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As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/29/09 Morgan Stanley 10-K 11/30/08 16:4.4M RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 3.00M
2: EX-10.12 Amendment to Morgan Stanley 401(K) Plan, Dated as HTML 31K
of December 22, 2008
3: EX-10.20 Employee Stock Purchase Plan Amended and Restated HTML 67K
as of February 1, 2009
4: EX-10.47 Morgan Stanley 2006 Notional Leveraged HTML 73K
Co-Investment Plan
5: EX-10.49 Morgan Stanley 2007 Notional Leveraged HTML 77K
Co-Investment Plan
6: EX-10.53 Amendment to Outstanding Stock Option and Stock HTML 50K
Unit Awards
7: EX-10.54 Morgan Stanley Compensation Incentive Plan HTML 54K
8: EX-10.55 Form of Executive Waiver HTML 9K
9: EX-10.56 Form of Executive Letter Agreement HTML 13K
10: EX-12 Statement Re: Computation of Ratio of Earnings to HTML 37K
Fixed Charges
11: EX-21 Subsidiaries of Morgan Stanley HTML 374K
12: EX-23.1 Consent of Deloitte & Touche LLP HTML 18K
13: EX-31.1 Rule 13A-14(A) Certification of Chief Executive HTML 14K
Officer
14: EX-31.2 Rule 13A-14(A) Certification of Chief Financial HTML 14K
Officer
15: EX-32.1 Section 1350 Certification of Chief Executive HTML 10K
Officer
16: EX-32.2 Section 1350 Certification of Chief Financial HTML 10K
Officer
| Form of Executive Waiver |
EXHIBIT 10.55
WAIVER
In consideration for the benefits I will receive as a result of my employer’s participation in the United States Department of the Treasury’s TARP Capital Purchase Program, I hereby voluntarily waive any claim against the United States or my employer for any changes to my compensation or benefits that are required to comply with the regulation issued by the Department of the Treasury as published in the Federal Register on October 20, 2008.
I acknowledge that this regulation may require modification of the compensation, bonus, incentive and other benefit plans, arrangements, policies and agreements (including so-called “golden parachute” agreements) that I have with my employer or in which I participate as they relate to the period the United States holds any equity or debt securities of my employer acquired through the TARP Capital Purchase Program.
This waiver includes all claims I may have under the laws of the United States or any state related to the requirements imposed by the aforementioned regulation, including without limitation a claim for any compensation or other payments I would otherwise receive, any challenge to the process by which this regulation was adopted and any tort or constitutional claim about the effect of these regulations on my employment relationship.
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 1/29/09 | 424B2, FWP | ||
| Filed on: | 1/28/09 | 4, 424B2 | ||
| For Period End: | 11/30/08 | |||
| 10/20/08 | 25-NSE, 424B2, FWP | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M |