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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/12 Morgan Stanley 10-K 12/31/11 194:48M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 4.51M
2: EX-4.4 Seventh Supplemental Senior Indenture, Dated as of HTML 103K
November 21, 2011
3: EX-10.1 Amended and Restated Trust Agreement Dated as of HTML 134K
October 18, 2011
6: EX-10.58 Senior Advisor Arrangement With John J. Mack, HTML 58K
Effective January 1, 2012
7: EX-10.59 Morgan Stanley Schedule of Non-Employee Directors HTML 62K
Annual Compensation
8: EX-10.60 Strategic Equity Investment Plan, Amended and HTML 127K
Restated as of January 1, 2009
4: EX-10.7 Amendment to Morgan Stanley 401(K) Plan, Dated as HTML 59K
of December 23, 2011
5: EX-10.9 Amendment to Morgan Stanley 401(K) Savings Plan, HTML 59K
Dated as of December 23, 2011
10: EX-21 Subsidiaries of Morgan Stanley HTML 452K
11: EX-23.1 Consent of Deloitte & Touche LLP HTML 64K
9: EX-12 Statement Re: Computation of Ratio of Earnings to HTML 93K
Fixed Charges
12: EX-31.1 Rule 13A-14(A) Certification of Chief Executive HTML 60K
Officer
13: EX-31.2 Rule 13A-14(A) Certification of Chief Financial HTML 60K
Officer
14: EX-32.1 Section 1350 Certification of Chief Executive HTML 57K
Officer
15: EX-32.2 Section 1350 Certification of Chief Financial HTML 57K
Officer.
133: R1 Document and Entity Information HTML 87K
96: R2 Condensed Consolidated Statements Of Financial HTML 286K
Condition
122: R3 Condensed Consolidated Statements Of Financial HTML 136K
Condition (Parenthetical)
139: R4 Condensed Consolidated Statements Of Income HTML 250K
176: R5 Condensed Consolidated Statements Of Comprehensive HTML 114K
Income
101: R6 Condensed Consolidated Statements Of Comprehensive HTML 74K
Income (Parenthetical)
121: R7 Consolidated Statements of Cash Flows HTML 246K
87: R8 Consolidated Statements of Cash Flows HTML 64K
(Parenthetical)
72: R9 Consolidated Statements of Changes in Total Equity HTML 163K
178: R10 Introduction and Basis of Presentation HTML 96K
141: R11 Significant Accounting Policies HTML 143K
140: R12 Morgan Stanley Smith Barney Holdings LLC HTML 117K
151: R13 Fair Value Disclosures HTML 854K
152: R14 Securities Available for Sale HTML 155K
146: R15 Collateralized Transactions HTML 89K
154: R16 Variable Interest Entities and Securitization HTML 329K
Activities
123: R17 Financing Receivables HTML 94K
135: R18 Goodwill and Net Intangible Assets HTML 139K
144: R19 Deposits HTML 74K
193: R20 Borrowings and Other Secured Financings HTML 174K
167: R21 Derivative Instruments and Hedging Activities HTML 365K
112: R22 Commitments, Guarantees and Contingencies HTML 209K
143: R23 Regulatory Requirements HTML 125K
117: R24 Total Equity HTML 168K
56: R25 Earnings Per Common Share HTML 128K
169: R26 Interest Income and Interest Expense HTML 84K
184: R27 Sale of Bankruptcy Claims Related to a Derivative HTML 65K
Company
81: R28 Other Revenues HTML 72K
80: R29 Employee Stock-Based Compensation Plans HTML 133K
85: R30 Employee Benefit Plans HTML 361K
86: R31 Income Taxes HTML 167K
89: R32 Segment and Geographic Information HTML 226K
37: R33 Equity Method Investments HTML 109K
164: R34 Discontinued Operations HTML 92K
108: R35 Parent Company HTML 192K
113: R36 Quarterly Results HTML 141K
63: R37 Subsequent Events HTML 66K
192: R38 Significant Accounting Policies (Policy) HTML 207K
22: R39 Morgan Stanley Smith Barney Holdings LLC (Tables) HTML 113K
93: R40 Fair Value Disclosures (Tables) HTML 785K
174: R41 Securities Available for Sale (Tables) HTML 151K
60: R42 Collateralized Transactions (Tables) HTML 75K
79: R43 Variable Interest Entities and Securitization HTML 282K
Activities (Tables)
84: R44 Financing Receivables (Tables) HTML 67K
97: R45 Goodwill and Net Intangible Assets (Tables) HTML 138K
36: R46 Deposits (Tables) HTML 70K
70: R47 Borrowings and Other Secured Financings (Tables) HTML 163K
27: R48 Derivative Instruments and Hedging Activities HTML 334K
(Tables)
