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¶ – Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Agent 12/13/16 Nuveen Preferred & Income Opp… Fd N-14 8C¶ 24:6.4M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: N-14 8C Nuveen Preferred Income Opportunities Fund HTML 3.15M
24: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 6K
2: EX-99.1.B Amended and Restated Declaration of Trust of HTML 97K
Registrant, Dated May 7 , 2007
3: EX-99.1.C Amended and Restated Declaration of Trust of HTML 94K
Registrant, Dated April 2, 2012
17: EX-99.13.B Amendment to Transfer Agency and Service HTML 25K
Agreement, Dated February 24, 2011
18: EX-99.13.C Amendment to Transfer Agency and Service HTML 51K
Agreement, Dated July 1, 2011
19: EX-99.13.D Amendment to Transfer Agency and Service HTML 14K
Agreement, Dated July 15, 2015
20: EX-99.13.E Amendment to Transfer Agency and Service HTML 25K
Agreement, Dated October 29, 2015
21: EX-99.13.F Amendment to Transfer Agency and Service HTML 22K
Agreement, Dated April 28, 2016
22: EX-99.14 Consent of Independent Auditor HTML 10K
23: EX-99.16 Powers of Attorney HTML 36K
4: EX-99.2 By-Laws of Registrant, Amended and Restated as of HTML 67K
November 18, 2009
5: EX-99.6.A Investment Management Agreement, Dated October 1, HTML 33K
2014
6: EX-99.6.B Renewal of Investment Management Agreement, Dated HTML 32K
July 28, 2015
7: EX-99.6.C Renewal of Investment Management Agreement, Dated HTML 21K
July 27, 2016
8: EX-99.6.D Investment Sub-Advisory Agreement, Dated October HTML 35K
1, 2014
9: EX-99.6.E Notice of Continuance of Investment Sub-Advisory HTML 30K
Agreement, Dated July 28, 2015
10: EX-99.6.F Notice of Continuance of Investment Sub-Advisory HTML 29K
Agreement, Dated July 28, 2016
11: EX-99.6.G Investment Sub-Advisory Agreement, Dated October HTML 35K
1, 2014
12: EX-99.6.H Notice of Continuance of Investment Sub-Advisory HTML 14K
Agreement, Dated July 28, 2015
13: EX-99.6.I Notice of Continuance of Investment Sub-Advisory HTML 14K
Agreement, Dated July 28, 2016
14: EX-99.8 Nuveen Open-End and Closed-End Funds Deferred HTML 81K
Compensation Plan
15: EX-99.9.A Amended and Restated Master Custodian Agreement HTML 340K
16: EX-99.9.B Appendix A to Custodian Agreement HTML 27K
| Amendment to Transfer Agency and Service Agreement, dated April 28, 2016 |
Exhibit (13)(f)
AMENDMENT
To
Transfer Agency and Service Agreement
Between
Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the
Agreement
And
State Street Bank and Trust Company
This Amendment is made as of this 28th day of April, 2016, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NOW THEREFORE, the parties agree as follows:
| 1. | Schedule A. The current Schedule A to the Agreement is hereby replaced and superseded with the Schedule A attached hereto, effective as of May 9, 2016; and |
| 2. | All defined terms and definitions in the Agreement shall be the same in this Amendment (the “April 28, 2016 Amendment”) except as specifically revised by this Amendment.; and |
| 3. | Except as specifically set forth in this April 28, 2016 Amendment, all other terms and conditions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this April 28, 2016 Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| EACH OF THE NUVEEN CLOSED-END INVESTMENT COMPANIES LISTED ON SCHEDULE A TO THE AGREEMENT | STATE STREET BANK AND TRUST COMPANY | |||||||
| By: | /s/ Tina M. Lazar |
By: | /s/ Gunjan Kedia | |||||
| Name: | Tina M. Lazar | Name: | Gunjan Kedia | |||||
| Title: | VP | Title: | Executive Vice President | |||||
| As an Authorized Officer on behalf of each of the Funds indicated on Schedule A | ||||||||
SCHEDULE A
Nuveen Closed-End Funds
Effective Date: May 9, 2016
Nuveen All Cap Energy MLP Opportunities Fund*
Nuveen AMT-Free Municipal Income Fund*
Nuveen AMT-Free Municipal Value Fund*
Nuveen Arizona Premium Income Municipal Fund*
Nuveen Build America Bond Fund*
Nuveen Build America Bond Opportunity Fund*
Nuveen California AMT-Free Municipal Income Fund*
