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Bellicum Pharmaceuticals, Inc – IPO: ‘S-1’ on 11/18/14 – EX-10.11

On:  Tuesday, 11/18/14, at 4:15pm ET   ·   Accession #:  1193125-14-416804   ·   File #:  333-200328

Previous ‘S-1’:  None   ·   Next & Latest:  ‘S-1/A’ on 12/9/14   ·   8 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/18/14  Bellicum Pharmaceuticals, Inc     S-1                   40:9.7M                                   RR Donnelley/FA

Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   1.49M 
 2: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML    131K 
 3: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     32K 
 4: EX-3.3      Articles of Incorporation/Organization or By-Laws   HTML     97K 
 5: EX-3.4      Articles of Incorporation/Organization or By-Laws   HTML    113K 
 6: EX-4.2      Instrument Defining the Rights of Security Holders  HTML    330K 
 7: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     55K 
 8: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     46K 
 9: EX-4.5      Instrument Defining the Rights of Security Holders  HTML     71K 
10: EX-10.1     Material Contract                                   HTML     59K 
19: EX-10.10    Material Contract                                   HTML     93K 
20: EX-10.11    Material Contract                                   HTML     18K 
21: EX-10.12    Material Contract                                   HTML     99K 
22: EX-10.13    Material Contract                                   HTML     99K 
23: EX-10.14    Material Contract                                   HTML     14K 
24: EX-10.15    Material Contract                                   HTML    173K 
25: EX-10.16    Material Contract                                   HTML    104K 
26: EX-10.17    Material Contract                                   HTML     74K 
27: EX-10.18    Material Contract                                   HTML    110K 
28: EX-10.19    Material Contract                                   HTML    208K 
11: EX-10.2     Material Contract                                   HTML     75K 
29: EX-10.20    Material Contract                                   HTML    138K 
30: EX-10.21    Material Contract                                   HTML    359K 
31: EX-10.22    Material Contract                                   HTML     35K 
32: EX-10.23    Material Contract                                   HTML     40K 
33: EX-10.24    Material Contract                                   HTML     27K 
34: EX-10.25    Material Contract                                   HTML     45K 
35: EX-10.26    Material Contract                                   HTML     39K 
36: EX-10.27    Material Contract                                   HTML    155K 
37: EX-10.28    Material Contract                                   HTML     21K 
38: EX-10.29    Material Contract                                   HTML     17K 
12: EX-10.3     Material Contract                                   HTML    132K 
13: EX-10.4     Material Contract                                   HTML    251K 
14: EX-10.5     Material Contract                                   HTML     19K 
15: EX-10.6     Material Contract                                   HTML     99K 
16: EX-10.7     Material Contract                                   HTML     99K 
17: EX-10.8     Material Contract                                   HTML     88K 
18: EX-10.9     Material Contract                                   HTML     23K 
39: EX-16.1     Letter re: Change in Certifying Accountant          HTML     12K 
40: EX-23.1     Consent of Experts or Counsel                       HTML     11K 


EX-10.11   —   Material Contract


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-10.11  

Exhibit 10.11

 

LOGO

Tom Farrell

President & Chief Executive Officer

December 6, 2011

Ken Moseley, J.D.

7913 Brightman Lane

Austin, TX 78733

Dear Ken:

It is my pleasure to extend the following offer of employment to you on behalf of Bellicum Pharmaceuticals, Inc. (the “Company”).

Title: Vice President of Intellectual Property & Legal Affairs; and Corporate Secretary

The position will report to the CEO, and will be based in Austin, with travel to the Company’s premises in Houston, Texas for a minimum of two working days per month.

The Job Description for this position is attached. Please keep in mind that the job description may change as the organization changes and grows. Furthermore, your title and reporting relationship may change from time to time.

Your base salary, at 50% Full Time Equivalency for a 2.5 day work week, will be paid in twice-monthly installments of $3,750.00, which is equivalent to $90,000 on an annual basis, and subject to deductions for taxes and other withholdings as required by law or agreements with the Company.

You must sign the Company’s standard non-compete and intellectual property agreements prior to your start date.

As a part time employee you will generally not be entitled to participate in the Company’s employee benefit plans and programs.

Normal and reasonable expenses, in the Company’s sole discretion, will be reimbursed on a monthly basis per Company policy and upon completion of the appropriate expense request form.

Provided that you successfully complete the Company’s standard pre-employment requirements, your start date with the Company will be December 12, 2011. Your employment with Bellicum Pharmaceuticals, Inc. is at-will and either party can terminate the relationship at any time with or without cause and with or without notice. Nothing will alter the at-will nature of this

 

6400 Fannin Street, Suite 2300

(713) 341-6472

Houston, TX 77030

www.bellicum.com


employment relationship other than a written agreement signed by you and an authorized officer of the Company that expressly agrees to modify the at-will relationship. Nothing in this letter should be construed as a guaranty of any term of employment.

If you are in agreement with the above offer, please sign below. You acknowledge that this letter contains all of the terms and conditions of employment that you will use to make your decision and that you have not relied on any other agreements, assurances, representations or promises as the basis for your decision to accept the job as offered. This offer is in effect until December 9, 2011.

Signatures:

 

/s/ Thomas J. Farrell      December 6, 2011

Thomas J. Farrell, President & CEO

Bellicum Pharmaceuticals, Inc.

     Date
/s/ Ken Moseley     

December 8, 2011

Ken Moseley, J.D.      Date

Dates Referenced Herein

This ‘S-1’ Filing    Date    Other Filings
Filed on:11/18/14None on these Dates
12/12/11
12/9/11
12/8/11
12/6/11
 List all Filings


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/28/23  Bellicum Pharmaceuticals, Inc.    10-K/A     12/31/22    2:389K                                   Workiva Inc Wde… FA01/FA
 3/31/23  Bellicum Pharmaceuticals, Inc.    10-K       12/31/22   66:6.9M                                   Workiva Inc Wde… FA01/FA
 3/24/22  Bellicum Pharmaceuticals, Inc.    10-K       12/31/21   71:8.4M                                   Workiva Inc Wde… FA01/FA
 3/31/21  Bellicum Pharmaceuticals, Inc.    10-K       12/31/20   69:8.7M                                   Workiva Inc Wde… FA01/FA
11/05/20  Bellicum Pharmaceuticals, Inc.    10-Q        9/30/20   66:9M
 8/06/20  Bellicum Pharmaceuticals, Inc.    S-8         8/06/20    3:148K
 8/06/20  Bellicum Pharmaceuticals, Inc.    10-Q        6/30/20   60:7.1M
12/03/14  SEC                               UPLOAD9/13/17    1:158K Bellicum Pharmaceuticals, Inc.
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Filing Submission 0001193125-14-416804   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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