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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/04/11 Headwaters Inc 10-Q 6/30/11 64:8.1M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 653K
6: EX-33.32 Mine Safety Disclosure HTML 46K
2: EX-12 Computation of Ratio of Earnings HTML 42K
3: EX-31.1 Rule 13A-14(A)/15D-14(A) Certification of Chief HTML 26K
Executive Officer
4: EX-31.2 Rule 13A-14(A)/15D-14(A) Certification of Chief HTML 26K
Financial Officer
5: EX-32 Section 1350 Certification of Chief Executive HTML 21K
Officer & Chief Financial Officer
16: R1 Document and Entity Information HTML 40K
57: R2 Condensed Consolidated Balance Sheets HTML 126K
13: R3 Condensed Consolidated Balance Sheets HTML 32K
(Parenthetical)
14: R4 Condensed Consolidated Statements of Operations HTML 95K
49: R5 Condensed Consolidated Statement of Changes in HTML 68K
Stockholders' Equity
34: R6 Condensed Consolidated Statements of Cash Flows HTML 120K
53: R7 Nature Of Operations And Basis Of Presentation HTML 30K
27: R8 Segment Reporting HTML 110K
35: R9 Inventories HTML 29K
38: R10 Long-Lived Assets HTML 46K
45: R11 Long-Term Debt HTML 48K
20: R12 Fair Value Of Financial Instruments HTML 32K
33: R13 Income Taxes HTML 33K
29: R14 Equity Securities And Stock-Based Compensation HTML 24K
31: R15 Earnings Per Share HTML 48K
54: R16 Acquisitions HTML 29K
26: R17 Commitments And Contingencies HTML 50K
44: R18 Condensed Consolidating Financial Information HTML 369K
30: R19 Segment Reporting (Tables) HTML 104K
56: R20 Inventories (Tables) HTML 26K
46: R21 Long-Lived Assets (Tables) HTML 46K
50: R22 Long-Term Debt (Tables) HTML 31K
15: R23 Earnings Per Share (Tables) HTML 45K
52: R24 Condensed Consolidating Financial Information HTML 365K
(Tables)
25: R25 Nature Of Operations and Basis Of Presentation HTML 22K
(Narrative) (Details)
18: R26 Segment Reporting (Schedule Of Segment Reporting) HTML 59K
(Details)
21: R27 Inventories (Components Of Inventory) (Details) HTML 28K
40: R28 Long-Lived Assets (Narrative) (Details) HTML 34K
48: R29 Long-Lived Assets (Summary Of Gross Carrying HTML 39K
Amounts And Accumulated Amortization Of Intangible
Assets) (Details)
43: R30 Long-Lived Assets (Schedule Of Total Estimated HTML 35K
Annual Amortization Expense) (Details)
37: R31 Long-Term Debt (Senior Secured Debt Repaid In HTML 40K
October 2009)( Narrative) (Details)
32: R32 Long-Term Debt (Schedule Of Long-term Debt) HTML 34K
(Details)
41: R33 Long-Term Debt (11 3/8% Senior Secured Notes HTML 42K
Narrative) (Details)
55: R34 Long-Term Debt (7 5/8% Senior Secured Notes HTML 43K
Narrative) (Details)
28: R35 Long-Term Debt (ABL Revolver Narrative) (Details) HTML 43K
58: R36 Long-Term Debt (2.875% Convertible Senior HTML 28K
Subordinated Notes Due 2016 Narrative) (Details)
64: R37 Long-Term Debt (16% Convertible Senior HTML 31K
Subordinated Note Due 2016) (Narrative) (Details)
24: R38 Long-Term Debt (2.50% And 14.75% Convertible HTML 31K
Senior Subordinated Notes Due 2014) (Narrative)
(Details)
47: R39 Long-Term Debt (Interest And Debt Maturities) HTML 32K
(Narrative) (Details)
36: R40 Fair Value Of Financial Instruments (Details) HTML 24K
42: R41 Income Taxes (Details) HTML 56K
39: R42 Equity Securities And Stock-Based Compensation HTML 33K
(Narrative) (Details)
23: R43 Earnings Per Share (Computation Of Basic And HTML 59K
Diluted EPS) (Details)
51: R44 Acquisitions (Details) HTML 21K
62: R45 Commitments And Contingencies (Compensation HTML 45K
Arrangements Narrative) (Details)
63: R46 Commitments And Contingencies (Property, Plant And HTML 50K
Equipment And Legal Matters) (Details)
19: R47 Condensed Consolidating Financial Information HTML 175K
(Condensed Consolidating Balance Sheet) (Details)
17: R48 Condensed Consolidating Financial Information HTML 102K
(Condensed Consolidating Statement Of Operations)
(Details)
61: R49 Condensed Consolidating Financial Information HTML 140K
(Condensed Consolidating Statement Of Cash Flows)
(Details)
59: XML IDEA XML File -- Filing Summary XML 100K
60: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 1.44M
7: EX-101.INS XBRL Instance -- hw-20110630 XML 2.07M
9: EX-101.CAL XBRL Calculations -- hw-20110630_cal XML 123K
10: EX-101.DEF XBRL Definitions -- hw-20110630_def XML 488K
11: EX-101.LAB XBRL Labels -- hw-20110630_lab XML 776K
12: EX-101.PRE XBRL Presentations -- hw-20110630_pre XML 750K
8: EX-101.SCH XBRL Schema -- hw-20110630 XSD 151K
22: ZIP XBRL Zipped Folder -- 0001193125-11-210047-xbrl Zip 137K
