Outstanding) (Details)
23: R121 Redeemable Noncontrolling Interests and Total HTML 100K
Equity (Preferred Stock) (Details)
120: R122 Redeemable Noncontrolling Interests and Total HTML 81K
Equity (Components of Accumulated Other
Comprehensive Income (Loss)) (Details)
109: R123 Redeemable Noncontrolling Interests and Total HTML 73K
Equity (Cumulative Foreign Currency Translation
Adjustments, Net of Tax) (Details)
25: R124 Earnings Per Common Share (Calculation of Basic HTML 209K
and Diluted EPS) (Details)
125: R125 Earnings Per Common Share (Antidilutive Securities HTML 60K
Excluded from the Computation of Diluted EPS)
(Details)
181: R126 Interest Income and Interest Expense (Details) HTML 108K
35: R127 Sale of Bankruptcy Claims Related to a Derivative HTML 55K
Counterparty (Narrative) (Details)
70: R128 Other Revenues (Details) HTML 78K
154: R129 Long-Term Incentive Compensation Plans HTML 85K
(Stock-based Compensation Plans) (Details)
180: R130 Long-Term Incentive Compensation Plans (Deferred HTML 92K
Restricted Stock Units) (Details)
104: R131 Long-Term Incentive Compensation Plans (Unvested HTML 96K
Restricted Stock Units) (Details)
121: R132 Long-Term Incentive Compensation Plans (Stock HTML 128K
Options) (Details)
36: R133 Long-Term Incentive Compensation Plans HTML 94K
(Performance-based Stock Units) (Details)
41: R134 Long-Term Incentive Compensation Plans (Deferred HTML 76K
Cash-based Compensation Plans) (Details)
93: R135 Employee Benefit Plans (Narratives) (Details) HTML 82K
72: R136 Employee Benefit Plans (Components of Net Periodic HTML 91K
Benefit Expense) (Details)
144: R137 Employee Benefit Plans (Other Changes in Plan HTML 81K
Assets and Benefit Obligations Recognized in Other
Comprehensive Loss (Income) on a Pre-tax Basis)
(Details)
98: R138 Employee Benefit Plans (Weighted Average HTML 65K
Assumptions Used to Determine Net Periodic Benefit
Costs) (Details)
67: R139 Employee Benefit Plans (Reconciliation of Changes HTML 125K
in Benefit Obligation and Fair Value of Plan
Assets) (Details)
99: R140 Employee Benefit Plans (Summary of Funded Status) HTML 91K
(Details)
52: R141 Employee Benefit Plans (Pension Plans with HTML 59K
Projected Benefit Obligations in Excess of Fair
Value of Plan Assets) (Details)
18: R142 Employee Benefit Plans (Pension Plans with HTML 60K
Accumulated Benefit Obligations in Excess of Fair
Value of Plan Assets) (Details)
156: R143 Employee Benefit Plans (Weighted Average HTML 59K
Assumptions Used to Determine Benefit Obligations)
(Details)
133: R144 Employee Benefit Plans (Assumed Health Care Cost HTML 66K
Trend Rates Used to Determine the Postretirement
Benefit Obligations) (Details)
45: R145 Employee Benefit Plans (Effects of a HTML 64K
One-Percentage Point Change in Assumed Health Care
Cost Trend Rates) (Details)
122: R146 Employee Benefit Plans (Fair Value of Net Pension HTML 130K
Plan Assets) (Details)
103: R147 Employee Benefit Plans (Changes in Level 3 Pension HTML 74K
Assets Measured at Fair Value) (Details)
43: R148 Employee Benefit Plans (Expected Benefit Payments HTML 71K
Associated with the Pension and Postretirement
Benefit Plans) (Details)
46: R149 Income Taxes (Provision for (Benefit from) Income HTML 167K
Taxes from Continuing Operations) (Details)
138: R150 Income Taxes (Reconciliation of the Provision for HTML 110K
(Benefit from) Income Taxes and the U.S. Federal
Statutory Income Tax Rate) (Details)
63: R151 Income Taxes (Significant Components of Deferred HTML 138K
Tax Assets and Liabilities) (Details)
21: R152 Income Taxes (U.S. and Non-U.S. Components of HTML 63K
Income Before Income Tax Expense (Benefit))
(Details)
113: R153 Income Taxes (Reconciliation of Unrecognized Tax HTML 84K
Benefits) (Details)
140: R154 Income Taxes (Major Tax Jurisdictions in Which the HTML 58K
Company and Affiliates Operate and the Earliest
