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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/12/11 Broadridge Fin’l Solutions, Inc. 10-K 6/30/11 100:9.3M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 1.05M 2: EX-10.32 Broadridge Financial Solutions, Inc. Executive HTML 65K Deferred Compensation Plan 3: EX-10.33 Amendment No. 3 to the Information Technology HTML 34K Services Agreement 4: EX-10.34 Amendment No. 5 to the Information Technology HTML 34K Services Agreement 6: EX-21.1 Subsidiaries of the Company. HTML 34K 7: EX-23.1 Consent of Independent Registered Public HTML 29K Accounting Firm. 5: EX-12.1 Computation of Ratio of Earnings to Fixed Charges. HTML 54K 8: EX-31.1 CEO Certification HTML 34K 9: EX-31.2 CFO Certification HTML 34K 10: EX-32.1 CEO Certification Pursuant to Section 906 HTML 30K 11: EX-32.2 CFO Certification Pursuant to Section 906 HTML 30K 25: R1 Document And Entity Information HTML 57K 87: R2 Consolidated Statements Of Earnings HTML 111K 19: R3 Consolidated Balance Sheets HTML 132K 20: R4 Consolidated Balance Sheets (Parenthetical) HTML 54K 74: R5 Consolidated Statements Of Cash Flows HTML 194K 45: R6 Consolidated Statements Of Stockholders' Equity HTML 92K 80: R7 Consolidated Statements Of Stockholders' Equity HTML 38K (Parenthetical) 36: R8 Basis Of Presentation HTML 43K 46: R9 Summary Of Significant Accounting Policies HTML 62K 53: R10 Earnings Per Share HTML 59K 67: R11 Other Expenses, Net HTML 42K 30: R12 Acquisitions HTML 48K 43: R13 Fair Value Of Financial Instruments HTML 78K 38: R14 Discontinued Operations HTML 65K 41: R15 Property, Plant And Equipment, Net HTML 42K 81: R16 Other Non-Current Assets HTML 38K 35: R17 Goodwill And Intangible Assets, Net HTML 69K 63: R18 Accrued Expenses And Other Current Liabilities HTML 39K 39: R19 Borrowings HTML 58K 86: R20 Stock-Based Compensation HTML 121K 68: R21 Employee Benefit Plans HTML 33K 75: R22 Income Taxes HTML 118K 23: R23 Contractual Commitments, Contingencies, And HTML 52K Off-Balance Sheet Arrangements 77: R24 Accumulated Other Comprehensive Income (Loss) HTML 47K 34: R25 Financial Data By Segment HTML 90K 27: R26 Quarterly Financial Results HTML 59K 31: R27 Summary Of Significant Accounting Policies HTML 124K (Policy) 56: R28 Earnings Per Share (Tables) HTML 63K 73: R29 Other Expenses, Net (Tables) HTML 40K 62: R30 Fair Value Of Financial Instruments (Tables) HTML 71K 48: R31 Discontinued Operations (Tables) HTML 58K 42: R32 Property, Plant And Equipment, Net (Tables) HTML 40K 60: R33 Other Non-Current Assets (Tables) HTML 38K 85: R34 Goodwill And Intangible Assets, Net (Tables) HTML 68K 37: R35 Accrued Expenses And Other Current Liabilities HTML 39K (Tables) 88: R36 Borrowings (Tables) HTML 48K 100: R37 Stock-Based Compensation (Tables) HTML 113K 33: R38 Income Taxes (Tables) HTML 115K 71: R39 Contractual Commitments, Contingencies, And Off - HTML 35K Balance Sheet Arrangements (Tables) 47: R40 Accumulated Other Comprehensive Income (Loss) HTML 40K (Tables) 61: R41 Financial Data By Segment (Tables) HTML 85K 55: R42 Quarterly Financial Results (Tables) HTML 56K 32: R43 Summary Of Significant Accounting Policies HTML 56K (Details) 76: R44 Earnings Per Share (Denominators Of Basic And HTML 48K Diluted EPS Computations) (Details) 96: R45 Earnings Per Share (Computation Of Basic EPS) HTML 56K (Details) 97: R46 Earnings Per Share (Computation Of Diluted EPS) HTML 54K (Details) 28: R47 Other Expenses, Net (Components Of Other Expenses, HTML 48K Net) (Details) 26: R48 Acquisitions (Narrative) (Details) HTML 53K 93: R49 Fair Value Of Financial Instruments (Summary Of HTML 54K Financial Assets And Liabilities Measured At Fair Value On Recurring Basis) (Details) 18: R50 Fair Value Of Financial Instruments (Summary Of HTML 41K Changes In Level 3 Financial Assets Of the Company) (Details) 51: R51 Fair Value Of Financial Instruments (Summary Of HTML 40K Level 3 Fair Value Asset Impairments) (Details) 44: R52 Discontinued Operations (Narrative) (Details) HTML 61K 22: R53 Discontinued