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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/24/12 Sep Acct No 49 of Axa Equitab… Co 485BPOS 4/30/12 12:8.0M RR Donnelley/FA → Separate Acct No. 49 ⇒ 11 Classes/Contracts |
Document/Exhibit Description Pages Size 1: 485BPOS Separate Account No. 49 2,773± 12.54M 10: EX-99.10A Consent of Pricewaterhousecoopers LLP HTML 8K 11: EX-99.10B Powers of Attorney HTML 263K 12: EX-99.26B Subsidiary Organization Chart HTML 201K 2: EX-99.3AII Second Amendment to Distribution Agreement HTML 11K 3: EX-99.3DI First Amendment to General Agent Sales Agreement HTML 28K 4: EX-99.3DII Second Amendment to General Agent Sales Agreement HTML 22K 7: EX-99.3DIX Ninth Amendment to General Agent Sales Agreement HTML 23K 5: EX-99.3DV Fifth Amendment to General Agent Sales Agreement HTML 32K 6: EX-99.3DVI Sixth Amendment to General Agent Sales Agreement HTML 34K 8: EX-99.6A Restated Charter of Axa Equitable HTML 23K 9: EX-99.9 Opinion and Consent of Counsel HTML 12K
| Second Amendment to General Agent Sales Agreement |
SECOND AMENDMENT
TO
GENERAL AGENT SALES AGREEMENT
SECOND AMENDMENT TO GENERAL AGENT SALES AGREEMENT dated as of January 1, 2004 by and between THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (“Equitable”), a New York stock life insurance company, having offices at 1290 Avenue of the Americas, New York, New York 10104, and AXA NETWORK, LLC, a Delaware limited liability company having offices at 4251 Crums Mill Road, Harrisburg, Pennsylvania 17112 and the AXA Network subsidiaries executing this Agreement below (collectively, the “General Agent”).
Equitable and the General Agent hereby modify and amend the General Agent Sales Agreement dated as of January 1, 2000 between them, as previously amended (the “Sales Agreement”) to include Equitable Incentive Life COLI ’04 (Policy Form Number 03-400 or State Variation) as one of the Products which the General Agent is authorized to distribute pursuant to the Agreement and to establish the compensation due and payable by Equitable to the General Agent in connection with the sale and servicing of COLI ’04 as more particularly set forth in the Amended and Restated Schedules 1 of Exhibit A attached hereto and made a part hereof.
Except as modified and amended hereby, the Sales Agreement is in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to General Agent Sales Agreement to be duly executed and delivered as of the day and year first above written.
| THE EQUITABLE LIFE ASSURANCE | AXA NETWORK, LLC | |||||||
| SOCIETY OF THE UNITED STATES | AXA NETWORK OF ALABAMA, LLC | |||||||
| AXA NETWORK OF CONNECTICUT, | ||||||||
| By: | /s/ Stanley B. Tulin |
MAINE AND NEW YORK, LLC | ||||||
| Stanley B. Tulin | AXA NETWORK INSURANCE | |||||||
| Vice Chairman and | AGENCY OF MASSACHUSETTS, LLC | |||||||
| Chief Financial Officer | AXA NETWORK OF PUERTO RICO, INC. | |||||||
| AXA NETWORK INSURANCE AGENCY | ||||||||
| OF TEXAS, INC. | ||||||||
| By: | /s/ Robert S. Jones | |||||||
| Robert S. Jones | ||||||||
| President – Retail Division | ||||||||
EXHIBIT A
AMENDED AND RESTATED SCHEDULE 1
EFFECTIVE AS OF JANUARY 1, 2004
General Agent Compensation for Life Insurance Sales and Servicing
This Amended and Restated Schedule 1 of Exhibit A is effective as of January 1, 2004 and is attached to and made part of the General Agent Sales Agreement dated January 1, 2000 by and between The Equitable Life Assurance Society of the United States and AXA Network, LLC.
Compensation to the General Agent in connection with the sale and servicing of life insurance policies will be calculated on a policy by policy basis. Compensation paid hereunder will be allocated to commissions and expense allowances as the parties may from time to time agree consistent with the provisions of Section 4228 of the New York State Insurance Law. Total compensation to the General Agent in respect of the sale and servicing of each life insurance policy will be a percentage of the premiums received by Equitable in respect of such policy as more particularly set forth in the following tables:
Commissions on Variable Life Insurance Products other than COLI ’04
| Type of Premium |
Percentage | |||
| First Policy Year |
||||
| Qualifying First Year Premiums up to Target |
99.0 | % | ||
| Excess Premiums |
8.5 | % | ||
| Renewals |
11.0 | % | ||
Commissions on COLI ’04
| Type of Premium |
Percentage | |||
| First Policy Year |
||||
| Qualifying First Year Premiums up to Target |
50.0 | % | ||
| Excess Premiums |
10 | % | ||
| Renewals |
11.0 | % | ||
Page 1 of 2
EXHIBIT A
AMENDED AND RESTATED SCHEDULE 1
EFFECTIVE AS OF JANUARY 1, 2004
(Continued)
Commissions on Non-Variable Life Insurance Products
| Type of Premium |
Percentage | |||
| First Policy Year |
||||
| Scheduled Premiums |
99.0 | % | ||
| Qualifying First Year Premiums up to Target |
99.0 | % | ||
| Excess Premiums |
8.5 | % | ||
| Renewal Years |
8.0 | % | ||
Page 2 of 2
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 4/30/12 | 485BPOS | ||
| Filed on: | 4/24/12 | |||
| 1/1/04 | ||||
| 1/1/00 | ||||
| List all Filings | ||||