Pre-Effective Amendment to Registration Statement for a Separate Account (Unit Investment Trust) — Form N-4
Filing Table of Contents
Document/Exhibit Description Pages Size
1: N-4/A Zava - Metropolitan Life Separate Account E / 777 4.25M
Pre-Effective Amendment No. 1
12: EX-99.10 Consent of Independent Registered Public 1 9K
Accounting Firm (Deloitte & Touche LLP)
13: EX-99.13 Powers of Attorney 17 63K
2: EX-99.3(II) Letter Supplement to the Distribution Agreement 2 11K
3: EX-99.8(II) Amendment No. 1 to Participation Agreement With 1 8K
Variable Insurance Products Fund
4: EX-99.8(III) Amendment No. 2 to Participation Agreement With 2± 10K
Variable Insurance Products Fund
5: EX-99.8(IV) Notice Under Participation Agreements With Vip 2 13K
Fund and Vip Fund Ii
6: EX-99.8(V) Amendment No. 3 to Participation Agreement With 5 16K
Variable Insurance Products Fund
7: EX-99.8(VI) Amendment No. 4 to Participation Agreement With 2 10K
Variable Insurance Products Fund
8: EX-99.8(VII) Letter of Amendment and Assignment of 2 14K
Participation Agreements With Variable
Ins
9: EX-99.8(VIII) Amendment No. 5 to the Participation Agreements 3 11K
With Variable Insurance Products
10: EX-99.8(XII) Amendment Nos. 1, 2 and 3 With American Funds 12 21K
Insurance Series
11: EX-99.9 Opinion and Consent of Counsel 2 11K
EX-99.8(XII) — Amendment Nos. 1, 2 and 3 With American Funds Insurance Series
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AMENDMENT NO. 1 DATED MAY 1, 2006
TO THE PARTICIPATION AGREEMENT DATED APRIL 30, 2001
Amendment to the Participation Agreement (the "Agreement") by and among
Metropolitan Life Insurance Company ("MetLife") on behalf of itself and certain
of its separate accounts), American Funds Insurance Series, and Capital
Research and Management Company.
WHEREAS, the parties desire to amend the Agreement by expanding the Funds
listed in Attachment A and adding Attachment B listing MetLife's separate
accounts.
NOW THEREFORE, in consideration of the foregoing and of the mutual covenants
and conditions set forth herein and for other good and valuable consideration,
each of the parties amends the Agreement as follows:
1. Attachment A of the Agreement is hereby deleted in its entirety and
replaced with Attachment A attached hereto.
2. Attachment B attached hereto is hereby added to the Agreement.
Except as expressly supplemented, amended or consented to hereby, all of the
representations and conditions of the Agreement will remain unamended and will
continue to be in full force and effect.
Document 9522422
IN WITNESS WHEREOF, each of the parties hereto have caused this Amendment
No. 1 to the Agreement to be executed in their names and on their behalf by and
through their duly authorized officers signing below.
METROPOLITAN LIFE INSURANCE COMPANY (ON
BEHALF OF THE ACCOUNTS AND ITSELF)
By: /s/ Alan C. Leland, Jr.
---------------------------------------
Its:
AMERICAN FUNDS INSURANCE SERIES
By: [ILLEGIBLE SIGNATURE]
---------------------------------------
Its: Secretary
CAPITAL RESEARCH AND
MANAGEMENT COMPANY
By: [ILLEGIBLE SIGNATURE]
---------------------------------------
Its:
Document 9522422 Approved for Signature WRB
by CRMC Legal Dept.
Attachment A
American Funds Insurance Series
. Global Small Capitalization Fund
. Growth Fund
. Growth-Income Fund
. Bond Fund
Document 9522422
Attachment B
____________
Metropolitan Life Separate Account E
Metropolitan Life Separate Account UL
Document 9522422
AMENDMENT NO. 2 DATED AS APRIL 28, 2008
TO THE PARTICIPATION AGREEMENT DATED APRIL 30, 2001,
AS PREVIOUSLY AMENDED
Amendment to the Participation Agreement (the "Agreement") by and among
Metropolitan Life Insurance Company ("MetLife") on behalf of itself and certain
of its separate accounts, American Funds Insurance Series, and Capital Research
and Management Company.
WHEREAS, the parties desire to amend the Agreement by expanding the Funds
listed in Attachment A and adding additional separate accounts to Attachment B
listing MetLife's separate accounts.
NOW THEREFORE, in consideration of the foregoing and of the mutual covenants
and conditions set forth herein and for other good and valuable consideration,
each of the parties amends the Agreement as follow:
1. Attachment A of the Agreement is hereby deleted in its entirety and
replaced with Attachment A attached hereto.
2. Attachment B is hereby deleted in its entirety and replaced with
Attachment B.
Except as expressly supplemented, amended or consented to hereby, all of the
representations and conditions of the Agreement will remain unamended and will
continue to be in full force and effect.
IN WITNESS WHEREOF, each of the parties hereto have caused this Amendment
No. 2 to be executed in their names and on their behalf by and through their
duly authorized officers signing below.
