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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/09/08 Morgan Stanley 10-Q 2/29/08 17:2.3M RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 1.33M
2: EX-10.1 Morgan Stanley 2006 Notional Leveraged HTML 69K
Co-Investment Plan
11: EX-10.10 Form of Award Certificate for Discretionary HTML 88K
Retention Awards of Stock Units
3: EX-10.2 Directors' Equity Capital Accumulation Plan as HTML 74K
Amended
4: EX-10.3 Amendment to 1993 Stock Plan for Non-Employee HTML 11K
Directors
5: EX-10.4 Agreement Between Morgan Stanley and Thomas R. HTML 44K
Nides Dated July 21, 2005.
6: EX-10.5 Agreement Between Morgan Stanley and Gary G. Lynch HTML 46K
Dated July 21, 2005
7: EX-10.6 Memorandum to Colm Kelleher Regarding Expatriate HTML 103K
Relocation Policy.
8: EX-10.7 Form of Award Certificate Under the 2006 Notional HTML 93K
Leveraged Co-Investment Plan
9: EX-10.8 Form of Award Certificate Under the 2007 Notional HTML 80K
Leveraged Co-Investment Plan
10: EX-10.9 Form of Term Sheet Under the Select Employees' HTML 36K
Capital Accumulation Plan
12: EX-12 Statement Re: Computation of Ratio of Earnings to HTML 49K
Fixed Charges
13: EX-15 Letter of Awareness From Deloitte & Touche LLP, HTML 19K
Dated April 7, 2008
14: EX-31.1 Rule 13A-14(A) Certification of Chief Executive HTML 17K
Officer
15: EX-31.2 Rule 13A-14(A) Certification of Chief Financial HTML 17K
Officer
16: EX-32.1 Section 1350 Certification of Chief Executive HTML 11K
Officer
17: EX-32.2 Section 1350 Certification of Chief Financial HTML 11K
Officer
| Rule 13a-14(a) Certification of Chief Executive Officer |
EXHIBIT 31.1
Certification
I, John J. Mack, certify that:
| 1. | I have reviewed this quarterly report on Form 10-Q of Morgan Stanley (the “registrant”); |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
| 4. | The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
| a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
| 5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
| a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
| b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
Date: April 8, 2008
| /s/ JOHN J. MACK |
| John J. Mack |
| Chairman of the Board and Chief Executive Officer |
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 4/9/08 | 4, 424B2, FWP | ||
| Filed on: | 4/8/08 | 4, 424B2, 8-K, DEF 14A, FWP, PRE 14A | ||
| For Period End: | 2/29/08 | 424B2, FWP | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M |