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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/08/11 Morgan Stanley 10-Q 6/30/11 124:32M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 3.05M
2: EX-2.2 Integration and Investment Agreement, Dated as of HTML 334K
March 30, 2010
3: EX-10.1 Amendment to Morgan Stanley 401(K) Plan, Dated as HTML 40K
of June 1, 2011
4: EX-10.2 Amendment to Morgan Stanley 401(K) Savings Plan, HTML 40K
Dated as of June 1, 2011
5: EX-10.3 Amendment to Morgan Stanley Supplemental Executive HTML 39K
Retirement and Excess Plan
6: EX-12 Statement Re: Computation of Ratio of Earnings to HTML 79K
Fixed Charges
7: EX-15 Letter of Awareness From Deloitte & Touche LLP, HTML 46K
Dated August 8,2011
8: EX-31.1 Rule 13A-14(A) Certification of Chief Executive HTML 43K
Officer
9: EX-31.2 Rule 13A-14(A) Certification of Chief Financial HTML 43K
Officer
10: EX-32.1 Section 1350 Certification of Chief Executive HTML 38K
Officer
11: EX-32.2 Section 1350 Certification of Chief Financial HTML 38K
Officer
28: R1 Document And Entity Information HTML 57K
106: R2 Condensed Consolidated Statements Of Financial HTML 238K
Condition
20: R3 Condensed Consolidated Statements Of Financial HTML 108K
Condition (Parenthetical)
21: R4 Condensed Consolidated Statements Of Income HTML 216K
92: R5 Condensed Consolidated Statements Of Comprehensive HTML 91K
Income
54: R6 Condensed Consolidated Statements Of Comprehensive HTML 54K
Income (Parenthetical)
99: R7 Consolidated Statements Of Cash Flows HTML 197K
41: R8 Consolidated Statements Of Cash Flows HTML 44K
(Parenthetical)
56: R9 Condensed Consolidated Statements Of Changes In HTML 113K
Total Equity
64: R10 Introduction And Basis Of Presentation HTML 65K
84: R11 Significant Accounting Policies HTML 52K
33: R12 Fair Value Disclosures HTML 1.01M
52: R13 Securities Available For Sale HTML 117K
43: R14 Collateralized Transactions HTML 63K
46: R15 Variable Interest Entities And Securitization HTML 272K
Activities
100: R16 Financing Receivables HTML 57K
40: R17 Goodwill And Net Intangible Assets HTML 79K
76: R18 Long-Term Borrowings And Other Secured Financings HTML 58K
44: R19 Derivative Instruments And Hedging Activities HTML 356K
105: R20 Commitments, Guarantees And Contingencies HTML 137K
86: R21 Regulatory Requirements HTML 85K
93: R22 Total Equity HTML 62K
26: R23 Earnings Per Common Share HTML 122K
96: R24 Interest Income And Interest Expense HTML 71K
38: R25 Employee Benefit Plans HTML 64K
30: R26 Income Taxes HTML 49K
34: R27 Segment And Geographic Information HTML 250K
67: R28 Equity Method Investments HTML 54K
91: R29 Discontinued Operations HTML 61K
75: R30 Subsequent Events HTML 44K
58: R31 Significant Accounting Policies (Policy) HTML 57K
51: R32 Fair Value Disclosures (Tables) HTML 970K
73: R33 Securities Available For Sale (Tables) HTML 115K
104: R34 Collateralized Transactions (Tables) HTML 54K
42: R35 Variable Interest Entities And Securitization HTML 245K
Activities (Tables)
107: R36 Financing Receivables (Tables) HTML 46K
124: R37 Goodwill And Net Intangible Assets (Tables) HTML 76K
36: R38 Long-Term Borrowings And Other Secured Financings HTML 53K
(Tables)
89: R39 Derivative Instruments And Hedging Activities HTML 335K
(Tables)
57: R40 Commitments, Guarantees And Contingencies (Tables) HTML 104K
74: R41 Regulatory Requirements (Tables) HTML 68K
66: R42 Total Equity (Tables) HTML 48K
35: R43 Earnings Per Common Share (Tables) HTML 122K
94: R44 Interest Income And Interest Expense (Tables) HTML 70K
121: R45 Employee Benefit Plans (Tables) HTML 55K
122: R46 Segment And Geographic Information (Tables) HTML 249K
31: R47 Discontinued Operations (Tables) HTML 58K
29: R48 Introduction And Basis Of Presentation (Details) HTML 60K
113: R49 Significant Accounting Policies (Details) HTML 60K
19: R50 Fair Value Disclosures (Narrative) (Details) HTML 88K
62: R51 Fair Value Disclosures (Assets And Liabilities HTML 245K
Measured At Fair Value On A Recurring Basis)
(Details)
53: R52 Fair Value Disclosures (Changes In Level 3 Assets HTML 325K
And Liabilities Measured At Fair Value On A
