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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/19/16 Gabelli Multimedia Trust Inc. 486BPOS 4/19/16 8:1.3M RR Donnelley/FA Gabelli Multimedia Trust Inc. |
Document/Exhibit Description Pages Size
1: 486BPOS Gabelli Multimedia Trust Inc. HTML 930K
2: EX-99.(K)(I)(A) Form of Amendment No. 1 to Transfer Agency HTML 11K
and Service Agreement
3: EX-99.(K)(I)(B) Form of Amendment No. 2 to Transfer Agency HTML 16K
and Service Agreement
4: EX-99.(K)(I)(C) Form of Amendment No. 3 to Transfer Agency HTML 16K
and Service Agreement
5: EX-99.(K)(I)(D) Form of Amendment No. 4 to Transfer Agency HTML 18K
and Service Agreement
6: EX-99.(K)(I)(E) Form of Amendment No. 5 to Transfer Agency HTML 18K
and Service Agreement
7: EX-99.(K)(I)(F) Form of Amendment No. 6 to Transfer Agency HTML 17K
and Service Agreement
8: EX-99.(N) Consent of Independent Registered Public HTML 6K
Accounting Firm
| Form of Amendment No. 2 to Transfer Agency and Service Agreement |
Exhibit (k)(i)(b)
Form of Second Amendment to Transfer Agency and Service Agreement
This Second Amendment (“Amendment”), effective as of , 2012 (“Effective Date”), is to the Transfer Agency and Service Agreement (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., formerly known as Computershare Shareholder Services, Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).
WHEREAS, each Company and the Transfer Agent are parties to the Agreement; and
WHEREAS, each Company and the Transfer Agent desire to amend the Agreement upon the terms and conditions set forth herein;
NOW THEREFORE, for good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the parties hereby agree as follows:
1. Designation of a New Class of Shares. The 5% Series H Cumulative Preferred Stock (the “Series H Preferred”) of The Gabelli Equity Trust Inc., a Company under the Agreement (the “Fund”), is hereby designated by the Fund as a new class of Shares covered under the Agreement.
2. Amendment of the Agreement. In order that the Series H Preferred may be designated as a class of Shares under the Agreement, including, without limitation, any and all schedules and exhibits thereto, the Fund agrees and binds itself to the terms and conditions thereof with respect to the Series H Preferred and acknowledges that by its execution and delivery of this Amendment it shall assume all of the obligations and shall be entitled to all of the rights, duties and obligations of a Company with respect to a class of Shares, as if the Series H Preferred were an original designated class of Shares under the Agreement.
3. Exhibit. Exhibit A is hereby deleted in its entirety and replaced with the new Exhibit A attached hereto, which reflects the addition of the Series H Preferred to the Agreement.
4. Capitalized Terms. Capitalized terms not defined herein shall have the same meaning as set forth in the Agreement.
5. Limited Effect. Except as expressly modified herein, the Agreement shall continue to be and shall remain, in full force and effect and the valid and binding obligation of the parties thereto in accordance with its terms.
6. Counterparts. This Amendment may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument.
7. Governing Law. This Amendment shall be governed by the laws of the Commonwealth of Massachusetts.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers, hereunto duly agreed and authorized, as of the Effective Date.
| THE GABELLI CLOSED-END INVESTMENT COMPANIES LISTED ON EXHIBIT A ATTACHED TO THE AGREEMENT | ||
| By: |
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| Name: |
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| Title: |
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| Date: |
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| COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A. | ||
| On behalf of both entities | ||
| By: |
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| Name: |
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| Title: |
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| Date: |
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2
EXHIBIT A
Gabelli Convertible and Income Securities Fund Inc.
| • | Common |
| • | 6.00% Series B Cumulative Preferred |
Gabelli Dividend & Income Trust
| • | Common |
| • | 5.875% Series A Cumulative Preferred |
| • | 6.00% Series D Cumulative Preferred |
Gabelli Equity Trust Inc.
| • | Common |
| • | 5.875% Series D Cumulative Preferred |
| • | 6.20% Series F Cumulative Preferred |
| • | Series G Cumulative Preferred |
| • | 5% Series H Cumulative Preferred |
Gabelli Global Multimedia Trust Inc.
| • | Common |
| • | 6.00% Series B Cumulative Preferred |
Gabelli Global Utility & Income Trust
| • | Common |
Gabelli Healthcare & WellnessRx Trust
| • | Common |
| • | 5.76% Series A Cumulative Preferred |
Gabelli Utility Trust
| • | Common |
| • | 5.625% Series A Cumulative Preferred |
A-1
| This ‘486BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 4/19/16 | None on these Dates | ||
| 1/1/11 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/15/24 Gabelli Multimedia Trust Inc. N-2/A 13:1.5M Qes, LLC/FA 2/21/24 Gabelli Multimedia Trust Inc. N-2 8:1M Empire Filings/FA 7/13/21 Gabelli Multimedia Trust Inc. POS EX 7/13/21 7:1.2M Quality EDGAR So… LLC/FA 4/15/21 Gabelli Multimedia Trust Inc. N-2/A¶ 4/15/21 5:1.5M Quality EDGAR So… LLC/FA 12/23/20 Gabelli Multimedia Trust Inc. N-2¶ 12/23/20 4:1.4M Donnelley … Solutions/FA |