| Mine Safety Disclosure |
Exhibit 99.32
Mine Safety Disclosure
Under the Dodd-Frank Act, each operator of a coal or other mine (and operators of facilities related to mining, as defined in section 3 of the Mine Act) is required to include certain mine safety results in its periodic reports filed with the SEC. The following information is presented for each coal cleaning facility owned and operated by Headwaters Energy Services Corp. or its subsidiaries, for the 3-month period ended June 30, 2011 as reflected in the mine data retrieval system maintained by MSHA:
| • | Section 104 Violations. The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Mine Act for which the operator received a citation from MSHA; |
| • | Section 104(b) Orders. The total number of orders issued under section 104(b) of the Mine Act, which represents a failure to abate a violation under section 104 within the period of time prescribed by MSHA; |
| • | Section 104(d) Citations and Orders. The total number of citations and orders for unwarrantable failure of the mine operator to comply with mandatory health or safety standards under section 104(d) of the Mine Act; |
| • | Section 110(b)(2) Flagrant Violations. The total number of flagrant violations under section 110(b)(2) of the Mine Act. |
| • | Section 107(a) Imminent Danger Orders. The total number of imminent danger orders issued under section 107(a) of the Mine Act; |
| • | Proposed MSHA Assessments. The total dollar value of proposed assessments from MSHA under the Mine Act; and |
| • | Fatalities. The total number of mining-related fatalities. |
| Operation |
Section 104 Significant and Substantial Violations |
Section 104(b) Orders |
Section 104(d) Unwarrantable Failure Citations/Orders |
Section 110(b)(2) Flagrant Violations |
Section 107(a) Imminent Danger Orders |
Total Dollar Value of Proposed MSHA Assessments(1) |
Fatalities | |||||||||||||||||||||
| Alabama #3 (Adger, AL) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| Alabama #4 (Brookwood, AL) |
1 | — | — | — | — | $ | 460 | — | ||||||||||||||||||||
| Alabama #5 (Brookwood, AL) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| Alabama #7 (Brookwood, AL) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| Green Fuels (Brookwood, AL) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| Chinook (Brazil, IN) |
1 | — | — | — | — | $ | 263 | — | ||||||||||||||||||||
| Minuteman (Greenville , KY) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| Rock Crusher (Greenville, KY) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| Crockett (Pineville, KY) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| Wellington (Wellington, UT) |
2 | — | — | — | — | $ | 250 | — | ||||||||||||||||||||
| Pinnacle (Pineville, WV) |
— | — | — | — | — | — | — | |||||||||||||||||||||
| (1) | Amounts included are the total dollar value of proposed or outstanding assessments received from MSHA on or before July 20, 2011 regardless of whether the assessment has been challenged or appealed, for citations and orders occurring during the 3-month period ended June 30, 2011. |
Pattern or Potential Pattern of Violations. For the 3-month period ended June 30, 2011, none of our operations received written notice from MSHA of (i) a pattern of violations of mandatory health or safety standards that are of such nature as could have significantly and substantially contributed to the cause and effect of coal or other mine health or safety hazards under section 104(e) of the Mine Act; or (ii) the potential to have such a pattern.
Pending Legal Actions. As of June 30, 2011, we have no pending legal actions before the Federal Mine Safety and Health Review Commission.
Citations and orders can be contested and appealed, and as part of that process, are sometimes reduced in severity and amount, and are sometimes dismissed. The number of citations, orders, and proposed assessments vary from inspector and inspector and also vary depending on the size and type of the operation.
The SEC has proposed Item 106 of Regulation S-K (17 CFR 229.106) to implement section 1503(a) of the Dodd-Frank Act regarding mine safety reporting. It is possible that the final rule adopted by the SEC will require disclosures to be presented in a manner that differs from this presentation.
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on: | 8/4/11 | 4 | ||
| 7/20/11 | ||||
| For Period end: | 6/30/11 | |||
| List all Filings | ||||