Recurring Basis) (Details)
23: R53 Fair Value Disclosures (Fair Value Of Investments HTML 56K
That Calculate Net Asset Value) (Details)
123: R54 Fair Value Disclosures (Net Gains (Losses) Due To HTML 47K
Changes In Fair Value For Items Measured At Fair
Value Pursuant To The Fair Value Option Election)
(Details)
101: R55 Fair Value Disclosures (Gains (Losses) Due To HTML 44K
Changes In Instrument Specific Credit Risk)
(Details)
77: R56 Fair Value Disclosures (Amount By Which HTML 52K
Contractual Principal Amount Exceeds Fair Value)
(Details)
115: R57 Fair Value Disclosures (Assets Measured At Fair HTML 73K
Value On A Non-Recurring Basis) (Details)
60: R58 Securities Available For Sale (Schedule Of HTML 60K
Available For Sale Securities) (Details)
102: R59 Securities Available For Sale (Schedule Of HTML 63K
Available For Sale Securities In An Unrealized
Loss Position) (Details)
61: R60 Securities Available For Sale (Schedule Of HTML 73K
Amortized Cost And Fair Value Of Available For
Sale Debt Securities By Contractual Date)
(Details)
81: R61 Securities Available For Sale (Schedule Of HTML 48K
Proceeds Of Sale Of Securities Available For Sale)
(Details)
72: R62 Collateralized Transactions (Narrative) (Details) HTML 47K
88: R63 Collateralized Transactions (Financial Instruments HTML 43K
Owned That Have Been Loaned Or Pledged To
Counterparties) (Details)
63: R64 Collateralized Transactions (Cash And Securities HTML 47K
Deposited With Clearing Organizations Or
Segregated Under Federal And Other Regulations Or
Requirements) (Details)
87: R65 Variable Interest Entities And Securitization HTML 64K
Activities (Narrative) (Details)
68: R66 Variable Interest Entities And Securitization HTML 45K
Activities (Consolidated VIEs) (Details)
116: R67 Variable Interest Entities And Securitization HTML 93K
Activities (Non-Consolidated VIEs) (Details)
98: R68 Variable Interest Entities And Securitization HTML 70K
Activities (Information Regarding SPEs) (Details)
103: R69 Variable Interest Entities And Securitization HTML 64K
Activities (Fair Value Of Assets And Liabilities)
(Details)
90: R70 Variable Interest Entities And Securitization HTML 50K
Activities (Transfers Of Assets Treated As Secured
Financings) (Details)
22: R71 Variable Interest Entities And Securitization HTML 58K
Activities (Mortgage Servicing Activities For
SPEs) (Details)
97: R72 Financing Receivables (Narrative) (Details) HTML 63K
45: R73 Financing Receivables (Summary Of Financing HTML 47K
Receivables) (Details)
79: R74 Goodwill And Net Intangible Assets (Changes In HTML 57K
Carrying Amount Of Goodwill) (Details)
111: R75 Goodwill And Net Intangible Assets (Changes In HTML 67K
Carrying Amount Of Intangible Assets) (Details)
65: R76 Long-Term Borrowings And Other Secured Financings HTML 47K
(Narrative) (Details)
32: R77 Long-Term Borrowings And Other Secured Financings HTML 51K
(Components Of Long-Term Borrowings) (Details)
71: R78 Long-Term Borrowings And Other Secured Financings HTML 42K
(Other Secured Financings) (Details)
108: R79 Derivative Instruments And Hedging Activities HTML 87K
(Narrative) (Details)
27: R80 Derivative Instruments And Hedging Activities HTML 45K
(Derivatives On A Net Of Counterparty And Cash
Collateral Basis) (Details)
78: R81 Derivative Instruments And Hedging Activities HTML 73K
(Summary By Counterparty Credit Rating And
Remaining Contract Maturity Of The Fair Value Of
OTC Derivatives In A Gain Position) (Details)
18: R82 Derivative Instruments And Hedging Activities HTML 132K
(Fair Value Of Derivative Instruments Designated
And Not Designated As Accounting Hedges By Type Of
Derivative Contract On A Gross Basis) (Details)
55: R83 Derivative Instruments And Hedging Activities HTML 71K
(Summary Of Gains Or Losses Reported On Derivative
Instruments Designated And Not Designated As
Accounting Hedges) (Details)
24: R84 Derivative Instruments And Hedging Activities HTML 127K
(Protection Sold Through Credit Default Swaps And
Credit-Linked Notes) (Details)
50: R85 Commitments, Guarantees And Contingencies HTML 60K
(Narrative) (Details)
85: R86 Commitments, Guarantees And Contingencies HTML 70K
