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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/29/08 Morgan Stanley 10-K 11/30/07 20:4.1M RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 2.70M
2: EX-4.3 Fourth Supplemental Senior Indenture Dated as of HTML 40K
October 8, 2007
3: EX-4.5 First Supplemental Senior Indenture Dated as of HTML 38K
September 4, 2007
6: EX-10.12 Employees' Equity Accumulation Plan HTML 88K
7: EX-10.17 Amendment to Morgan Stanley & Co. Incorporated HTML 12K
Excess Benefit Plan
8: EX-10.19 Amendment to Supplemental Executive Retirement HTML 12K
Plan
9: EX-10.22 Amendment to 1995 Equity Incentive Compensation HTML 15K
Plan
10: EX-10.33 Morgan Stanley Branch Manager Compensation Plan HTML 101K
11: EX-10.34 Morgan Stanley Financial Advisor and Investment HTML 97K
Representative
12: EX-10.39 2007 Equity Incentive Compensation Plan as Amended HTML 53K
& Restated as of Nov 26,2007
13: EX-10.41 Governmental Service Amendment to Outstanding HTML 17K
Stock Option
4: EX-10.6 Amendment to Morgan Stanley 401(K) Plan, Dated as HTML 28K
of November 20, 2007
5: EX-10.9 Tax Deferred Equity Participation Plan HTML 69K
14: EX-12 Statement Re: Computation of Ratio of Earnings to HTML 38K
Fixed Charges
15: EX-21 Subsidiaries of Morgan Stanley HTML 333K
16: EX-23.1 Consent of Deloitte & Touche LLP HTML 19K
17: EX-31.1 Rule 13A-14(A) Certification of Chief Executive HTML 15K
Officer
18: EX-31.2 Rule 13A-14(A) Certification of Chief Financial HTML 15K
Officer
19: EX-32.1 Section 1350 Certification of Chief Executive HTML 11K
Officer
20: EX-32.2 Section 1350 Certification of Chief Financial HTML 11K
Officer
| Rule 13a-14(a) Certification of Chief Executive Officer |
EXHIBIT 31.1
Certification
I, John J. Mack, certify that:
1. I have reviewed this annual report on Form 10-K of Morgan Stanley;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
Date: January 28, 2008
| /s/ JOHN J. MACK |
| John J. Mack |
| Chairman of the Board and Chief Executive Officer |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 1/29/08 | 424B2, FWP | ||
| Filed on: | 1/28/08 | 424B2, FWP | ||
| For Period End: | 11/30/07 | 3/A, 4 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/24 Morgan Stanley POS AM 5:1M Davis Polk & … LLP 01/FA 2/22/24 Morgan Stanley POSASR 2/22/24 6:1M Davis Polk & … LLP 01/FA 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 11/16/23 Morgan Stanley S-3ASR 11/16/23 27:5.2M Davis Polk & … LLP 01/FA 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M 11/16/20 Morgan Stanley S-3ASR 11/16/20 23:4.8M Davis Polk & … LLP 01/FA |