172: R49 Commitments, Guarantees and Contingencies (Tables) HTML 138K
58: R50 Regulatory Requirements (Tables) HTML 94K
166: R51 Total Equity (Tables) HTML 117K
64: R52 Earnings Per Common Share (Tables) HTML 127K
94: R53 Interest Income and Interest Expense (Tables) HTML 83K
25: R54 Other Revenues (Tables) HTML 68K
31: R55 Employee Stock-based Compensation Plans (Tables) HTML 126K
83: R56 Employee Benefit Plans (Tables) HTML 326K
44: R57 Income Taxes (Tables) HTML 150K
180: R58 Segment and Geographic Information (Tables) HTML 226K
106: R59 Equity Method Investments (Tables) HTML 85K
148: R60 Discontinued Operations (Tables) HTML 90K
69: R61 Parent Company (Tables) HTML 178K
75: R62 Quarterly Results (Tables) HTML 137K
160: R63 Introduction and Basis of Presentation (Details) HTML 115K
155: R64 Significant Accounting Policies (Details) HTML 138K
111: R65 Morgan Stanley Smith Barney Holdings LLC (Smith HTML 140K
Barney) (Details)
158: R66 Morgan Stanley Smith Barney Holdings LLC (Citi HTML 103K
Managed Futures) (Details)
65: R67 Morgan Stanley Smith Barney Holdings LLC (Pro HTML 192K
forma Condensed Combined Financial Information
Presents Results of Operations if Closing of MSSB
and Citi Managed Futures had been Completed)
(Details)
118: R68 Fair Value Disclosures (Narrative) (Details) HTML 76K
183: R69 Fair Value Disclosures (Assets and Liabilities HTML 384K
Measured at Fair Value on a Recurring Basis)
(Details)
29: R70 Fair Value Disclosures (Changes in Level 3 Assets HTML 391K
and Liabilities Measured at Fair Value on a
Recurring Basis) (Details)
55: R71 Fair Value Disclosures (Fair Value of Investments HTML 110K
that Calculate Net Asset Value) (Details)
95: R72 Fair Value Disclosures (Net Gains (Losses) Due to HTML 68K
Changes in Fair Value for Items Measured at Fair
Value Pursuant to the Fair Value Option Election)
(Details)
42: R73 Fair Value Disclosures (Gains (Losses) Due to HTML 62K
Changes in Instrument Specific Credit Risk)
(Details)
190: R74 Fair Value Disclosures (Amount by Which HTML 72K
Contractual Principal Amount Exceeds Fair Value)
(Details)
61: R75 Fair Value Disclosures (Assets Measured at Fair HTML 143K
Value on a Nonrecurring Basis) (Details)
47: R76 Securities Available for Sale (Schedule of HTML 87K
Available for Sale Securities) (Details)
54: R77 Securities Available for Sale (Schedule of HTML 85K
Available for Sale Securities in an Unrealized
Loss Position) (Details)
33: R78 Securities Available for Sale (Schedule of HTML 97K
Amortized Cost and Fair Value of Available for
Sale Debt Securities by Contractual Date)
(Details)
38: R79 Securities Available for Sale (Schedule of HTML 67K
Proceeds of Sale of Securities Available for Sale)
(Details)
137: R80 Collateralized Transactions (Narrative) (Details) HTML 69K
52: R81 Collateralized Transactions (Financial Instruments HTML 62K
Owned That Have Been Loaned Or Pledged To
Counterparties) (Details)
181: R82 Collateralized Transactions (Cash And Securities HTML 66K
Deposited With Clearing Organizations Or
Segregated Under Federal And Other Regulations Or
Requirements) (Details)
91: R83 Variable Interest Entities and Securitization HTML 90K
Activities (Narrative) (Details)
145: R84 Variable Interest Entities and Securitization HTML 63K
Activities (Consolidated VIEs) (Details)
157: R85 Variable Interest Entities and Securitization HTML 109K
Activities (Non-Consolidated VIEs) (Details)
49: R86 Variable Interest Entitiesand Securitization HTML 93K
Activities (Information Regarding SPEs) (Details)
53: R87 Variable Interest Entities and Securitization HTML 81K
Activities (Fair Value of Assets and Liabilities)
(Details)
177: R88 Variable Interest Entities and Securitization HTML 64K
Activities (Transfers of Assets Treated as Secured
Financings) (Details)
43: R89 Variable Interest Entities and Securitization HTML 77K
Activities (Mortgage Servicing Activities for
SPEs) (Details)
138: R90 Financing Receivables (Narrative) (Details) HTML 84K
127: R91 Financing Receivables (Summary of Financing HTML 66K