Operations (Discontinued Operations HTML 60K Related To Securities Clearing Business) (Details) 99: R54 Discontinued Operations (Assets And Liabilities Of HTML 52K Discontinued Operations) (Details) 82: R55 Property, Plant And Equipment, Net (Property, HTML 51K Plant And Equipment At Cost And Accumulated Depreciation) (Details) 64: R56 Other Non-Current Assets (Schedule Of Other HTML 45K Non-Current Assets) (Details) 94: R57 Goodwill And Intangible Assets, Net (Narrative) HTML 48K (Details) 49: R58 Goodwill And Intangible Assets, Net (Schedule Of HTML 42K Goodwill) (Details) 83: R59 Goodwill And Intangible Assets, Net (Schedule Of HTML 40K Intangible Assets At Cost And Accumulated Amortization) (Details) 50: R60 Goodwill And Intangible Assets, Net (Schedule Of HTML 42K Finite Lived Intangible Assets Future Amortization Expense) (Details) 66: R61 Accrued Expenses And Other Current Liabilities HTML 45K (Components Of Accrued Expenses And Other Current Liabilities) (Details) 59: R62 Borrowings (Narrative) (Details) HTML 97K 70: R63 Borrowings (Available Capacity) (Details) HTML 49K 52: R64 Stock-Based Compensation (Narrative) (Details) HTML 54K 69: R65 Stock-Based Compensation (Activity Related HTML 84K Incentive Equity Awards) (Details) 57: R66 Stock-Based Compensation (Outstanding And HTML 81K Exercisable Stock Options) (Details) 95: R67 Stock-Based Compensation (Fair Values Of the Stock HTML 57K Option Grants) (Details) 79: R68 Employee Benefit Plans (Details) HTML 36K 84: R69 Income Taxes (Narrative) (Details) HTML 67K 72: R70 Income Taxes (Earnings From Continuing Operations HTML 37K Before Income Taxes) (Details) 21: R71 Income Taxes (Components Of Provision For Income HTML 72K Taxes) (Details) 78: R72 Income Taxes (Effective Income Tax Rate HTML 74K Reconciliation) (Details) 40: R73 Income Taxes (Components Of Deferred Tax Assets HTML 89K And Liabilities) (Details) 65: R74 Income Taxes (Summary Of The Activity Related To HTML 42K Unrecognized Tax Benefits) (Details) 91: R75 Contractual Commitments, Contingencies, And HTML 42K Off-Balance Sheet Arrangements (Narrative) (Details) 54: R76 Contractual Commitments, Contingencies, And HTML 40K Off-Balance Sheet Arrangements (Schedule Of Minimum Commitments Related To Technology Service Agreement) (Details) 29: R77 Accumulated Other Comprehensive Income (Loss) HTML 62K (Schedule Of Accumulated Other Comprehensive Income (Loss)) (Details) 58: R78 Financial Data By Segment (Schedule Of Financial HTML 49K Data Segment Reporting Information) (Details) 89: R79 Financial Data By Segment (Schedule Of Revenues HTML 37K And Assets By Geographic Area) (Details) 24: R80 Quarterly Financial Results (Summary Of Quarterly HTML 64K Results Of Operations) (Details) 90: XML IDEA XML File -- Filing Summary XML 150K 92: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 1.38M 12: EX-101.INS XBRL Instance -- br-20110630 XML 2.17M 14: EX-101.CAL XBRL Calculations -- br-20110630_cal XML 228K 15: EX-101.DEF XBRL Definitions -- br-20110630_def XML 435K 16: EX-101.LAB XBRL Labels -- br-20110630_lab XML 1.34M 17: EX-101.PRE XBRL Presentations -- br-20110630_pre XML 984K 13: EX-101.SCH XBRL Schema -- br-20110630 XSD 195K 98: ZIP XBRL Zipped Folder -- 0001193125-11-220708-xbrl Zip 172K
Amendment No. 3 to the Information Technology Services Agreement |
Exhibit 10.33
AMENDMENT NO. 3 TO THE
INFORMATION TECHNOLOGY SERVICES AGREEMENT
This Amendment No. 3 to the Information Technology Services Agreement (this “Amendment”), dated as of April 15, 2011 (the “Amendment Effective Date”) is to the Information Technology Services Agreement, between INTERNATIONAL BUSINESS MACHINES CORPORATION (“Supplier Party”) and BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Customer Party”), dated as of March 31, 2010, as amended (the “Agreement”). Supplier Party and Customer Party shall be jointly referred to herein as “Contracting Parties.” Unless otherwise indicated herein, capitalized terms used in this Amendment have the meanings set forth in the Agreement.
