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Morgan Stanley – ‘10-K’ for 11/30/07 – EX-32.1

On:  Monday, 1/28/08, at 8:55pm ET   ·   As of:  1/29/08   ·   For:  11/30/07   ·   Accession #:  1193125-8-13719   ·   File #:  1-11758

Previous ‘10-K’:  ‘10-K’ on 2/13/07 for 11/30/06   ·   Next:  ‘10-K’ on 1/29/09 for 11/30/08   ·   Latest:  ‘10-K’ on 2/22/24 for 12/31/23   ·   8 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/29/08  Morgan Stanley                    10-K       11/30/07   20:4.1M                                   RR Donnelley/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.70M 
 2: EX-4.3      Fourth Supplemental Senior Indenture Dated as of    HTML     40K 
                          October 8, 2007                                        
 3: EX-4.5      First Supplemental Senior Indenture Dated as of     HTML     38K 
                          September 4, 2007                                      
 6: EX-10.12    Employees' Equity Accumulation Plan                 HTML     88K 
 7: EX-10.17    Amendment to Morgan Stanley & Co. Incorporated      HTML     12K 
                          Excess Benefit Plan                                    
 8: EX-10.19    Amendment to Supplemental Executive Retirement      HTML     12K 
                          Plan                                                   
 9: EX-10.22    Amendment to 1995 Equity Incentive Compensation     HTML     15K 
                          Plan                                                   
10: EX-10.33    Morgan Stanley Branch Manager Compensation Plan     HTML    101K 
11: EX-10.34    Morgan Stanley Financial Advisor and Investment     HTML     97K 
                          Representative                                         
12: EX-10.39    2007 Equity Incentive Compensation Plan as Amended  HTML     53K 
                          & Restated as of Nov 26,2007                           
13: EX-10.41    Governmental Service Amendment to Outstanding       HTML     17K 
                          Stock Option                                           
 4: EX-10.6     Amendment to Morgan Stanley 401(K) Plan, Dated as   HTML     28K 
                          of November 20, 2007                                   
 5: EX-10.9     Tax Deferred Equity Participation Plan              HTML     69K 
14: EX-12       Statement Re: Computation of Ratio of Earnings to   HTML     38K 
                          Fixed Charges                                          
15: EX-21       Subsidiaries of Morgan Stanley                      HTML    333K 
16: EX-23.1     Consent of Deloitte & Touche LLP                    HTML     19K 
17: EX-31.1     Rule 13A-14(A) Certification of Chief Executive     HTML     15K 
                          Officer                                                
18: EX-31.2     Rule 13A-14(A) Certification of Chief Financial     HTML     15K 
                          Officer                                                
19: EX-32.1     Section 1350 Certification of Chief Executive       HTML     11K 
                          Officer                                                
20: EX-32.2     Section 1350 Certification of Chief Financial       HTML     11K 
                          Officer                                                


EX-32.1   —   Section 1350 Certification of Chief Executive Officer


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Section 1350 Certification of Chief Executive Officer  

EXHIBIT 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of Morgan Stanley (the “Company”) on Form 10-K for the fiscal year ended November 30, 2007 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John J. Mack, Chairman of the Board and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

/s/    JOHN J. MACK        
John J. Mack
Chairman of the Board and Chief Executive Officer

Dated: January 28, 2008


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed as of:1/29/08424B2,  FWP
Filed on:1/28/08424B2,  FWP
For Period End:11/30/073/A,  4
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/24  Morgan Stanley                    POS AM                 5:1M                                     Davis Polk & … LLP 01/FA
 2/22/24  Morgan Stanley                    POSASR      2/22/24    6:1M                                     Davis Polk & … LLP 01/FA
 2/22/24  Morgan Stanley                    10-K       12/31/23  224:45M
11/16/23  Morgan Stanley                    S-3ASR     11/16/23   27:5.2M                                   Davis Polk & … LLP 01/FA
 2/24/23  Morgan Stanley                    10-K       12/31/22  227:50M
 2/24/22  Morgan Stanley                    10-K       12/31/21  225:51M
 2/26/21  Morgan Stanley                    10-K       12/31/20  225:50M
11/16/20  Morgan Stanley                    S-3ASR     11/16/20   23:4.8M                                   Davis Polk & … LLP 01/FA
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Filing Submission 0001193125-08-013719   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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