Receivables) (Details)
162: R92 Goodwill and Net Intangible Assets (Narrative) HTML 70K
(Details)
126: R93 Goodwill and Net Intangible Assets (Changes in HTML 84K
Carrying Amount of Goodwill) (Details)
102: R94 Goodwill and Net Intangible Assets (Changes in HTML 96K
Carrying Amount of Intangible Assets) (Details)
171: R95 Goodwill and Net Intangible Assets (Amortizable HTML 66K
Intangible Assets) (Details)
98: R96 Deposits (Narrative) (Details) HTML 62K
62: R97 Deposits (Deposits) (Details) HTML 69K
114: R98 Deposits (Interest Bearing Deposits Maturing over HTML 72K
Next Five Years) (Details)
107: R99 Borrowings and Other Secured Financings HTML 90K
(Narratives) (Details)
82: R100 Borrowings and Other Secured Financings HTML 72K
(Commercial Paper and Other Short-term Borrowings)
(Details)
194: R101 Borrowings and Other Secured Financings (Long-term HTML 118K
Borrowings - Maturities and Terms) (Details)
159: R102 Borrowings and Other Secured Financings HTML 73K
(Components of Long-term Borrowings) (Details)
124: R103 Borrowings and Other Secured Financings (Effective HTML 62K
Average Borrowing Rate) (Details)
35: R104 Borrowings and Other Secured Financings (Other HTML 62K
Secured Financings) (Details)
173: R105 Borrowings and Other Secured Financings (Schedule HTML 103K
of Maturities of Secured Financing) (Details)
182: R106 Borrowings and Other Secured Financings (Schedule HTML 90K
of Failed Sales) (Details)
175: R107 Derivative Instruments and Hedging Activities HTML 94K
(Other Disclosures) (Details)
119: R108 Derivative Instruments and Hedging Activities HTML 64K
(Components of Derivative Products) (Details)
45: R109 Derivative Instruments and Hedging Activities HTML 90K
(Fair Value of OTC Derivatives in a Gain Position)
(Details)
150: R110 Derivative Instruments aand Hedging Activities HTML 135K
(Fair Value of Derivative Instruments Designated
and Not Designated as Accounting Hedges by Type of
Derivative Contract on a Gross Basis) (Details)
67: R111 Derivative Instruments and Hedging Activities HTML 84K
(Gains or Losses on Derivative Instruments,
Related Hedge Items and Hedge Ineffectiveness)
(Details)
24: R112 Derivative Instruments and Hedging Activities HTML 180K
(Notional and Fair Value of Protection Sold and
Purchased through Credit Default Swaps) (Details)
100: R113 Commitments, Guarantees and Contingencies HTML 125K
(Narrative) (Details)
92: R114 Commitments, Guarantees and Contingencies HTML 101K
(Commitments by Period of Expiration) (Details)
168: R115 Commitments, Guarantees and Contingencies (Future HTML 80K
Minimum Rental Commitments) (Details)
74: R116 Commitments, Guarantees and Contingencies HTML 101K
(Obligations under Guarantee Arrangements)
(Details)
186: R117 Regulatory Requirements (Narrative) (Details) HTML 81K
39: R118 Regulatory Requirements (Capital Measures) HTML 98K
(Details)
132: R119 Regulatory Requirements (Significant U.S. Bank HTML 85K
Operating Subsidiaries' Capital) (Details)
156: R120 Total Equity (Narrative) (Details) HTML 253K
28: R121 Total Equity (Changes in Shares of Common Stock HTML 68K
Outstanding) (Details)
128: R122 Total Equity (Preferred Stock Outstanding) HTML 72K
(Details)
115: R123 Total Equity (Components of Accumulated Other HTML 83K
Comprehensive Income (Loss)) (Details)
30: R124 Total Equity (Cumulative Foreign Currency HTML 70K
Translation Adjustments, Net of Tax) (Details)
134: R125 Total Equity (Changes in Ownership in HTML 76K
Subsidiaries) (Details)
189: R126 Earnings Per Common Share (Calculation of Basic HTML 234K
and Diluted EPS) (Details)
40: R127 Earnings Per Common Share (Antidilutive Securities HTML 66K
Excluded from the Computation of Diluted EPS)
(Details)
76: R128 Interest Income and Interest Expense (Details) HTML 111K
163: R129 Sale of Bankruptcy Claims Related to a Derivative HTML 70K
Counterparty (Narrative) (Details)
188: R130 Other Revenues (Details) HTML 85K
110: R131 Employee Stock-based Compensation Plans HTML 115K
(Narratives) (Details)
