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Healthequity Inc – IPO: ‘S-1/A’ on 7/16/14 – EX-4.1

On:  Wednesday, 7/16/14, at 1:03pm ET   ·   Accession #:  1193125-14-270119   ·   File #:  333-196645

Previous ‘S-1’:  ‘S-1’ on 6/10/14   ·   Next:  ‘S-1/A’ on 7/17/14   ·   Latest:  ‘S-1/A’ on 5/4/15   ·   11 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/16/14  Healthequity Inc                  S-1/A                 10:2.9M                                   RR Donnelley/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment #1 to Form S-1                            HTML   1.89M 
 2: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML     41K 
 3: EX-3.4      Articles of Incorporation/Organization or By-Laws   HTML     89K 
 4: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     14K 
 5: EX-10.1     Material Contract                                   HTML     76K 
 7: EX-10.13    Material Contract                                   HTML     17K 
 8: EX-10.27    Material Contract                                   HTML     15K 
 6: EX-10.3     Material Contract                                   HTML    172K 
 9: EX-23.1     Consent of Experts or Counsel                       HTML      6K 
10: EX-99.1     Miscellaneous Exhibit                               HTML      6K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-4.1  

Exhibit 4.1

 

 

LOGO

Number Hqy healthequity, Inc. Incorporated under the laws of the state of Delaware cusip 42226a 10 7 shares see reverse for certain definitions This certifies that specimen is the record holder of Fully paid and non-assessable shares of the common stock, $0.0001 par value per share, of Healthequity, inc. Transferable on the books of the corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned and registered by the transfer agent and registrar. Witness the facsimile signatures of the corporation’s duly authorized officers. Dated: Countersigned and registered: American stock transfer & trust company, llc (Brooklyn, ny) Transfer agent and registrar By: authorized signature President secretary © Security-columbian united states banknote company 1960


The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

  – as tenants in common      UNIF GIFT MIN ACT                          Custodian                        

TEN ENT

  – as tenants by the entireties                (Cust)                            (Minor)        

JT TEN

  – as joint tenants with right of          under Uniform Gifts to Minors
     survivorship and not as tenants          Act                                                      
     in common        (State)

Additional abbreviations may also be used though not in the above list.

For value received,                                                                                                hereby sell(s), assign(s) and transfer(s) unto

 

  PLEASE INSERT SOCIAL SECURITY OR OTHER  

INDENTIFYING NUMBER OF ASSIGNEE

     
       
     

 

  

 

PLEASE PRINT OF TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE

 

 

 

 

 

 

 

 

shares of the common stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint

                                                                                                                                                                                             Attorney

to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

 

Dated  

 

   
     

x

     

x

      NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATSOEVER.
SIGNATURE(S) GUARANTEED:  

 

 
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.  

11 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/22/24  HealthEquity, Inc.                10-K        1/31/24   86:10M
 6/23/23  HealthEquity, Inc.                S-8         6/23/23    4:94K                                    Toppan Merrill/FA
 3/30/23  HealthEquity, Inc.                10-K        1/31/23   81:8.9M
 9/01/22  HealthEquity, Inc.                8-K:5,7,9   9/01/22   11:193K
 6/24/22  HealthEquity, Inc.                S-8         6/24/22    4:98K                                    Toppan Merrill/FA
 5/02/22  HealthEquity, Inc.                8-K:5,7,9   5/02/22   11:196K
 3/31/22  HealthEquity, Inc.                10-K        1/31/22   88:10M
 9/09/21  HealthEquity, Inc.                S-3ASR      9/09/21    4:414K                                   Toppan Merrill/FA
 6/28/21  HealthEquity, Inc.                S-8         6/28/21    3:86K                                    Toppan Merrill/FA
 3/31/21  HealthEquity, Inc.                10-K        1/31/21   80:9.2M
12/04/20  HealthEquity, Inc.                8-K:5,7,9  12/04/20   13:197K
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Filing Submission 0001193125-14-270119   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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