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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/10 Morgan Stanley 10-K 12/31/09 60:14M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 3.84M
2: EX-3.2 Amended and Restated Bylaws of Morgan Stanley, as HTML 87K
Amended to Date
4: EX-10.11 Amendment to Morgan Stanley 401(K) Savings Plan, HTML 34K
Dated as of December 29, 2009
5: EX-10.14 Directors' Equity Accumulation Plan HTML 86K
6: EX-10.36 Supplementary Deed of Participation for Morgan HTML 28K
Stanley Uk Share Ownership Plan
3: EX-10.9 Amendment to Morgan Stanley 401(K) Plan, Dated as HTML 30K
of December 29, 2009
8: EX-21 Subsidiaries of Morgan Stanley HTML 348K
9: EX-23.1 Consent of Deloitte & Touche LLP HTML 26K
10: EX-24.1 Powers of Attorney HTML 25K
11: EX-24.2 Powers of Attorney HTML 50K
7: EX-12 Statement Re: Computation of Ratio of Earnings to HTML 51K
Fixed Charges
12: EX-31.1 Rule 13A-14(A) Certification of Chief Executive HTML 22K
Officer
13: EX-31.2 Rule 13A-14(A) Certification of Chief Financial HTML 22K
Officer
14: EX-32.1 Section 1350 Certification of Chief Executive HTML 19K
Officer
15: EX-32.2 Section 1350 Certification of Chief Financial HTML 19K
Officer
49: XML IDEA XML File -- Definitions and References XML 151K
56: XML IDEA XML File -- Filing Summary XML 98K
54: XML.R1 Statement Of Financial Position Unclassified - XML 427K
Deposit Based Operations
55: XML.R2 Statement Of Financial Position Unclassified - XML 107K
Deposit Based Operations (Parenthetical)
35: XML.R3 Statement Of Income Interest Based Revenue XML 483K
40: XML.R4 Statement Of Other Comprehensive Income XML 167K
47: XML.R5 Statement Of Other Comprehensive Income XML 107K
(Parenthetical)
46: XML.R6 Statement Of Cash Flows Indirect Deposit Based XML 596K
Operations
59: XML.R7 Statement Of Shareholders Equity And Other XML 1.14M
Comprehensive Income
28: XML.R8 Introduction and Basis of Presentation XML 46K
45: XML.R9 Summary of Significant Accounting Policies. XML 84K
26: XML.R10 Morgan Stanley Smith Barney Holdings LLC. XML 107K
25: XML.R11 Fair Value Disclosures. XML 548K
34: XML.R12 Collateralized Transactions. XML 51K
51: XML.R13 Securitization Activities and Variable Interest XML 237K
Entities.
36: XML.R14 Goodwill and Net Intangible Assets. XML 149K
37: XML.R15 Deposits. XML 40K
43: XML.R16 Borrowings. XML 106K
60: XML.R17 Derivative Instruments and Hedging Activities. XML 297K
32: XML.R18 Commitments, Guarantees and Contingencies. XML 152K
22: XML.R19 Regulatory Requirements. XML 55K
39: XML.R20 Total Equity. XML 105K
50: XML.R21 Earnings per Common Share. XML 108K
30: XML.R22 Interest and Dividends and Interest Expense. XML 54K
48: XML.R23 Sale of Bankruptcy Claims Related to a Derivative XML 33K
Counterparty.
38: XML.R24 Other Revenues. XML 38K
58: XML.R25 Employee Stock-Based Compensation Plans. XML 118K
53: XML.R26 Employee Benefit Plans. XML 294K
41: XML.R27 Income Taxes. XML 127K
44: XML.R28 Segment and Geographic Information. XML 268K
24: XML.R29 Joint Venture. XML 32K
27: XML.R30 Discontinued Operations. XML 70K
31: XML.R31 Parent Company. XML 204K
33: XML.R32 Transition Period Financial Information. XML 68K
42: XML.R33 Quarterly Results (unaudited). XML 148K
52: XML.R34 Subsequent Events. XML 31K
23: XML.R35 Document Information XML 39K
29: XML.R36 Entity Information XML 108K
57: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 218K
16: EX-101.INS XBRL Instance -- ms-20091231 XML 3.30M
18: EX-101.CAL XBRL Calculations -- ms-20091231_cal XML 228K
19: EX-101.DEF XBRL Definitions -- ms-20091231_def XML 485K
20: EX-101.LAB XBRL Labels -- ms-20091231_lab XML 542K
21: EX-101.PRE XBRL Presentations -- ms-20091231_pre XML 594K
17: EX-101.SCH XBRL Schema -- ms-20091231 XSD 94K
| Supplementary Deed of Participation for Morgan Stanley UK Share Ownership Plan |
Exhibit 10.36
Dated November 5, 2009
Morgan Stanley International Incorporated
and
Hill Samuel ESOP Trustees Limited
SUPPLEMENTARY DEED OF PARTICIPATION
FOR THE
MORGAN STANLEY UK SHARE OWNERSHIP PLAN
Linklaters LLP
One Silk Street
London EC2Y 8HQ
Telephone (44-20) 7456 2000
Facsimile (44-20) 7456 2222
Ref 01/145/CPeake
This Deed is made on November 5, 2009 between
| (1) | Morgan Stanley International Incorporated (the “Company”); |
| (2) | Hill Samuel ESOP Trustees Limited (the “Trustees”); and |
| (3) | The company named in the Schedule (the “Participating Company”) |
and is supplementary to the Deed of Participation dated 9 October 2007 between the Company and the Trustees and Morgan Stanley UK Limited.
Background
| 1 | The Morgan Stanley UK Share Ownership Plan 2007 (the “Plan”) was established by deed dated 9 October 2007 between the Company and the Trustees (the “Principal Deed”). |
| 2 | Rule 12.1 of the Principal Deed provides that an employer wishing to participate in the Plan must enter into a deed with the Company and the Trustees agreeing to comply with the Plan rules. |
Participation in the Plan
| 3 | The Company and the Trustees agree that the Plan will extend to the Participating Company and that, from the date of this Deed, the Participating Company will be a Participating Company in accordance with the Plan. |
| 4 | The Participating Company agrees to comply with the Plan rules (as amended from time to time). |
Execution in counterpart
| 5 | This Deed may be executed in any number of counterparts which together shall constitute one document. Any party may execute a counterpart and this Deed will not take effect until it has been executed by all parties. |
Executed as a deed on the date shown at the top of this document.
| 1 |
| Executed as a deed by Morgan Stanley International Incorporated by: |
} | /s/ DAWN NICHOLSON | ||
|
Authorised Signatory |
| 2 |
| Executed as a deed by Equiniti Share Plan Trustees Limited acting by: |
} | /s/ JOHN PARKER | ||
| Director | ||||
| Authorised Signatory | /s/ GAVIN DOWNS | |||
| 3 |
Schedule
Participating Company
| Executed as a deed by MORGAN STANLEY PRIVATE WEALTH MANAGEMENT LIMITED by: |
} | /s/ ALEXANDER CLASSEN | ||
|
Director |
| 4 |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/26/10 | 424B2, FWP | ||
| For Period end: | 12/31/09 | 11-K, 13F-HR, 3, 4, 5, FWP, SC 13G, SC 13G/A | ||
| 11/5/09 | 4, 424B2, SC 13G | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M |