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Morgan Stanley – ‘10-K’ for 11/30/06 – EX-10.24

On:  Monday, 2/12/07, at 8:30pm ET   ·   As of:  2/13/07   ·   For:  11/30/06   ·   Accession #:  1193125-7-27693   ·   File #:  1-11758

Previous ‘10-K’:  ‘10-K’ on 2/13/06 for 11/30/05   ·   Next:  ‘10-K’ on 1/29/08 for 11/30/07   ·   Latest:  ‘10-K’ on 2/22/24 for 12/31/23   ·   4 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/07  Morgan Stanley                    10-K       11/30/06   19:4.9M                                   RR Donnelley/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.69M 
 2: EX-3.1      Amended and Restated Certificate of Incorporation   HTML    606K 
                          of Morgan Stanley                                      
 3: EX-10.11    Amendment to 1994 Omnibus Equity Plan Dated as of   HTML     11K 
                          November 27, 2006                                      
 4: EX-10.12    Tax Deferred Equity Participation Plan              HTML     70K 
 5: EX-10.15    Employees' Equity Accumulation Plan                 HTML     99K 
 6: EX-10.16    Employee Stock Purchase Plan Amended as of          HTML     62K 
                          November 27, 2006                                      
 7: EX-10.22    Amendment to 1988 Equity Incentive Compensation     HTML     12K 
                          Plan                                                   
 8: EX-10.24    Amendment to 1995 Equity Incentive Compensation     HTML     11K 
                          Plan                                                   
 9: EX-10.28    Form of Chief Executive Officer Equity Award        HTML    114K 
                          Certificate                                            
10: EX-10.30    Form of Management Committee Equity Award           HTML    113K 
                          Certificate                                            
11: EX-10.35    Morgan Stanley Branch Manager Compensation Plan     HTML     98K 
12: EX-10.36    Morgan Stanley Financial Advisor and Investment     HTML     94K 
                          Representative Compensation Plan                       
13: EX-12       Statement Re: Computation of Ratio of Earnings to   HTML     38K 
                          Fixed Charges                                          
14: EX-21       Subsidiaries of Morgan Stanley                      HTML    294K 
15: EX-23.1     Consent of Deloitte & Touche LLP                    HTML     18K 
16: EX-31.1     Rule 13A-14(A) Certification of Chief Executive     HTML     15K 
                          Officer.                                               
17: EX-31.2     Rule 13A-14(A) Certification of Chief Financial     HTML     15K 
                          Officer.                                               
18: EX-32.1     Section 1350 Certification of Chief Executive       HTML     11K 
                          Officer.                                               
19: EX-32.2     Section 1350 Certification of Chief Financial       HTML     11K 
                          Officer.                                               


EX-10.24   —   Amendment to 1995 Equity Incentive Compensation Plan


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Amendment to 1995 Equity Incentive Compensation Plan  

EXHIBIT 10.24

AMENDMENT TO THE MORGAN STANLEY

1995 EQUITY INCENTIVE COMPENSATION PLAN,

DATED AS OF NOVEMBER 27, 2006

Sections 4(b) and 12(c) of the Morgan Stanley 1995 Equity Incentive Compensation Plan, as amended, are amended in their entirety to read as follows:

4. Stock Subject to Plan.

(b) The number and kind of shares authorized for issuance hereunder, including the maximum number of Shares subject to Options or SARs as provided in Section 4(d) below, shall be equitably adjusted by the Committee in the event of a stock split, stock dividend, recapitalization, reorganization, merger, consolidation, extraordinary dividend, split-up, spin-off, combination, exchange of shares, warrants or rights offering to purchase Stock at a price substantially below Fair Market Value or other similar equity restructuring event. In the event of any of the foregoing events, the number of outstanding Awards and the number and kind of shares subject to any outstanding Award and the purchase price per share, if any, under any outstanding Award shall be equitably adjusted by the Committee. Unless otherwise determined by the Committee, such adjusted Awards shall be subject to the same vesting schedule and restrictions to which the underlying Award is subject. No fractional shares of Stock shall be reserved or authorized by any such adjustment.

12. Awards in General.

(c) With respect to any ordinary or regular dividend or distribution on the Shares corresponding to an Award, the Committee may in its discretion authorize current or deferred payments (payable in cash or Stock or a combination thereof) or appropriate adjustments to the outstanding Award to reflect such ordinary or regular dividend or distribution.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed as of:2/13/07424B2,  FWP
Filed on:2/12/07FWP,  SC 13G,  SC 13G/A
For Period End:11/30/06424B2,  FWP
11/27/06424B2,  FWP
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/21  Morgan Stanley                    10-K       12/31/20  225:50M
 2/13/08  SEC                               UPLOAD9/22/17    1:45K  Morgan Stanley
 1/03/08  SEC                               UPLOAD9/22/17    1:56K  Morgan Stanley
 8/30/07  SEC                               UPLOAD9/22/17    1:79K  Morgan Stanley
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Filing Submission 0001193125-07-027693   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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