(Commitments By Period Of Expiration) (Details)
69: R87 Commitments, Guarantees And Contingencies HTML 75K
(Obligations Under Guarantee Arrangements)
(Details)
49: R88 Regulatory Requirements (Narrative) (Details) HTML 67K
25: R89 Regulatory Requirements (Capital Measures) HTML 72K
(Details)
80: R90 Regulatory Requirements (Significant U.S. Bank HTML 62K
Operating Subsidiaries' Capital) (Details)
109: R91 Total Equity (Narrative) (Details) HTML 60K
95: R92 Total Equity (Changes In Ownership Of HTML 49K
Subsidiaries) (Details)
59: R93 Earnings Per Common Share (Calculation Of Basic HTML 167K
And Diluted EPS) (Details)
37: R94 Earnings Per Common Share (Antidilutive Securities HTML 44K
Excluded From The Computation Of Diluted EPS)
(Details)
118: R95 Interest Income And Interest Expense (Details) HTML 86K
47: R96 Employee Benefit Plans (Components Of Net Periodic HTML 65K
Benefit Expense) (Details)
117: R97 Income Taxes (Details) HTML 46K
70: R98 Segment And Geographic Information (Selected HTML 145K
Financial Information By Segments) (Details)
119: R99 Segment And Geographic Information (Net Interest HTML 56K
By Segments) (Details)
48: R100 Segment And Geographic Information (Assets By HTML 42K
Segments) (Details)
120: R101 Segment And Geographic Information (Net Revenues HTML 43K
By Geographic Area) (Details)
82: R102 Equity Method Investments (Details) HTML 69K
114: R103 Discontinued Operations (Details) HTML 56K
39: R104 Subsequent Events (Details) HTML 49K
110: XML IDEA XML File -- Filing Summary XML 202K
112: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 5.74M
12: EX-101.INS XBRL Instance -- ms-20110630 XML 11.79M
14: EX-101.CAL XBRL Calculations -- ms-20110630_cal XML 296K
15: EX-101.DEF XBRL Definitions -- ms-20110630_def XML 1.26M
16: EX-101.LAB XBRL Labels -- ms-20110630_lab XML 2.01M
17: EX-101.PRE XBRL Presentations -- ms-20110630_pre XML 1.81M
13: EX-101.SCH XBRL Schema -- ms-20110630 XSD 333K
83: ZIP XBRL Zipped Folder -- 0001193125-11-213320-xbrl Zip 457K
| Amendment to Morgan Stanley Supplemental Executive Retirement and Excess Plan |
EXHIBIT 10.3
AMENDMENT TO
SUPPLEMENTAL EXECUTIVE RETIREMENT AND EXCESS PLAN
Morgan Stanley & Co. Incorporated (the “Corporation”), pursuant to authority granted it by Morgan Stanley, hereby amends the Morgan Stanley Supplemental Executive Retirement and Excess Plan (the “SEREP”) as follows:
1. Effective at the end of May 31, 2011, Section IX, Amendment and Termination of Plan is amended by inserting the following at the end thereof:
“Beginning after May 31, 2011, the preceding sentence shall no longer apply and the Board of Directors has delegated its authority in respect of the Plan to the Management Committee of Morgan Stanley & Co. LLC.”
2. Effective at the end of May 31, 2011, Appendix C, Provisions Relating to Certain Employees, shall be amended by adding a new paragraph at the end thereof as follows:
“Morgan Stanley & Co. LLC. Effective at the end of May 31, 2011, any Employee of the Firm who became employed by Morgan Stanley & Co. LLC due to the conversion of Morgan Stanley & Co. Incorporated to Morgan Stanley & Co. LLC and who is a Participant in the Plan [(or is eligible to become a Participant)] shall continue to have his service with Morgan Stanley & Co. LLC included in determining his eligibility and benefits under the Plan; provided, however, that nothing in this paragraph shall cause an individual to become a Participant in the Plan unless such individual was a Participant (or was eligible to become a Participant) immediately prior to June 1, 2011.”
* * * * * * * * *
IN WITNESS WHEREOF, the Corporation has caused this Amendment to be executed on its behalf as of this 1st day of June, 2011.
| MORGAN STANLEY & CO. INCORPORATED | ||
| By: | /s/ JEFFREY BRODSKY | |
| Title: | Global Head of Human Resources | |
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/8/11 | 424B2, FWP, SC 13G, SC 13G/A | ||
| For Period end: | 6/30/11 | 4, 424B2, 8-K, FWP | ||
| 6/1/11 | 424B2, FWP | |||
| 5/31/11 | 424B2, FWP | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M |