Tax Year Subject to Examination) (Details)
29: R155 Segment and Geographic Information (Selected HTML 174K
Financial Information by Segments) (Details)
54: R156 Segment and Geographic Information (Net Interest HTML 78K
by Segments) (Details)
183: R157 Segment and Geographic Information (Assets by HTML 58K
Segments) (Details)
61: R158 Segment and Geographic Information (Net Revenues HTML 69K
and Assets by Geographic Area) (Details)
84: R159 Equity Method Investments (Narratives) (Details) HTML 115K
97: R160 Equity Method Investments (Investees) (Details) HTML 103K
152: R161 Discontinued Operations (Details) HTML 119K
82: R162 Parent Company (Narrative) (Details) HTML 64K
170: R163 Parent Company (Condensed Statements of Financial HTML 186K
Condition) (Details)
127: R164 Parent Company (Condensed Statements of Income and HTML 171K
Comprehensive Income) (Details)
179: R165 Parent Company (Condensed Statements of Cash HTML 173K
Flows) (Details)
27: R166 Quarterly Results (Details) HTML 201K
161: R167 Subsequent Events (Details) HTML 63K
177: XML IDEA XML File -- Filing Summary XML 317K
71: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 9.21M
11: EX-101.INS XBRL Instance -- ms-20121231 XML 18.10M
13: EX-101.CAL XBRL Calculations -- ms-20121231_cal XML 561K
14: EX-101.DEF XBRL Definitions -- ms-20121231_def XML 3.41M
15: EX-101.LAB XBRL Labels -- ms-20121231_lab XML 5.94M
16: EX-101.PRE XBRL Presentations -- ms-20121231_pre XML 4.43M
12: EX-101.SCH XBRL Schema -- ms-20121231 XSD 719K
172: ZIP XBRL Zipped Folder -- 0001193125-13-077191-xbrl Zip 950K
| EX-3.3 |
Exhibit 3.3
| State of Delaware Secretary of State Division of Corporations Delivered 04:11 PM 12/29/2011 FILED 03:57 PM 12/29/2011 SRV 111351911 – 0923632 FILE |
STATE OF DELAWARE
CERTIFICATE OF MERGER OF
DOMESTIC CORPORATIONS
Pursuant to Title 8, Section 251(c) of the Delaware General Corporation Law, the undersigned corporation executed the following Certificate of Merger:
FIRST: The name of the surviving corporation is Morgan Stanley, and the name of the corporation being merged into this surviving corporation is MSDW Credit Products Inc.
SECOND: The Agreement of Merger has been approved, adopted, certified, executed and acknowledged by each of the constituent corporations.
THIRD: The name of the surviving corporation is Morgan Stanley a Delaware corporation.
FOURTH: The Certificate of Incorporation of the surviving corporation shall be its Certificate of Incorporation.
FIFTH: The merger is to become effective on December 29, 2011.
SIXTH: The Agreement of Merger is on file at c/o Morgan Stanley, 1585 Broadway, New York, New York, the place of business of the surviving corporation.
SEVENTH: A copy of the Agreement of Merger will be furnished by the surviving corporation on request, without cost, to any stockholder of the constituent corporations.
IN WITNESS WHEREOF, said surviving corporation has caused this certificate to be signed by an authorized officer, the 29th day of December, A.D., 2011.
| By: |
| |
| Authorized Officer | ||
| Name: | Aaron Guth | |
| Print or Type | ||
| Title: | Assistant Secretary | |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/26/13 | 424B2, FWP, UPLOAD | ||
| For Period end: | 12/31/12 | 11-K, 13F-HR, 13F-HR/A, 4, 424B2, ARS, FWP | ||
| 12/29/11 | FWP | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/24 Morgan Stanley POS AM 5:1M Davis Polk & … LLP 01/FA 2/22/24 Morgan Stanley POSASR 2/22/24 6:1M Davis Polk & … LLP 01/FA 11/16/23 Morgan Stanley S-3ASR 11/16/23 27:5.2M Davis Polk & … LLP 01/FA 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M 11/16/20 Morgan Stanley S-3ASR 11/16/20 23:4.8M Davis Polk & … LLP 01/FA 10/17/13 SEC UPLOAD¶ 9/22/17 1:33K Morgan Stanley 8/02/13 SEC UPLOAD¶ 9/22/17 1:132K Morgan Stanley 7/11/13 SEC UPLOAD¶ 9/22/17 1:154K Morgan Stanley 5/07/13 SEC UPLOAD¶ 9/22/17 1:161K Morgan Stanley |