METROPOLITAN LIFE INSURANCE
COMPANY (on behalf of the Accounts and
itself)
By: [ILLEGIBLE SIGNATURE]
---------------------------------------
Its: Vice President
AMERICAN FUNDS INSURANCE
SERIES
By: [ILLEGIBLE SIGNATURE]
---------------------------------------
Its: Secretary
CAPITAL RESEARCH AND
MANAGEMENT COMPANY
By: [ILLEGIBLE SIGNATURE]
---------------------------------------
Its: Senior Vice President
Approved for Signature WRB
by CRMC Legal Dept.
ATTACHMENT A
American Funds Insurance Series:
________________________________
. Global Small Capitalization Fund
. Growth Fund
. Growth-Income Fund
. Bond Fund
. Global Growth Fund
. International Fund
. U.S. Government/AAA Rated Securities Fund
ATTACHMENT B
Metropolitan Life Separate Account E
Metropolitan Life Separate Account UL
Metropolitan Life Separate Account DCVL
Separate Account No. 13S
Separate Account No. 485
AMENDMENT NO. 3 DATED AS OF NOVEMBER 10, 2008
TO THE PARTICIPATION AGREEMENT DATED APRIL 30, 2001,
AS PREVIOUSLY AMENDED
Amendment to the Participation Agreement (the "Agreement") by and among
Metropolitan Life Insurance Company ("MetLife") on behalf of itself and certain
of its separate accounts, American Funds Insurance Series, and Capital Research
and Management Company.
WHEREAS, the parties desire to amend the Agreement by expanding the Funds
listed in Attachment A by adding the High-Income Bond Fund and the New World
Fund;
WHEREAS, the parties desire to amend the Agreement by adding a new Paragraph
14 relating to "Listed Transactions";
NOW THEREFORE, in consideration of the foregoing and of the mutual covenants
and conditions set forth herein and for other good and valuable consideration,
each of the parties amends the Agreement as follow:
1. Attachment A of the Agreement is hereby deleted in its entirety and
replaced with Attachment A attached hereto.
2. The new Paragraph 14 is added in its entirety as follows:
"14. The Series and CRMC will use reasonable best efforts to prevent any
Fund of the Series from engaging, directly or indirectly, in a "listed
transaction" as defined in Treas. Regs. Section 1.6011-4(b)(2) or successor
provision (a "Listed Transaction"). If the Series or CRMC reasonably
determines that a Fund of the Series has engaged in a Listed Transaction, it
will (i) provide MetLife with prompt notice thereof, and (ii) upon MetLife's
request, will provide all information relating to such Listed Transaction
which MetLife would need in order to comply with its disclosure obligations
under applicable state and Federal rules. In addition, the Series or CRMC
will promptly notify MetLife of any required filings by the Fund of IRS Form
8886, (Reportable Transaction Disclosure Statement), or any successor form."
The previously existing Paragraph 14 shall now be numbered Paragraph 15 and the
numbering of each subsequent Paragraph of the Agreement shall change
accordingly.
Except as expressly supplemented, amended or consented to hereby, all of the
representations and conditions of the Agreement will remain unamended and will
continue to be in full force and effect.
IN WITNESS WHEREOF, each of the parties hereto have caused this Amendment
No. 3 to be executed in their names and on their behalf by and through their
duly authorized officers signing below.
METROPOLITAN LIFE INSURANCE
COMPANY (on behalf of the Accounts and
itself)
By: /s/ Kathleen Muliski
---------------------------------------
Its: Vice President & Actuary
AMERICAN FUNDS INSURANCE
SERIES
By:
---------------------------------------
Its:
CAPITAL RESEARCH AND
MANAGEMENT COMPANY
By:
---------------------------------------
Its:
IN WITNESS WHEREOF, each of the parties hereto have caused this Amendment
No. 3 to be executed in their names and on their behalf by and through their
duly authorized officers signing below.
METROPOLITAN LIFE INSURANCE
COMPANY (on behalf of the Accounts and
itself)
By:
---------------------------------------
Its:
AMERICAN FUNDS INSURANCE
SERIES
By: /s/ MICHAEL J. DOWNER
---------------------------------------
MICHAEL J. DOWNER
Its: Executive Vice President and
Principal Executive Officer
CAPITAL RESEARCH AND
MANAGEMENT COMPANY
By: /s/ MICHAEL J. DOWNER
---------------------------------------
MICHAEL J. DOWNER
Its: Senior Vice President and Secretary
Approved for Signature WRB
by CRMC Legal Dept.
| EX-99.8(XII) | Last Page of 12 | TOC | 1st | Previous | Next | ↓Bottom | Just 12th |
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ATTACHMENT A
American Funds Insurance Series:
________________________________
. Global Small Capitalization Fund
. Growth Fund
. Growth-Income Fund
. Bond Fund
. Global Growth Fund
. International Fund
. U.S. Government/AAA Rated Securities Fund
. High-Income Bond Fund
. New World Fund
Dates Referenced Herein and Documents Incorporated by Reference
29 Subsequent Filings that Reference this Filing
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