Nuveen California Dividend Advantage Municipal Fund*
Nuveen California Dividend Advantage Municipal Fund 2*
Nuveen California Dividend Advantage Municipal Fund 3*
Nuveen California Municipal Value Fund 2*
Nuveen California Municipal Value Fund, Inc.+
Nuveen California Select Tax-Free Income Portfolio*
Nuveen Connecticut Premium Income Municipal Fund*
Nuveen Core Equity Alpha Fund*
Nuveen Credit Strategies Income Fund*
Nuveen Diversified Dividend and Income Fund*
Nuveen Dividend Advantage Municipal Fund*
Nuveen Dow 30SM Dynamic Overwrite Fund*
Nuveen Energy MLP Total Return Fund*
Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund (formerly known as
Nuveen Dividend Advantage Municipal Income Fund)*
Nuveen Enhanced Municipal Credit Opportunities Fund (formerly known as Nuveen
Dividend Advantage Municipal Fund 3)*
Nuveen Enhanced Municipal Value Fund*
Nuveen Flexible Investment Income Fund*
Nuveen Floating Rate Income Fund*
Nuveen Floating Rate Income Opportunity Fund*
Nuveen Georgia Dividend Advantage Municipal Fund 2*
Nuveen Global Equity Income Fund*
Nuveen Global High Income Fund*
Nuveen High Income 2020 Target Term Fund*
Nuveen High Income December 2018 Target Term Fund*
Nuveen High Income December 2019 Target Term Fund*±
Nuveen Intermediate Duration Municipal Term Fund*
Nuveen Intermediate Duration Quality Municipal Term Fund*
Nuveen Investment Quality Municipal Fund, Inc. +
Nuveen Maryland Premium Income Municipal Fund*
Nuveen Massachusetts Premium Income Municipal Fund*
2
SCHEDULE A
Nuveen Closed-End Funds
Effective Date: May 9, 2016
Nuveen Michigan Quality Income Municipal Fund*
Nuveen Minnesota Municipal Income Fund*
Nuveen Missouri Premium Income Municipal Fund *
Nuveen Mortgage Opportunity Term Fund 2*
Nuveen Mortgage Opportunity Term Fund*
Nuveen Multi-Market Income Fund*
Nuveen Municipal 2021 Target Term Fund*
Nuveen Municipal High Income Opportunity Fund*
Nuveen Municipal Income Fund, Inc. +
Nuveen Municipal Market Opportunity Fund, Inc. +
Nuveen Municipal Value Fund, Inc. +
Nuveen NASDAQ 100 Dynamic Overwrite Fund*
Nuveen New Jersey Dividend Advantage Municipal Fund*
Nuveen New Jersey Municipal Value Fund*
Nuveen New York AMT-Free Municipal Income Fund*
Nuveen New York Dividend Advantage Municipal Fund*
Nuveen New York Municipal Value Fund 2*
Nuveen New York Municipal Value Fund, Inc. +
Nuveen New York Select Tax-Free Income Portfolio *
Nuveen North Carolina Premium Income Municipal Fund *
Nuveen Ohio Quality Income Municipal Fund*
Nuveen Pennsylvania Investment Quality Municipal Fund*
Nuveen Pennsylvania Municipal Value Fund*
Nuveen Performance Plus Municipal Fund, Inc. +
Nuveen Preferred and Income Term Fund*
Nuveen Preferred Income Opportunities Fund*
Nuveen Preferred Securities Income Fund (formerly known as Nuveen Quality Preferred
Income Fund 2)*
Nuveen Premier Municipal Income Fund, Inc. +
Nuveen Premium Income Municipal Fund 2, Inc. +
Nuveen Premium Income Municipal Fund, Inc. +
Nuveen Real Asset Income and Growth Fund*
Nuveen Real Estate Income Fund *
Nuveen S&P 500 Buy-Write Income Fund*
Nuveen S&P 500 Dynamic Overwrite Fund*
3
SCHEDULE A
Nuveen Closed-End Funds
Effective Date: May 9, 2016
Nuveen Select Maturities Municipal Fund*
Nuveen Select Quality Municipal Fund, Inc. +
Nuveen Select Tax-Free Income Portfolio*
Nuveen Select Tax-Free Income Portfolio 2*
Nuveen Select Tax-Free Income Portfolio 3*
Nuveen Senior Income Fund *
Nuveen Short Duration Credit Opportunities Fund*
Nuveen Tax-Advantaged Dividend Growth Fund*
Nuveen Tax-Advantaged Total Return Strategy Fund*
Nuveen Texas Quality Income Municipal Fund*
Nuveen Virginia Premium Income Municipal Fund*
Diversified Real Asset Income Fund*
| + | Minnesota Corporation |
| ++ | Virginia corporation |
| * | Massachusetts Business Trust |
| ** | Maryland Corporation |
| ± | Estimated live date is May 25, 2016 |
4
| This ‘N-14 8C’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 12/13/16 | None on these Dates | ||
| 5/25/16 | ||||
| 5/9/16 | ||||
| 4/28/16 | ||||
| 10/7/02 | ||||
| List all Filings | ||||