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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/12/11 Broadridge Fin’l Solutions, Inc. 10-K 6/30/11 100:9.3M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.05M
2: EX-10.32 Broadridge Financial Solutions, Inc. Executive HTML 65K
Deferred Compensation Plan
3: EX-10.33 Amendment No. 3 to the Information Technology HTML 34K
Services Agreement
4: EX-10.34 Amendment No. 5 to the Information Technology HTML 34K
Services Agreement
6: EX-21.1 Subsidiaries of the Company. HTML 34K
7: EX-23.1 Consent of Independent Registered Public HTML 29K
Accounting Firm.
5: EX-12.1 Computation of Ratio of Earnings to Fixed Charges. HTML 54K
8: EX-31.1 CEO Certification HTML 34K
9: EX-31.2 CFO Certification HTML 34K
10: EX-32.1 CEO Certification Pursuant to Section 906 HTML 30K
11: EX-32.2 CFO Certification Pursuant to Section 906 HTML 30K
25: R1 Document And Entity Information HTML 57K
87: R2 Consolidated Statements Of Earnings HTML 111K
19: R3 Consolidated Balance Sheets HTML 132K
20: R4 Consolidated Balance Sheets (Parenthetical) HTML 54K
74: R5 Consolidated Statements Of Cash Flows HTML 194K
45: R6 Consolidated Statements Of Stockholders' Equity HTML 92K
80: R7 Consolidated Statements Of Stockholders' Equity HTML 38K
(Parenthetical)
36: R8 Basis Of Presentation HTML 43K
46: R9 Summary Of Significant Accounting Policies HTML 62K
53: R10 Earnings Per Share HTML 59K
67: R11 Other Expenses, Net HTML 42K
30: R12 Acquisitions HTML 48K
43: R13 Fair Value Of Financial Instruments HTML 78K
38: R14 Discontinued Operations HTML 65K
41: R15 Property, Plant And Equipment, Net HTML 42K
81: R16 Other Non-Current Assets HTML 38K
35: R17 Goodwill And Intangible Assets, Net HTML 69K
63: R18 Accrued Expenses And Other Current Liabilities HTML 39K
39: R19 Borrowings HTML 58K
86: R20 Stock-Based Compensation HTML 121K
68: R21 Employee Benefit Plans HTML 33K
75: R22 Income Taxes HTML 118K
23: R23 Contractual Commitments, Contingencies, And HTML 52K
Off-Balance Sheet Arrangements
77: R24 Accumulated Other Comprehensive Income (Loss) HTML 47K
34: R25 Financial Data By Segment HTML 90K
27: R26 Quarterly Financial Results HTML 59K
31: R27 Summary Of Significant Accounting Policies HTML 124K
(Policy)
56: R28 Earnings Per Share (Tables) HTML 63K
73: R29 Other Expenses, Net (Tables) HTML 40K
62: R30 Fair Value Of Financial Instruments (Tables) HTML 71K
48: R31 Discontinued Operations (Tables) HTML 58K
42: R32 Property, Plant And Equipment, Net (Tables) HTML 40K
60: R33 Other Non-Current Assets (Tables) HTML 38K
85: R34 Goodwill And Intangible Assets, Net (Tables) HTML 68K
37: R35 Accrued Expenses And Other Current Liabilities HTML 39K
(Tables)
88: R36 Borrowings (Tables) HTML 48K
100: R37 Stock-Based Compensation (Tables) HTML 113K
33: R38 Income Taxes (Tables) HTML 115K
71: R39 Contractual Commitments, Contingencies, And Off - HTML 35K
Balance Sheet Arrangements (Tables)
47: R40 Accumulated Other Comprehensive Income (Loss) HTML 40K
(Tables)
61: R41 Financial Data By Segment (Tables) HTML 85K
55: R42 Quarterly Financial Results (Tables) HTML 56K
32: R43 Summary Of Significant Accounting Policies HTML 56K
(Details)
76: R44 Earnings Per Share (Denominators Of Basic And HTML 48K
Diluted EPS Computations) (Details)
96: R45 Earnings Per Share (Computation Of Basic EPS) HTML 56K
(Details)
97: R46 Earnings Per Share (Computation Of Diluted EPS) HTML 54K
(Details)
28: R47 Other Expenses, Net (Components Of Other Expenses, HTML 48K
Net) (Details)
26: R48 Acquisitions (Narrative) (Details) HTML 53K
93: R49 Fair Value Of Financial Instruments (Summary Of HTML 54K
Financial Assets And Liabilities Measured At Fair
Value On Recurring Basis) (Details)
18: R50 Fair Value Of Financial Instruments (Summary Of HTML 41K
Changes In Level 3 Financial Assets Of the
Company) (Details)
51: R51 Fair Value Of Financial Instruments (Summary Of HTML 40K
Level 3 Fair Value Asset Impairments) (Details)
44: R52 Discontinued Operations (Narrative) (Details) HTML 61K
22: R53 Discontinued Operations (Discontinued Operations HTML 60K
Related To Securities Clearing Business) (Details)
99: R54 Discontinued Operations (Assets And Liabilities Of HTML 52K
Discontinued Operations) (Details)
82: R55 Property, Plant And Equipment, Net (Property, HTML 51K
Plant And Equipment At Cost And Accumulated
Depreciation) (Details)