WHEREAS, the Contracting Parties desire to modify the terms and conditions of the Agreement as set forth in this Amendment.
NOW, THEREFORE, for and in consideration of the agreements set forth below, effective as of the Amendment Effective Date, the Contracting Parties agree as follows:
ARTICLE 1 AMENDMENTS TO THE AGREEMENT. The Agreement is hereby amended as follows:
(1) |
Section 7.01 is amended to replace “within 120 days after the Effective Date” with “by May 15, 2011” at the end of the fourth sentence; |
(2) |
Section 23.04(2)(a)(iii) is amended to add the following sentence at the end of the Section: “Additionally, Supplier shall not be liable for any third party misappropriation of any Customer Confidential Information related to the Unencrypted Tapes (as defined in the First Revised Information Security Requirements (Attachment 12-A)) that occurs in the transfer of such Unencrypted Tapes to or from a Supplier Location unless that transfer occurs by Supplier without the prior written consent of Customer.”; |
(3) |
Section 25.01(1) is amended to replace “October 31, 2021” with “January 31, 2022”; |
(4) |
Section 25.15 is amended to replace “Effective Date” with “Commencement Date”. |
ARTICLE 2 ENTIRE AGREEMENT.
This Amendment, together with the Agreement, constitutes the entire agreement of the Contracting Parties with respect to the subject matter herein. Except as specifically amended herein, the Agreement shall remain in full force and effect and is hereby ratified in all respects. This Amendment shall be governed by, and construed and enforced in accordance with, the Laws of the State of New York without giving effect to the principles of conflicts of law.
* * * *
IN WITNESS WHEREOF, the authorized representatives of the Contracting Parties have executed this Amendment as of the Amendment Effective Date.
INTERNATIONAL BUSINESS MACHINES CORPORATION |
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |
by: Scott A. Morin |
by: /s/John Hogan | |
name: Scott A. Morin |
name: John Hogan | |
title: Vice President |
title: President and COO | |
date: 4/16/11 |
date: 4/15/11 |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
1/31/22 | ||||
10/31/21 | ||||
Filed on: | 8/12/11 | |||
For Period end: | 6/30/11 | 4, ARS | ||
5/15/11 | ||||
4/15/11 | ||||
3/31/10 | 10-Q, 8-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/08/23 Broadridge Fin’l Solutions, Inc. 10-K 6/30/23 140:16M 8/12/22 Broadridge Fin’l Solutions, Inc. 10-K 6/30/22 133:15M 8/12/21 Broadridge Fin’l Solutions, Inc. 10-K 6/30/21 141:16M 8/11/20 Broadridge Fin’l Solutions, Inc. 10-K 6/30/20 140:19M 8/07/12 SEC UPLOAD¶ 9/20/17 1:36K Broadridge Fin’l Solutions, Inc. 7/30/12 SEC UPLOAD¶ 9/20/17 1:156K Broadridge Fin’l Solutions, Inc. 6/11/12 SEC UPLOAD¶ 9/20/17 1:94K Broadridge Fin’l Solutions, Inc. 5/07/12 SEC UPLOAD¶ 9/20/17 1:58K Broadridge Fin’l Solutions, Inc. |