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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/29/08 Morgan Stanley 10-K 11/30/07 20:4.1M RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 2.70M
2: EX-4.3 Fourth Supplemental Senior Indenture Dated as of HTML 40K
October 8, 2007
3: EX-4.5 First Supplemental Senior Indenture Dated as of HTML 38K
September 4, 2007
6: EX-10.12 Employees' Equity Accumulation Plan HTML 88K
7: EX-10.17 Amendment to Morgan Stanley & Co. Incorporated HTML 12K
Excess Benefit Plan
8: EX-10.19 Amendment to Supplemental Executive Retirement HTML 12K
Plan
9: EX-10.22 Amendment to 1995 Equity Incentive Compensation HTML 15K
Plan
10: EX-10.33 Morgan Stanley Branch Manager Compensation Plan HTML 101K
11: EX-10.34 Morgan Stanley Financial Advisor and Investment HTML 97K
Representative
12: EX-10.39 2007 Equity Incentive Compensation Plan as Amended HTML 53K
& Restated as of Nov 26,2007
13: EX-10.41 Governmental Service Amendment to Outstanding HTML 17K
Stock Option
4: EX-10.6 Amendment to Morgan Stanley 401(K) Plan, Dated as HTML 28K
of November 20, 2007
5: EX-10.9 Tax Deferred Equity Participation Plan HTML 69K
14: EX-12 Statement Re: Computation of Ratio of Earnings to HTML 38K
Fixed Charges
15: EX-21 Subsidiaries of Morgan Stanley HTML 333K
16: EX-23.1 Consent of Deloitte & Touche LLP HTML 19K
17: EX-31.1 Rule 13A-14(A) Certification of Chief Executive HTML 15K
Officer
18: EX-31.2 Rule 13A-14(A) Certification of Chief Financial HTML 15K
Officer
19: EX-32.1 Section 1350 Certification of Chief Executive HTML 11K
Officer
20: EX-32.2 Section 1350 Certification of Chief Financial HTML 11K
Officer
| Amendment to Supplemental Executive Retirement Plan |
Exhibit 10.19
AMENDMENT TO
SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
Pursuant to the authority granted to it by Morgan Stanley, Morgan Stanley & Co. Incorporated (the “Corporation”) hereby amends the Morgan Stanley Supplemental Executive Retirement Plan (the “SERP”), effective as of such dates set forth herein, as follows:
1. Effective April 1, 2007, Section III, Participation in the Plan, is amended by adding the following to the end thereof:
“Notwithstanding the foregoing, if an employee was not a participant or eligible to become a Participant immediately before the merger of Morgan Stanley DW Inc. with and into Morgan Stanley & Co. Incorporated as of April 1, 2007, such employee shall not be eligible to become a Participant hereunder as a result of such merger or otherwise.”
2. Effective April 1, 2007, Appendix C, Provisions Relating to Certain Employees, is amended by adding the following to the end thereof:
“Morgan Stanley DW Inc. and Subsidiaries. Notwithstanding the foregoing, if an employee was not a participant or eligible to become a Participant immediately before the merger of Morgan Stanley DW Inc. with and into Morgan Stanley & Co. Incorporated as of April 1, 2007, such employee shall not be eligible to become a Participant hereunder as a result of such merger or otherwise.”
* * * * * * * *
IN WITNESS WHEREOF, the Corporation has caused this Amendment to be executed on its behalf as of the 20th day of November, 2007.
| MORGAN STANLEY & CO. INCORPORATED | ||
| By: | /s/ KAREN JAMESLEY | |
| Title: | Global Head of Human Resources | |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 1/29/08 | 424B2, FWP | ||
| Filed on: | 1/28/08 | 424B2, FWP | ||
| For Period End: | 11/30/07 | 3/A, 4 | ||
| 4/1/07 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/24 Morgan Stanley POS AM 5:1M Davis Polk & … LLP 01/FA 2/22/24 Morgan Stanley POSASR 2/22/24 6:1M Davis Polk & … LLP 01/FA 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 11/16/23 Morgan Stanley S-3ASR 11/16/23 27:5.2M Davis Polk & … LLP 01/FA 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M 11/16/20 Morgan Stanley S-3ASR 11/16/20 23:4.8M Davis Polk & … LLP 01/FA |