64: R56 Other Non-Current Assets (Schedule Of Other HTML 45K
Non-Current Assets) (Details)
94: R57 Goodwill And Intangible Assets, Net (Narrative) HTML 48K
(Details)
49: R58 Goodwill And Intangible Assets, Net (Schedule Of HTML 42K
Goodwill) (Details)
83: R59 Goodwill And Intangible Assets, Net (Schedule Of HTML 40K
Intangible Assets At Cost And Accumulated
Amortization) (Details)
50: R60 Goodwill And Intangible Assets, Net (Schedule Of HTML 42K
Finite Lived Intangible Assets Future Amortization
Expense) (Details)
66: R61 Accrued Expenses And Other Current Liabilities HTML 45K
(Components Of Accrued Expenses And Other Current
Liabilities) (Details)
59: R62 Borrowings (Narrative) (Details) HTML 97K
70: R63 Borrowings (Available Capacity) (Details) HTML 49K
52: R64 Stock-Based Compensation (Narrative) (Details) HTML 54K
69: R65 Stock-Based Compensation (Activity Related HTML 84K
Incentive Equity Awards) (Details)
57: R66 Stock-Based Compensation (Outstanding And HTML 81K
Exercisable Stock Options) (Details)
95: R67 Stock-Based Compensation (Fair Values Of the Stock HTML 57K
Option Grants) (Details)
79: R68 Employee Benefit Plans (Details) HTML 36K
84: R69 Income Taxes (Narrative) (Details) HTML 67K
72: R70 Income Taxes (Earnings From Continuing Operations HTML 37K
Before Income Taxes) (Details)
21: R71 Income Taxes (Components Of Provision For Income HTML 72K
Taxes) (Details)
78: R72 Income Taxes (Effective Income Tax Rate HTML 74K
Reconciliation) (Details)
40: R73 Income Taxes (Components Of Deferred Tax Assets HTML 89K
And Liabilities) (Details)
65: R74 Income Taxes (Summary Of The Activity Related To HTML 42K
Unrecognized Tax Benefits) (Details)
91: R75 Contractual Commitments, Contingencies, And HTML 42K
Off-Balance Sheet Arrangements (Narrative)
(Details)
54: R76 Contractual Commitments, Contingencies, And HTML 40K
Off-Balance Sheet Arrangements (Schedule Of
Minimum Commitments Related To Technology Service
Agreement) (Details)
29: R77 Accumulated Other Comprehensive Income (Loss) HTML 62K
(Schedule Of Accumulated Other Comprehensive
Income (Loss)) (Details)
58: R78 Financial Data By Segment (Schedule Of Financial HTML 49K
Data Segment Reporting Information) (Details)
89: R79 Financial Data By Segment (Schedule Of Revenues HTML 37K
And Assets By Geographic Area) (Details)
24: R80 Quarterly Financial Results (Summary Of Quarterly HTML 64K
Results Of Operations) (Details)
90: XML IDEA XML File -- Filing Summary XML 150K
92: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 1.38M
12: EX-101.INS XBRL Instance -- br-20110630 XML 2.17M
14: EX-101.CAL XBRL Calculations -- br-20110630_cal XML 228K
15: EX-101.DEF XBRL Definitions -- br-20110630_def XML 435K
16: EX-101.LAB XBRL Labels -- br-20110630_lab XML 1.34M
17: EX-101.PRE XBRL Presentations -- br-20110630_pre XML 984K
13: EX-101.SCH XBRL Schema -- br-20110630 XSD 195K
98: ZIP XBRL Zipped Folder -- 0001193125-11-220708-xbrl Zip 172K
| CEO Certification |
Exhibit 31.1
SECTION 302 CERTIFICATION
I, Richard J. Daly, certify that:
| 1. | I have reviewed this annual report on Form 10-K of Broadridge Financial Solutions, Inc.; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
| 4. | The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
| (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| (b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| (c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| (d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
| 5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
| (a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
| (b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
Date: August 12, 2011
| /s/ RICHARD J. DALY |
| Richard J. Daly |
| Chief Executive Officer |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/12/11 | |||
| For Period end: | 6/30/11 | 4, ARS | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/08/23 Broadridge Fin’l Solutions, Inc. 10-K 6/30/23 140:16M 8/12/22 Broadridge Fin’l Solutions, Inc. 10-K 6/30/22 133:15M 8/12/21 Broadridge Fin’l Solutions, Inc. 10-K 6/30/21 141:16M 8/11/20 Broadridge Fin’l Solutions, Inc. 10-K 6/30/20 140:19M 8/07/12 SEC UPLOAD¶ 9/20/17 1:36K Broadridge Fin’l Solutions, Inc. 7/30/12 SEC UPLOAD¶ 9/20/17 1:156K Broadridge Fin’l Solutions, Inc. 6/11/12 SEC UPLOAD¶ 9/20/17 1:94K Broadridge Fin’l Solutions, Inc. 5/07/12 SEC UPLOAD¶ 9/20/17 1:58K Broadridge Fin’l Solutions, Inc. |