129: R132 Employee Stock-based Compensation Plans HTML 66K
(Components of Stock-based Compensation Expense)
(Details)
41: R133 Employee Stock-based Compensation Plans (Activity HTML 83K
Relating to Vested and Unvested RSUs) (Details)
46: R134 Employee Stock-based Compensation Plans (Activity HTML 94K
Relating to Unvested Restricted Stock Units)
(Details)
99: R135 Employee Stock-based Compensation Plans (Fair HTML 71K
Value Assumptions) (Details)
78: R136 Employee Stock-based Compensation Plans (Activity HTML 90K
Relating to Stock Options) (Details)
153: R137 Employee Stock-based Compensation Plans (Stock HTML 89K
Options Outstanding) (Details)
104: R138 Employee Benefit Plans (Narratives) (Details) HTML 83K
73: R139 Employee Benefit Plans (Components of Net Periodic HTML 94K
Benefit Expense) (Details)
105: R140 Employee Benefit Plans (Other Changes in Plan HTML 84K
Assets and Benefit Obligations Recognized in Other
Comprehensive Loss (Income) on a Pre-tax Basis)
(Details)
57: R141 Employee Benefit Plans (Weighted Average HTML 68K
Assumptions Used to Determine Net Periodic Benefit
Costs) (Details)
23: R142 Employee Benefit Plans (Reconciliation of Changes HTML 134K
in Benefit Obligation and Fair Value of Plan
Assets) (Details)
165: R143 Employee Benefit Plans (Summary of Funded Status) HTML 94K
(Details)
142: R144 Employee Benefit Plans (Pension Plans with HTML 61K
Projected Benefit Obligations in Excess of Fair
Value of Plan Assets) (Details)
50: R145 Employee Benefit Plans (Pension Plans with HTML 62K
Accumulated Benefit Obligations in Excess of Fair
Value of Plan Assets) (Details)
131: R146 Employee Benefit Plans (Weighted Average HTML 62K
Assumptions Used to Determine Benefit Obligations)
(Details)
109: R147 Employee Benefit Plans (Assumed Health Care Cost HTML 69K
Trend Rates Used to Determine the Postretirement
Benefit Obligations) (Details)
48: R148 Employee Benefit Plans (Effects of a HTML 67K
One-Percentage Point Change in Assumed Health Care
Cost Trend Rates) (Details)
51: R149 Employee Benefit Plans (Fair Value of Net Pension HTML 139K
Plan Assets) (Details)
147: R150 Employee Benefit Plans (Changes in Level 3 Pension HTML 80K
Assets and Liabilities Measured at Fair Value)
(Details)
68: R151 Employee Benefit Plans (Expected Benefit Payments HTML 74K
Associated with the Pension and Postretirement
Benefit Plans) (Details)
26: R152 Income Taxes (Provision for (Benefit from) Income HTML 121K
Taxes from Continuing Operations) (Details)
120: R153 Income Taxes (Reconciliation of the Provision for HTML 110K
(Benefit from) Income Taxes and the U.S. Federal
Statutory Income Tax Rate) (Details)
149: R154 Income Taxes (Significant Components of Deferred HTML 142K
Tax Assets and Liabilities) (Details)
34: R155 Income Taxes (U.S. and Non-U.S. Components of HTML 66K
Income Before Income Tax Expense (Benefit) and
Extraordinary Gain) (Details)
59: R156 Income Taxes (Reconciliation of Unrecognized Tax HTML 85K
Benefits) (Details)
191: R157 Income Taxes (Major Tax Jurisdictions in Which the HTML 61K
Company and Affiliates Operate and the Earliest
Tax Year Subject to Examination) (Details)
66: R158 Segment and Geographic Information (Selected HTML 229K
Financial Information by Segments) (Details)
90: R159 Segment and Geographic Information (Net Interest HTML 81K
by Segments) (Details)
103: R160 Segment and Geographic Information (Assets by HTML 61K
Segments) (Details)
161: R161 Segment and Geographic Information (Net Revenues HTML 72K
and Assets by Geographic Area) (Details)
88: R162 Equity Method Investments (Investees) (Details) HTML 104K
179: R163 Equity Method Investments (Narratives) (Details) HTML 119K
136: R164 Discontinued Operations (Details) HTML 110K
187: R165 Parent Company - (Narrative) (Details) HTML 67K
32: R166 Parent Company - (Condensed Statements of HTML 190K
Financial Condition) (Details)
170: R167 Parent Company - (Condensed Statements of Income HTML 164K
and Comprehensive Income) (Details)
71: R168 Parent Company - (Condensed Statements of Cash HTML 194K
