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Morgan Stanley – ‘10-Q’ for 2/29/08 – EX-10.3

On:  Tuesday, 4/8/08, at 7:02pm ET   ·   As of:  4/9/08   ·   For:  2/29/08   ·   Accession #:  1193125-8-77429   ·   File #:  1-11758

Previous ‘10-Q’:  ‘10-Q’ on 10/10/07 for 8/31/07   ·   Next:  ‘10-Q’ on 7/9/08 for 5/31/08   ·   Latest:  ‘10-Q’ on 5/3/24 for 3/31/24   ·   1 Reference:  By:  Morgan Stanley – ‘10-K’ on 2/26/21 for 12/31/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/09/08  Morgan Stanley                    10-Q        2/29/08   17:2.3M                                   RR Donnelley/FA

Quarterly Report   —   Form 10-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.33M 
 2: EX-10.1     Morgan Stanley 2006 Notional Leveraged              HTML     69K 
                          Co-Investment Plan                                     
11: EX-10.10    Form of Award Certificate for Discretionary         HTML     88K 
                          Retention Awards of Stock Units                        
 3: EX-10.2     Directors' Equity Capital Accumulation Plan as      HTML     74K 
                          Amended                                                
 4: EX-10.3     Amendment to 1993 Stock Plan for Non-Employee       HTML     11K 
                          Directors                                              
 5: EX-10.4     Agreement Between Morgan Stanley and Thomas R.      HTML     44K 
                          Nides Dated July 21, 2005.                             
 6: EX-10.5     Agreement Between Morgan Stanley and Gary G. Lynch  HTML     46K 
                          Dated July 21, 2005                                    
 7: EX-10.6     Memorandum to Colm Kelleher Regarding Expatriate    HTML    103K 
                          Relocation Policy.                                     
 8: EX-10.7     Form of Award Certificate Under the 2006 Notional   HTML     93K 
                          Leveraged Co-Investment Plan                           
 9: EX-10.8     Form of Award Certificate Under the 2007 Notional   HTML     80K 
                          Leveraged Co-Investment Plan                           
10: EX-10.9     Form of Term Sheet Under the Select Employees'      HTML     36K 
                          Capital Accumulation Plan                              
12: EX-12       Statement Re: Computation of Ratio of Earnings to   HTML     49K 
                          Fixed Charges                                          
13: EX-15       Letter of Awareness From Deloitte & Touche LLP,     HTML     19K 
                          Dated April 7, 2008                                    
14: EX-31.1     Rule 13A-14(A) Certification of Chief Executive     HTML     17K 
                          Officer                                                
15: EX-31.2     Rule 13A-14(A) Certification of Chief Financial     HTML     17K 
                          Officer                                                
16: EX-32.1     Section 1350 Certification of Chief Executive       HTML     11K 
                          Officer                                                
17: EX-32.2     Section 1350 Certification of Chief Financial       HTML     11K 
                          Officer                                                


EX-10.3   —   Amendment to 1993 Stock Plan for Non-Employee Directors


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  Amendment to 1993 Stock Plan for Non-Employee Directors  

EXHIBIT 10.3

AMENDMENT, DATED DECEMBER 11, 2007, TO THE

MORGAN STANLEY 1993 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS

Section 6.4.1 of the Morgan Stanley 1993 Stock Plan for Non-Employee Directors, as amended, is amended by adding a new sentence at the end thereof. With such addition, Section 6.4.1 reads in its entirety as follows:

6.4.1 Distribution Date. Each Eligible Director shall designate on the Election Form one of the following dates as a Distribution Date with respect to amounts credited to the accounts thereafter: (i) the first day of the calendar month following the date of the Eligible Director’s death; (ii) the first day of the calendar month following the date of termination of service as a member of the Board of Directors of the Company; (iii) the first day of a calendar month specified by the Eligible Director which is at least six months after the Election Date; or (iv) the earlier to occur of (i), (ii) or (iii). For any account balances in existence as of March 18, 2007, an Eligible Director’s election pursuant to clause (ii) or (iv) of the preceding sentence shall be understood to reference the first day of the calendar month following the date of termination of service as a member of the Board of Directors of the Company or such later date as constitutes the Eligible Director’s separation from service with the Company for purposes of Section 409A of the Internal Revenue Code and the rules, regulations and guidance thereunder (including any successor provisions thereto).


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed as of:4/9/084,  424B2,  FWP
Filed on:4/8/084,  424B2,  8-K,  DEF 14A,  FWP,  PRE 14A
For Period End:2/29/08424B2,  FWP
3/18/07
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/26/21  Morgan Stanley                    10-K       12/31/20  225:50M
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Filing Submission 0001193125-08-077429   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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