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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/24/07 AllianzGI Equity & Convertibl… Fd 8-A12B 1:12K RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 8-A12B Nicholas Applegate Equity & Convertible Income HTML 14K
8-A12B
| NICHOLAS APPLEGATE EQUITY & CONVERTIBLE INCOME 8-A12B |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Nicholas-Applegate Equity & Convertible Income Fund
(Exact Name of Registrant as Specified in Its Charter)
| Massachusetts | 20-8181038 | |
| (State of Incorporation or Organization) | (I.R.S. Employer Identification No.) | |
| 1345 Avenue of the Americas New York, New York | 10105 | |
| ( Address of Principal Executive Offices) | (Zip Code) | |
| If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box: x | If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box: ¨ | |
| Securities Act registration statement file number pursuant to which this form relates: | 333-139346 | |||
| (if applicable) |
Securities to be registered pursuant to Section 12(b) of the Act:
| Title of Each Class to be so Registered: |
Name of Each Exchange on Which Each Class is to be Registered: | |
| Common Shares of Beneficial Interest With Par Value $ 0.00001 |
New York Stock Exchange |
Securities to be registered pursuant to Section 12(g) of the Act: None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
| Item 1. | DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED. |
Reference is hereby made to the sections entitled “Description of Shares” in the Registration Statement on Form N-2 of Nicholas-Applegate Equity & Convertible Income Fund, as filed with the Securities and Exchange Commission on December 14, 2006 and as may be amended (Securities Act File No. 333-139346 and Investment Company Act File No. 811-21989).
| Item 2. | EXHIBITS. |
Pursuant to the Instructions as to Exhibits, no Exhibits are filed herewith or incorporated herein by reference.
SIGNATURE
A copy of the Agreement and Declaration of Trust of Nicholas-Applegate Equity & Convertible Income Fund is on file with the Secretary of The Commonwealth of Massachusetts, and notice is hereby given that this instrument is executed on behalf of the Trust by an officer or Trustee of the Trust in his or her capacity as an officer or Trustee of the Trust and not individually and that the obligations of or arising out of this instrument are not binding upon any of the Trustees, officers or shareholders individually but binding only upon the assets and property of the Trust.
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
| NICHOLAS-APPLEGATE EQUITY & CONVERTIBLE INCOME FUND | ||
| By: | /s/ Brian S. Shlissel | |
| Name: Brian S. Shlissel Title: President and Chief Executive Officer | ||
Date: January 23, 2007
| This ‘8-A12B’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 1/24/07 | N-8A/A | ||
| 1/23/07 | ||||
| 12/14/06 | N-2, N-8A | |||
| List all Filings | ||||