Flows) (Details)
130: R169 Quarterly Results (Details) HTML 183K
116: R170 Subsequent Events (Details) HTML 65K
185: XML IDEA XML File -- Filing Summary XML 322K
77: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 8.16M
16: EX-101.INS XBRL Instance -- ms-20111231 XML 16.43M
18: EX-101.CAL XBRL Calculations -- ms-20111231_cal XML 590K
19: EX-101.DEF XBRL Definitions -- ms-20111231_def XML 3.27M
20: EX-101.LAB XBRL Labels -- ms-20111231_lab XML 5.30M
21: EX-101.PRE XBRL Presentations -- ms-20111231_pre XML 4.16M
17: EX-101.SCH XBRL Schema -- ms-20111231 XSD 608K
125: ZIP XBRL Zipped Folder -- 0001193125-12-081807-xbrl Zip 866K
| Morgan Stanley Schedule of Non-Employee Directors Annual Compensation |
EXHIBIT 10.59
MORGAN STANLEY SCHEDULE OF NON-EMPLOYEE DIRECTORS ANNUAL COMPENSATION
Effective as of May 17, 2011
| RETAINER(1) | AMOUNT | |||
| Service as a Director |
$ | 75,000 | ||
| Service as Chair of Audit Committee |
$ | 25,000 | ||
| Service as Chair of Compensation, Management Development and Succession Committee; Nominating and Governance Committee; or Risk Committee |
$
|
20,000
|
| |
| Service as Chair of Operations and Technology Committee |
$ | 10,000 | ||
| Service as Member of Audit Committee, Compensation, Management Development and Succession Committee; Nominating and Governance Committee; Operations and Technology Committee; or Risk Committee |
$
|
10,000
|
| |
| Service as Lead Director |
$ | 30,000 | ||
| (1) | The retainer shall be paid semi-annually in arrears for the period from the immediately preceding Annual Meeting of Shareholders until the next succeeding Annual Meeting of Shareholders. 50% of a non-employee director’s retainer shall be made on (or promptly after) the business day coincident with or first following the six month anniversary of the immediately preceding Annual Meeting of Shareholders. The remaining portion of a non-employee director’s retainer shall be made on (or promptly after) the next succeeding Annual Meeting of Shareholders. |
In the event a non-employee director joins the Board at a time other than an Annual Meeting of Shareholders, or commences service on an additional Board committee, such director shall be entitled to receive a prorated retainer for service on the Board or such Board committee, as applicable, until the next succeeding Annual Meeting of Shareholders semi-annually in arrears. Such retainer shall be prorated for service during the period beginning on the first day of the calendar month during which the non-employee director joins the Board, or commences service on such Board committee, until the last day of the calendar month immediately preceding the calendar month during which the retainer is payable in accordance with the payment schedule set forth in the immediately preceding paragraph.
In the event a non-employee director terminates from service on the Board at a time other than an Annual Meeting of Shareholders, such director shall be entitled to receive a prorated retainer for service on the Board, and any Board committee. Such retainer shall be prorated for service during the period beginning on the first day of the calendar month during which the last retainer payment date occurs until the last day of the calendar month immediately preceding the calendar month during which the director’s Board service termination date occurs and shall be made on (or promptly after) the director’s Board service termination date.
Notwithstanding the foregoing, a non-employee director may elect to receive all or a portion of the retainer on a deferred basis under the Directors’ Equity Capital Accumulation Plan.
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/27/12 | 3, 4, 424B2, FWP | ||
| For Period end: | 12/31/11 | 11-K, 13F-HR, ARS | ||
| 5/17/11 | 424B2, FWP | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M 2/26/13 SEC UPLOAD¶ 9/22/17 1:33K Morgan Stanley 1/22/13 SEC UPLOAD¶ 9/22/17 1:183K Morgan Stanley 6/25/12 SEC UPLOAD¶ 9/22/17 1:192K Morgan Stanley |